Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18901 | Sodium Advisors Inc. CRD 300087 | Santa Clara, CA | Multi-Family Office · Boutique (under $100M) | $57.9M | 2 | 5 | 1 | 03/09/2026 | ☆ |
| 18902 | Journey Financial Management, Llc CRD 153404 | Bowling Green, KY | Wealth Manager · Boutique (under $100M) | $57.9M | 77 | 200 | 6 | 07/31/2026 | ☆ |
| 18903 | Lewis & Clark Advisors, Llc CRD 122383 | Wealth Manager · Boutique (under $100M) | $57.8M | 50 | 88 | 3 | 02/06/2026 | ☆ | |
| 18904 | Retirement Solutions Investments, Inc. CRD 171199 | Provo, UT | Wealth Manager · Boutique (under $100M) | $57.8M | 264 | 481 | 2 | 05/15/2026 | ☆ |
| 18905 | Dyken Wealth Strategies, Inc. CRD 293273 | Insurance-Affiliated · Boutique (under $100M) | $57.8M | 53 | 132 | 1 | 02/04/2026 | ☆ | |
| 18906 | Wilson Investment Advisory Services, Llc CRD 133771 | Wealth Manager · Boutique (under $100M) | $57.8M | 64 | 83 | 1 | 02/09/2026 | ☆ | |
| 18907 | Kailai Advisers Ltd. CRD 161692 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $57.8M | 2 | 2 | 9 | 05/21/2026 | ☆ |
| 18908 | Hafele Investments, Inc. CRD 341803 | Louisville, KY | Private Fund Manager · Boutique (under $100M) | $57.7M | 9 | 9 | 4 | 07/01/2026 | ☆ |
| 18909 | Dunlap Equity Management, Llc. CRD 130996 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $57.7M | 1 | 1 | 1 | 06/24/2026 | ☆ |
| 18910 | Efc Wealth Management Firm Llc CRD 312671 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $57.7M | 168 | 324 | 5 | 07/15/2026 | ☆ |
| 18911 | 30 40 Wealth Partners, Llc CRD 311073 | Wealth Manager · Boutique (under $100M) | $57.7M | 38 | 127 | 3 | 03/06/2026 | ☆ | |
| 18912 | Steele, Sherman Marquis CRD 128806 | Wealth Manager · Boutique (under $100M) | $57.7M | 62 | 181 | 1 | 03/27/2026 | ☆ | |
| 18913 | Amplify Endowment Management, Llc CRD 277129 | Endowment & Foundation Advisor · Boutique (under $100M) | $57.6M | 2 | 4 | 1 | 03/30/2026 | ☆ | |
| 18914 | Retirement Income Advisory Group Llc CRD 286611 | Woodbridge, NJ | Wealth Manager · Boutique (under $100M) | $57.6M | 160 | 268 | 1 | 03/10/2026 | ☆ |
| 18915 | Winged Wealth Management And Financial Planning Llc CRD 310668 | Wealth Manager · Boutique (under $100M) | $57.6M | 57 | 404 | 1 | 08/12/2026 | ☆ | |
| 18916 | Williams Advisory Services, Llc CRD 153782 | Wellesley, MA | Wealth Manager · Boutique (under $100M) | $57.6M | 49 | 146 | 3 | 03/05/2026 | ☆ |
| 18917 | Win Team Insurance Services, Inc. CRD 136680 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $57.6M | 84 | 143 | 3 | 07/16/2026 | ☆ |
| 18918 | Phillips Ray Capital Management, Inc. CRD 114408 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $57.6M | 98 | 76 | 1 | 03/16/2026 | ☆ |
| 18919 | Brooks, Wayne I CRD 168816 | Utica, NY | Insurance-Affiliated · Boutique (under $100M) | $57.5M | 66 | 124 | 3 | 03/31/2026 | ☆ |
| 18920 | Globe & Anchor Wealth Management & Financial Planning, Llc CRD 287722 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $57.5M | 65 | 165 | 1 | 02/13/2026 | ☆ |
| 18921 | Matthews Advisors, Llc CRD 114456 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $57.5M | 76 | 164 | 1 | 03/16/2026 | ☆ |
| 18922 | Houston Wealth Advisers, Llc. CRD 299442 | Houston, TX | Wealth Manager · Boutique (under $100M) | $57.4M | 236 | 542 | 1 | 03/23/2026 | ☆ |
| 18923 | Princeton Value Partners Llc CRD 313153 | New York, NY | Investment Adviser · Boutique (under $100M) | $57.4M | 31 | 53 | 2 | 03/04/2026 | ☆ |
| 18924 | Firethorn Capital, Llc CRD 127698 | Wealth Manager · Boutique (under $100M) | $57.4M | 41 | 94 | 2 | 04/15/2026 | ☆ | |
