Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20101 | Nest Financial Llc CRD 299307 | Austin, TX | Wealth Manager · Boutique (under $100M) | $45.0M | 109 | 348 | 2 | 08/27/2026 | ☆ |
| 20102 | Puissance Capital Management Lp CRD 175226 | Multi-Family Office · Boutique (under $100M) | $45.0M | 1 | 3 | 2 | 01/13/2026 | ☆ | |
| 20103 | Rainier Capital Investments Llc CRD 304311 | Wealth Manager · Boutique (under $100M) | $45.0M | 90 | 90 | 1 | 03/31/2026 | ☆ | |
| 20104 | Sickle Hunter Financial Advisors, Inc. CRD 172256 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $45.0M | 100 | 100 | 2 | 03/27/2024 | ☆ |
| 20105 | Tdt Financial Inc CRD 310877 | Wealth Manager · Boutique (under $100M) | $45.0M | 35 | 121 | 1 | 01/21/2026 | ☆ | |
| 20106 | The L 'Esperance Group, Llc CRD 141907 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $45.0M | 76 | 385 | 2 | 03/12/2026 | ☆ |
| 20107 | Tl B Capital Management Llc CRD 332993 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $45.0M | 29 | 44 | 1 | 02/17/2026 | ☆ |
| 20108 | Avec Llc CRD 310772 | Wealth Manager · Boutique (under $100M) | $45.0M | 5 | 25 | 1 | 03/27/2026 | ☆ | |
| 20109 | Mcgehee Wealth Advisory Group, Inc. CRD 153804 | Indian Land, SC | Wealth Manager · Boutique (under $100M) | $45.0M | 27 | 27 | 1 | 04/16/2026 | ☆ |
| 20110 | Abbott Capital Management Corp. CRD 134334 | Wealth Manager · Boutique (under $100M) | $45.0M | 89 | 131 | 1 | 03/31/2026 | ☆ | |
| 20111 | Potomac Wealth Strategies, Llc CRD 151565 | Wealth Manager · Boutique (under $100M) | $45.0M | 53 | 226 | 1 | 01/30/2026 | ☆ | |
| 20112 | Miltonian Capital Management, Llc CRD 156144 | Wealth Manager · Boutique (under $100M) | $45.0M | 27 | 53 | 2 | 02/19/2026 | ☆ | |
| 20113 | Sapiat Asset Management, Llc CRD 282647 | Greeneville, TN | Wealth Manager · Boutique (under $100M) | $44.9M | 251 | 254 | 3 | 08/11/2026 | ☆ |
| 20114 | Beal Consulting, Inc. CRD 133313 | Plymouth, MA | Wealth Manager · Boutique (under $100M) | $44.9M | 20 | 55 | 2 | 09/10/2018 | ☆ |
| 20115 | Atlantic Retirement & Wealth Advisors Llc CRD 281680 | Wealth Manager · Boutique (under $100M) | $44.9M | 60 | 112 | 2 | 02/11/2026 | ☆ | |
| 20116 | Wachtel Capital Advisors, Llc CRD 311280 | Towaco, NJ | Wealth Manager · Boutique (under $100M) | $44.9M | 89 | 208 | 1 | 03/10/2026 | ☆ |
| 20117 | Companion Portfolio Management, Inc. CRD 155897 | Sequim, WA | Wealth Manager · Boutique (under $100M) | $44.9M | 62 | 62 | 1 | 03/23/2026 | ☆ |
| 20118 | Spillane Financial Planning, Inc. CRD 131589 | Wealth Manager · Boutique (under $100M) | $44.9M | 33 | 72 | 1 | 09/12/2026 | ☆ | |
| 20119 | Nexgen Investments Llc CRD 322604 | Wealth Manager · Boutique (under $100M) | $44.9M | 61 | 61 | 1 | 08/31/2026 | ☆ | |
| 20120 | Jql Wealth Llc CRD 340496 | Wealth Manager · Boutique (under $100M) | $44.9M | 21 | 21 | 1 | 08/03/2026 | ☆ | |
| 20121 | Baker Asset Management, Llc CRD 289524 | Wealth Manager · Boutique (under $100M) | $44.8M | 54 | 54 | 1 | 01/20/2026 | ☆ | |
| 20122 | Hegdahl Investment Management, Llc CRD 169043 | Wealth Manager · Boutique (under $100M) | $44.8M | 39 | 108 | 1 | 09/23/2026 | ☆ | |
| 20123 | Reid, Boyce G. CRD 144264 | Wealth Manager · Boutique (under $100M) | $44.8M | 9 | 20 | 1 | 03/12/2026 | ☆ | |
| 20124 | Inside Edge Capital Management, Llc CRD 315864 | Wealth Manager · Boutique (under $100M) | $44.8M | 46 | 130 | 2 | 01/22/2026 | ☆ | |
| 20125 | Elkwater Capital Management, Llc CRD 333963 | New York, NY | Private Fund Manager · Boutique (under $100M) | $44.8M | 4 | 5 | 3 | 03/20/2026 | ☆ |
