Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20151 | Future Perfect Planning, Llc CRD 173765 | Wealth Manager · Boutique (under $100M) | $44.5M | 42 | 121 | 1 | 02/25/2026 | ☆ | |
| 20152 | Roslund, John Cabell CRD 112929 | Wealth Manager · Boutique (under $100M) | $44.4M | 34 | 81 | 1 | 03/25/2026 | ☆ | |
| 20153 | Oak Springs Wealth Management, Llc CRD 164332 | Wealth Manager · Boutique (under $100M) | $44.4M | 86 | 153 | 2 | 03/10/2026 | ☆ | |
| 20154 | Vander Heyden, Rory Craig CRD 135120 | Clayton, CA | Wealth Manager · Boutique (under $100M) | $44.4M | 75 | 202 | 1 | 03/30/2026 | ☆ |
| 20155 | Inverlochy Capital, Inc. CRD 132253 | Wealth Manager · Boutique (under $100M) | $44.4M | 31 | 67 | 5 | 02/27/2026 | ☆ | |
| 20156 | Advisor Services, Inc. CRD 107666 | Tucson, AZ | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 180 | 180 | 1 | 04/20/2021 | ☆ |
| 20157 | Lussenheide Capital Management, Inc CRD 134053 | Wealth Manager · Boutique (under $100M) | $44.4M | 60 | 60 | 2 | 01/09/2026 | ☆ | |
| 20158 | Salzman Financial Management Llc CRD 127340 | Bethel, CT | Wealth Manager · Boutique (under $100M) | $44.4M | 33 | 94 | 1 | 01/28/2026 | ☆ |
| 20159 | Fao Wealth Inc CRD 335746 | Trumbull, CT | Wealth Manager · Boutique (under $100M) | $44.4M | 70 | 131 | 2 | 04/01/2026 | ☆ |
| 20160 | Alphacopia Investments Llc CRD 315231 | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 37 | 55 | 2 | 08/10/2026 | ☆ | |
| 20161 | Thompson Financial Services, Inc. CRD 140871 | Statesville, NC | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 103 | 161 | 1 | 04/28/2026 | ☆ |
| 20162 | Star Wealth Advisors CRD 332344 | Boca Raton, FL | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 159 | 272 | 11 | 05/15/2026 | ☆ |
| 20163 | Diversified Planning Concepts, Inc. CRD 112229 | Wealth Manager · Boutique (under $100M) | $44.3M | 36 | 36 | 2 | 05/19/2026 | ☆ | |
| 20164 | Clearwealth CRD 299759 | Wealth Manager · Boutique (under $100M) | $44.3M | 145 | 369 | 2 | 02/26/2026 | ☆ | |
| 20165 | Rockcrest Financial Llc CRD 282360 | Somers Point, NJ | Wealth Manager · Boutique (under $100M) | $44.3M | 133 | 224 | 3 | 05/14/2026 | ☆ |
| 20166 | Intero Financial Planning, Llc CRD 304573 | Wealth Manager · Boutique (under $100M) | $44.3M | 114 | 313 | 1 | 03/20/2026 | ☆ | |
| 20167 | Zetlmaier Wealth Management Llc CRD 327128 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $44.3M | 83 | 116 | 1 | 02/04/2026 | ☆ |
| 20168 | Alvarez, Edi CRD 144517 | Corte Madera, CA | Wealth Manager · Boutique (under $100M) | $44.3M | 49 | 136 | 1 | 03/12/2026 | ☆ |
| 20169 | Fruitful Financial Planning Inc. CRD 172558 | El Dorado Hills, CA | Wealth Manager · Boutique (under $100M) | $44.3M | 78 | 137 | 1 | 02/24/2026 | ☆ |
| 20170 | Peterson, David Walter CRD 142969 | Insurance-Affiliated · Boutique (under $100M) | $44.3M | 33 | 33 | 1 | 03/26/2026 | ☆ | |
| 20171 | Wrought Advisors Llc CRD 314597 | Haddonfield, NJ | Wealth Manager · Boutique (under $100M) | $44.2M | 47 | 327 | 2 | 07/15/2026 | ☆ |
| 20172 | Cooney & Associates Inc CRD 123075 | Marlton, NJ | Institutional / Pension Advisor · Boutique (under $100M) | $44.2M | 36 | 64 | 2 | 03/26/2026 | ☆ |
| 20173 | Courage Korving Miller Partners, Llc CRD 318067 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $44.2M | 20 | 46 | 8 | 03/30/2026 | ☆ |
| 20174 | Icon Capital Management, Llc CRD 115239 | Wealth Manager · Boutique (under $100M) | $44.2M | 44 | 70 | 1 | 03/02/2026 | ☆ | |
| 20175 | Flick Consulting, Llc CRD 304150 | Orlando, FL | Insurance-Affiliated · Boutique (under $100M) | $44.2M | 15 | 44 | 3 | 08/07/2026 | ☆ |