| 18925 | Emeth Value Capital, Llc CRD 310696 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $57.4M | 37 | 37 | 1 | 07/02/2026 | ☆ |
| 18926 | Welon, Llc CRD 297322 | Montgomery, AL | Trust Company · Boutique (under $100M) | $57.4M | 44 | 85 | 4 | 08/14/2026 | ☆ |
| 18927 | Network Investment Advisors Incorporated CRD 290927 | Commack, NY | Wealth Manager · Boutique (under $100M) | $57.4M | 118 | 174 | 5 | 04/01/2025 | ☆ |
| 18928 | Jla Capital, Llc CRD 335218 | Wealth Manager · Boutique (under $100M) | $57.4M | 36 | 77 | 1 | 03/16/2026 | ☆ | |
| 18929 | Embark Wealth Management, Llc CRD 157950 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $57.4M | 369 | 369 | 3 | 03/30/2026 | ☆ |
| 18930 | Springsteel Investment Advisors, Llc CRD 166126 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $57.4M | 67 | 227 | 2 | 02/11/2026 | ☆ |
| 18931 | Sankota Capital Llc CRD 333468 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $57.4M | 31 | 35 | 4 | 01/26/2026 | ☆ |
| 18932 | Nautical Star Financial Group Llc CRD 316426 | Las Colinas, TX | Wealth Manager · Boutique (under $100M) | $57.4M | 75 | 168 | 5 | 03/19/2026 | ☆ |
| 18933 | Centurion Counsel,Inc. CRD 110083 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $57.4M | 52 | 52 | 3 | 04/20/2026 | ☆ |
| 18934 | Hayden Capital Llc CRD 283201 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $57.4M | 112 | 130 | 1 | 08/07/2026 | ☆ |
| 18935 | Comprehensive Investment Management, Llc CRD 133272 | Wealth Manager · Boutique (under $100M) | $57.3M | 55 | 55 | 6 | 01/16/2026 | ☆ | |
| 18936 | Owl And Ore Llc CRD 283734 | Pleasant Hill, CA | Wealth Manager · Boutique (under $100M) | $57.3M | 71 | 289 | 1 | 01/29/2026 | ☆ |
| 18937 | Nottinghill Investment Advisers Ltd CRD 106804 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $57.2M | 75 | 75 | 4 | 03/30/2026 | ☆ |
| 18938 | Weise Risk Advisors, Llc CRD 297830 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $57.2M | 10 | 10 | 3 | 03/31/2026 | ☆ |
| 18939 | Life By Design Investment Advisory Services CRD 301816 | Dana Point, CA | Wealth Manager · Boutique (under $100M) | $57.2M | 55 | 134 | 4 | 03/25/2026 | ☆ |
| 18940 | N&B Associates Llc CRD 305940 | Wealth Manager · Boutique (under $100M) | $57.2M | 86 | 86 | 1 | 05/21/2025 | ☆ | |
| 18941 | Integrity Financial Advisors, Llc CRD 290127 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $57.2M | 339 | 453 | 3 | 03/27/2026 | ☆ |
| 18942 | Prominence Capital Gp Llc. CRD 165595 | Eagle, ID | Wealth Manager · Boutique (under $100M) | $57.1M | 23 | 126 | 1 | 03/07/2026 | ☆ |
| 18943 | Ngc Financial, Llc CRD 139992 | Bayside, NY | Insurance-Affiliated · Boutique (under $100M) | $57.1M | 78 | 108 | 1 | 06/02/2026 | ☆ |
| 18944 | Loftus Wealth Strategies Llc CRD 316582 | Wealth Manager · Boutique (under $100M) | $57.1M | 124 | 179 | 2 | 01/20/2026 | ☆ | |
| 18945 | Masani Wealth Management, Llc CRD 169666 | Insurance-Affiliated · Boutique (under $100M) | $57.1M | 61 | 217 | 1 | 02/09/2026 | ☆ | |
| 18946 | Summit Investment Advisory Group Llc CRD 306690 | Huntingdon Valley, PA | Wealth Manager · Boutique (under $100M) | $57.1M | 116 | 167 | 2 | 05/26/2026 | ☆ |
| 18947 | Newoak Asset Management Llc CRD 172956 | New York, NY | Investment Adviser · Boutique (under $100M) | $57.1M | 3 | 3 | 6 | 03/31/2026 | ☆ |
| 18948 | Financial Counsel, Llc CRD 113828 | Wealth Manager · Boutique (under $100M) | $57.1M | 112 | 182 | 1 | 03/30/2026 | ☆ | |
| 18949 | Renew Wealth Management Llc CRD 329069 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $57.0M | 35 | 117 | 3 | 03/09/2026 | ☆ |
| 18950 | N CRD 312410 | Wealth Manager · Boutique (under $100M) | $57.0M | 72 | 72 | 2 | 03/31/2025 | ☆ |