| 20126 | Baehr, Celia Mann CRD 172152 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $44.8M | 38 | 80 | 1 | 02/10/2026 | ☆ |
| 20127 | Ldl Capital Management, Llc CRD 158275 | Wealth Manager · Boutique (under $100M) | $44.7M | 25 | 50 | 1 | 02/24/2026 | ☆ | |
| 20128 | Wada Capital Management, Llc CRD 143634 | El Cerrito, CA | Private Fund Manager · Boutique (under $100M) | $44.7M | 1 | 1 | 2 | 08/24/2026 | ☆ |
| 20129 | Nordwand Investments, Llc CRD 323829 | Radnor, PA | Private Fund Manager · Boutique (under $100M) | $44.7M | 4 | 4 | 2 | 03/20/2026 | ☆ |
| 20130 | American Family Legacy Group CRD 154050 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $44.7M | 112 | 153 | 3 | 04/01/2026 | ☆ |
| 20131 | Savvi Financial Llc CRD 169196 | Waltham, MA | Wealth Manager · Boutique (under $100M) | $44.7M | 136 | 238 | 22 | 02/16/2026 | ☆ |
| 20132 | Blake Financial Counsel, Llc CRD 305157 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $44.7M | 17 | 162 | 2 | 03/19/2026 | ☆ |
| 20133 | Girdwood Capital Llc CRD 330282 | Wealth Manager · Boutique (under $100M) | $44.7M | 70 | 154 | 1 | 05/27/2026 | ☆ | |
| 20134 | Plentiful Wealth, Llc CRD 312250 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $44.7M | 79 | 192 | 2 | 07/20/2026 | ☆ |
| 20135 | A Team Financial Investments Llc CRD 298219 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $44.7M | 435 | 711 | 2 | 01/13/2026 | ☆ |
| 20136 | Ebco Trustee Services Ltd Liab. Co. CRD 338094 | Chiasso, Ticino | Trust Company · Boutique (under $100M) | $44.7M | 18 | 18 | 4 | 02/02/2026 | ☆ |
| 20137 | Jkm Wealth Management Inc CRD 297564 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $44.6M | 43 | 200 | 2 | 03/30/2026 | ☆ |
| 20138 | Lifetime Financial Llc CRD 312171 | Takoma Park, MD | Wealth Manager · Boutique (under $100M) | $44.6M | 29 | 29 | 2 | 03/18/2026 | ☆ |
| 20139 | Ira Solutions, Inc. CRD 304788 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $44.6M | 159 | 159 | 2 | 04/06/2026 | ☆ |
| 20140 | Rauch Advisory Llc CRD 155681 | Chesapeake, VA | Wealth Manager · Boutique (under $100M) | $44.6M | 153 | 244 | 5 | 04/22/2026 | ☆ |
| 20141 | Pathfinserv Llc CRD 289125 | Insurance-Affiliated · Boutique (under $100M) | $44.6M | 107 | 286 | 2 | 06/04/2026 | ☆ | |
| 20142 | Fortress Investment Services, Ltd CRD 116804 | Wealth Manager · Boutique (under $100M) | $44.6M | 87 | 193 | 1 | 01/14/2026 | ☆ | |
| 20143 | Eastlake Planning Llc CRD 331427 | Wealth Manager · Boutique (under $100M) | $44.6M | 118 | 360 | 1 | 02/17/2026 | ☆ | |
| 20144 | Aetolia Capital Llc CRD 288624 | Wealth Manager · Boutique (under $100M) | $44.5M | 55 | 89 | 1 | 03/24/2026 | ☆ | |
| 20145 | Lighthouse Capital, Llc CRD 147497 | Boston, MA | Insurance-Affiliated · Boutique (under $100M) | $44.5M | 130 | 128 | 3 | 03/24/2026 | ☆ |
| 20146 | Peak Wealth Group, Llc CRD 150003 | St. Augustine, FL | Insurance-Affiliated · Boutique (under $100M) | $44.5M | 128 | 128 | 2 | 03/25/2026 | ☆ |
| 20147 | Jackson Money Management, Incorporated CRD 114558 | Wealth Manager · Boutique (under $100M) | $44.5M | 18 | 44 | 2 | 03/07/2026 | ☆ | |
| 20148 | Pension Solutions Inc. CRD 124098 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $44.5M | 255 | 350 | 2 | 02/27/2026 | ☆ |
| 20149 | Good Life Asset Strategies, Llc CRD 165613 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $44.5M | 89 | 89 | 2 | 06/22/2026 | ☆ |
| 20150 | Silverlake Portfolio Advisors Llc CRD 175210 | Wealth Manager · Boutique (under $100M) | $44.5M | 33 | 139 | 1 | 02/06/2026 | ☆ |