Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20201 | Epic Financial, Llc CRD 169410 | Hudson, OH | Wealth Manager · Boutique (under $100M) | $43.8M | 59 | 59 | 2 | 03/10/2026 | ☆ |
| 20202 | Eriksen Capital Management Llc CRD 138089 | Private Fund Manager · Boutique (under $100M) | $43.8M | 4 | 4 | 2 | 03/30/2026 | ☆ | |
| 20203 | K.W. Andersen Investment Group, Llc CRD 290645 | Wealth Manager · Boutique (under $100M) | $43.8M | 31 | 64 | 2 | 02/12/2026 | ☆ | |
| 20204 | Acme Credit Partners Llc CRD 328087 | New York, NY | Private Fund Manager · Boutique (under $100M) | $43.8M | 1 | 1 | 5 | 10/01/2026 | ☆ |
| 20205 | Busbee Wealth Advisors Llc CRD 305784 | Cedar Rapids, IA | Wealth Manager · Boutique (under $100M) | $43.8M | 112 | 201 | 1 | 03/18/2026 | ☆ |
| 20206 | Hussmen Financial, Llc CRD 148127 | Midlothian, VA | Multi-Family Office · Boutique (under $100M) | $43.8M | 2 | 5 | 1 | 03/30/2026 | ☆ |
| 20207 | Sector Logic, Lp CRD 143470 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $43.8M | 54 | 83 | 1 | 03/31/2026 | ☆ |
| 20208 | Leading Edge Wealth Management, Llc CRD 148787 | Rolling Meadows, IL | Insurance-Affiliated · Boutique (under $100M) | $43.7M | 100 | 201 | 1 | 03/30/2026 | ☆ |
| 20209 | N CRD 315181 | Wealth Manager · Boutique (under $100M) | $43.7M | 77 | 77 | 3 | 03/31/2025 | ☆ | |
| 20210 | Cypress Point Financial Advisors CRD 169376 | Wealth Manager · Boutique (under $100M) | $43.7M | 50 | 81 | 1 | 02/10/2026 | ☆ | |
| 20211 | Pugh Wealth Management, Llc CRD 306754 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $43.7M | 27 | 51 | 3 | 02/17/2026 | ☆ |
| 20212 | Greenrock Wealth Management Llc CRD 275030 | East Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $43.7M | 101 | 105 | 1 | 04/06/2026 | ☆ |
| 20213 | Src Wealth Advisors Llc CRD 269870 | Wealth Manager · Boutique (under $100M) | $43.7M | 22 | 22 | 1 | 03/27/2026 | ☆ | |
| 20214 | Private Wealth Management Solutions, Llc CRD 167564 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $43.7M | 34 | 147 | 1 | 04/01/2026 | ☆ |
| 20215 | One Day Llc CRD 296786 | Wealth Manager · Boutique (under $100M) | $43.6M | 60 | 270 | 2 | 03/23/2026 | ☆ | |
| 20216 | Fsp Advisors, Inc. CRD 158482 | Rochester, NY | Insurance-Affiliated · Boutique (under $100M) | $43.6M | 239 | 239 | 5 | 07/20/2026 | ☆ |
| 20217 | Innovative Capital Management, Llc CRD 130446 | Newport Beach, CA | Private Fund Manager · Boutique (under $100M) | $43.6M | 2 | 2 | 1 | 09/02/2026 | ☆ |
| 20218 | Greenstone Wealth Management, Llc CRD 305311 | Forest City, IA | Wealth Manager · Boutique (under $100M) | $43.6M | 108 | 108 | 5 | 02/19/2026 | ☆ |
| 20219 | Defined Capital Llc CRD 317360 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $43.6M | 130 | 303 | 1 | 02/09/2026 | ☆ |
| 20220 | The Farm Capital Management, Llc CRD 157079 | Warrenville, IL | Wealth Manager · Boutique (under $100M) | $43.6M | 30 | 142 | 1 | 04/01/2026 | ☆ |
| 20221 | Truvize Financial Planning Llc CRD 331821 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $43.6M | 79 | 173 | 2 | 03/17/2026 | ☆ |
| 20222 | Grey Rhodes Advisors, Llc CRD 311491 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $43.6M | 43 | 110 | 2 | 03/23/2026 | ☆ |
| 20223 | Northbound Wealth Management Llc CRD 311107 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $43.5M | 86 | 229 | 2 | 03/11/2026 | ☆ |
| 20224 | Pamet Advisors Llc CRD 282730 | Wealth Manager · Boutique (under $100M) | $43.5M | 31 | 106 | 1 | 01/29/2026 | ☆ | |
| 20225 | Evoke Financial Services, Llc CRD 330459 | Wealth Manager · Boutique (under $100M) | $43.5M | 99 | 92 | 1 | 09/18/2026 | ☆ | |