| 20176 | Kanno Capital, Llc CRD 308060 | Bellevue, WA | Insurance-Affiliated · Boutique (under $100M) | $44.2M | 162 | 328 | 2 | 09/03/2026 | ☆ |
| 20177 | Acropolis Partners, Llc CRD 312129 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $44.2M | 46 | 99 | 2 | 02/19/2026 | ☆ |
| 20178 | Epic Investment Management, Llc CRD 155370 | Wealth Manager · Boutique (under $100M) | $44.1M | 8 | 18 | 1 | 02/18/2026 | ☆ | |
| 20179 | Smart Portfolio Llc CRD 324633 | Brea, CA | Institutional / Pension Advisor · Boutique (under $100M) | $44.1M | 59 | 60 | 2 | 02/25/2026 | ☆ |
| 20180 | Crc Capital Llc CRD 152102 | Private Fund Manager · Boutique (under $100M) | $44.1M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 20181 | Cedar Road Capital Llc CRD 314426 | Endowment & Foundation Advisor · Boutique (under $100M) | $44.1M | 14 | 9 | 1 | 03/26/2026 | ☆ | |
| 20182 | Composedpro, Inc. CRD 297440 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $44.1M | 58 | 237 | 1 | 03/31/2026 | ☆ |
| 20183 | Barnes & Company Investment Counsel, Llc CRD 282136 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $44.1M | 47 | 47 | 1 | 03/19/2026 | ☆ |
| 20184 | Winthrop Partners Wpa, Llc CRD 282102 | Orchard, NY | Wealth Manager · Boutique (under $100M) | $44.1M | 104 | 104 | 3 | 07/22/2026 | ☆ |
| 20185 | Bdm Investments, Inc. CRD 127170 | Kennesaw, GA | Wealth Manager · Boutique (under $100M) | $44.1M | 40 | 102 | 2 | 02/17/2026 | ☆ |
| 20186 | Waterford Financial Management, Llc CRD 143810 | Fair Haven, MI | Wealth Manager · Boutique (under $100M) | $44.0M | 47 | 132 | 1 | 03/28/2026 | ☆ |
| 20187 | Monument Investments Inc. CRD 110494 | Albany, TX | Wealth Manager · Boutique (under $100M) | $44.0M | 31 | 50 | 2 | 03/18/2026 | ☆ |
| 20188 | The Mass Group L.L.C Fz CRD 330425 | Dubai | Wealth Manager · Boutique (under $100M) | $44.0M | 81 | 110 | 7 | 03/30/2026 | ☆ |
| 20189 | Dj Wealth Systems, Llc CRD 299360 | Wealth Manager · Boutique (under $100M) | $44.0M | 20 | 23 | 1 | 01/13/2026 | ☆ | |
| 20190 | Jafar Management, Llc CRD 299353 | Private Fund Manager · Boutique (under $100M) | $44.0M | 1 | 1 | 1 | 03/20/2026 | ☆ | |
| 20191 | Lions Gate Sovereign Capital, Llc CRD 134781 | White Bear Lake, MN | Wealth Manager · Boutique (under $100M) | $44.0M | 78 | 320 | 2 | 03/09/2026 | ☆ |
| 20192 | Steve Garrett And Associates,Inc. CRD 126791 | Glendora, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $44.0M | 38 | 38 | 0 | 04/22/2026 | ☆ |
| 20193 | Trufinancial Registered Investment Advisory Services, Inc CRD 298639 | Wealth Manager · Boutique (under $100M) | $44.0M | 267 | 754 | 2 | 03/27/2026 | ☆ | |
| 20194 | Sabin Investment Management, Inc. CRD 143629 | Wealth Manager · Boutique (under $100M) | $44.0M | 143 | 255 | 2 | 03/31/2026 | ☆ | |
| 20195 | Ascent Retirement Advisors, Llc CRD 325385 | Boise, ID | Insurance-Affiliated · Boutique (under $100M) | $43.9M | 91 | 171 | 2 | 03/13/2025 | ☆ |
| 20196 | Best Wealth Advisory, Llc CRD 326526 | Saint George, UT | Wealth Manager · Boutique (under $100M) | $43.9M | 161 | 346 | 1 | 03/04/2026 | ☆ |
| 20197 | Powers Capital Management, Llc CRD 301914 | Conshohocken, PA | Wealth Manager · Boutique (under $100M) | $43.9M | 109 | 232 | 1 | 10/01/2026 | ☆ |
| 20198 | Rex Leigh Jones CRD 113117 | Wealth Manager · Boutique (under $100M) | $43.9M | 122 | 122 | 1 | 06/05/2026 | ☆ | |
| 20199 | Transparent Wealth Consulting Llc CRD 283193 | New York, NY | Wealth Manager · Boutique (under $100M) | $43.9M | 117 | 176 | 1 | 06/23/2026 | ☆ |
| 20200 | Kerwin Asset Management, Llc CRD 145906 | Wealth Manager · Boutique (under $100M) | $43.8M | 36 | 113 | 2 | 07/08/2026 | ☆ |