| 20226 | Tacoma Investment Group, Inc. CRD 116741 | Wealth Manager · Boutique (under $100M) | $43.5M | 114 | 114 | 1 | 01/27/2026 | ☆ | |
| 20227 | Lifetime Financial Foundations Llc CRD 300683 | Wealth Manager · Boutique (under $100M) | $43.5M | 205 | 334 | 1 | 02/27/2026 | ☆ | |
| 20228 | Next Gen Financial Planning, Llc CRD 337683 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $43.5M | 140 | 140 | 2 | 03/16/2026 | ☆ |
| 20229 | Atlas Financial Llc CRD 334246 | Oroville, CA | Wealth Manager · Boutique (under $100M) | $43.5M | 410 | 413 | 2 | 10/01/2026 | ☆ |
| 20230 | Linx Equities, Llc CRD 154320 | Wealth Manager · Boutique (under $100M) | $43.5M | 57 | 94 | 1 | 03/17/2026 | ☆ | |
| 20231 | Chaikin Capital Management Inc. CRD 128842 | Wealth Manager · Boutique (under $100M) | $43.5M | 13 | 43 | 1 | 06/11/2026 | ☆ | |
| 20232 | Monocacy Wealth Management, Llc CRD 315979 | Frederick, MD | Wealth Manager · Boutique (under $100M) | $43.5M | 92 | 209 | 6 | 08/05/2026 | ☆ |
| 20233 | Catalyze, Llc CRD 300078 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $43.4M | 36 | 34 | 3 | 03/31/2026 | ☆ |
| 20234 | Morris, Michelle Jean CRD 159180 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $43.4M | 27 | 105 | 1 | 09/16/2026 | ☆ |
| 20235 | Parallel Wealth, Llc CRD 286527 | Redding, CA | Wealth Manager · Boutique (under $100M) | $43.4M | 59 | 154 | 1 | 03/16/2026 | ☆ |
| 20236 | Valley Oak Investment Strategies Llc CRD 336621 | Kalamazoo, MI | Wealth Manager · Boutique (under $100M) | $43.4M | 220 | 357 | 7 | 08/18/2026 | ☆ |
| 20237 | Esoterica Capital Llc CRD 304570 | Mutual Fund / Asset Manager · Boutique (under $100M) | $43.4M | 2 | 2 | 5 | 02/04/2026 | ☆ | |
| 20238 | Palmer Wealth Management Llc CRD 286692 | Prairieville, LA | Wealth Manager · Boutique (under $100M) | $43.4M | 46 | 99 | 2 | 02/06/2026 | ☆ |
| 20239 | Gold Canyon Financial Planning Llc CRD 125456 | Wealth Manager · Boutique (under $100M) | $43.4M | 131 | 121 | 2 | 05/19/2026 | ☆ | |
| 20240 | Neokai Capital Llc CRD 319006 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $43.4M | 70 | 225 | 3 | 02/20/2026 | ☆ |
| 20241 | Arslan Capital Management Llc CRD 314356 | Cedar Park, TX | Investment Adviser · Boutique (under $100M) | $43.4M | 1 | 1 | 10 | 03/31/2026 | ☆ |
| 20242 | Elemental Capital Management, Llc CRD 147218 | Wealth Manager · Boutique (under $100M) | $43.4M | 33 | 70 | 2 | 01/05/2026 | ☆ | |
| 20243 | Optimal Planning Llc CRD 283885 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $43.4M | 100 | 146 | 1 | 03/31/2026 | ☆ |
| 20244 | Successful Resource Management, Llc CRD 110317 | Johnston, IA | Wealth Manager · Boutique (under $100M) | $43.3M | 111 | 191 | 2 | 03/06/2026 | ☆ |
| 20245 | Fletching Arrows Wealth Management Llc CRD 289254 | Loveland, CO | Wealth Manager · Boutique (under $100M) | $43.3M | 276 | 508 | 1 | 01/23/2026 | ☆ |
| 20246 | Physicians Wealth Solutions, Llc CRD 170623 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $43.3M | 68 | 135 | 4 | 03/31/2026 | ☆ |
| 20247 | Domain Money Advisors, Llc CRD 316434 | New York, NY | Wealth Manager · Boutique (under $100M) | $43.3M | 182 | 372 | 39 | 09/22/2026 | ☆ |
| 20248 | Cadence Wealth Partners, Llc CRD 329274 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $43.3M | 97 | 97 | 2 | 01/19/2026 | ☆ |
| 20249 | White, Dunkirk & Price Investment Advisory Inc. CRD 138152 | Wealth Manager · Boutique (under $100M) | $43.3M | 18 | 110 | 1 | 06/09/2026 | ☆ | |
| 20250 | Booth Financial Planning, Llc CRD 289972 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $43.3M | 43 | 201 | 1 | 04/09/2026 | ☆ |