Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20501 | Two Trails Financial Planning Llc CRD 332553 | Wealth Manager · Boutique (under $100M) | $40.9M | 28 | 144 | 1 | 04/21/2026 | ☆ | |
| 20502 | Sim Emp CRD 129949 | Austin, TX | Wealth Manager · Boutique (under $100M) | $40.8M | 148 | 346 | 3 | 03/09/2026 | ☆ |
| 20503 | Willkate Wealth Management, Llc CRD 167109 | Aberdeen, SD | Wealth Manager · Boutique (under $100M) | $40.8M | 30 | 125 | 4 | 07/08/2026 | ☆ |
| 20504 | Brennan Capital Management Llc CRD 316432 | Westport, CT | Wealth Manager · Boutique (under $100M) | $40.8M | 62 | 65 | 2 | 02/24/2026 | ☆ |
| 20505 | Associated Financial Partners, Inc. CRD 174988 | Wealth Manager · Boutique (under $100M) | $40.8M | 113 | 115 | 1 | 03/16/2026 | ☆ | |
| 20506 | Gatens Financial, Llc CRD 288268 | Wealth Manager · Boutique (under $100M) | $40.8M | 26 | 87 | 2 | 03/13/2026 | ☆ | |
| 20507 | Cool Creek Financial, Llc CRD 323167 | Wealth Manager · Boutique (under $100M) | $40.8M | 109 | 248 | 1 | 07/20/2026 | ☆ | |
| 20508 | Gateway Financial, Llc CRD 306078 | Northfield, OH | Wealth Manager · Boutique (under $100M) | $40.8M | 65 | 65 | 2 | 03/09/2026 | ☆ |
| 20509 | Paceline Llc CRD 168959 | Insurance-Affiliated · Boutique (under $100M) | $40.8M | 57 | 204 | 2 | 02/24/2026 | ☆ | |
| 20510 | Aspen Capital Management Llc CRD 226559 | Saint George, UT | Insurance-Affiliated · Boutique (under $100M) | $40.8M | 243 | 243 | 2 | 02/06/2026 | ☆ |
| 20511 | Envision Capital Management Ltd CRD 110266 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $40.8M | 42 | 43 | 2 | 03/03/2026 | ☆ |
| 20512 | Maderer, Keith Daniel CRD 126404 | Wealth Manager · Boutique (under $100M) | $40.7M | 87 | 87 | 2 | 03/19/2026 | ☆ | |
| 20513 | Five Points Investment Advisors, Llc CRD 289903 | Wealth Manager · Boutique (under $100M) | $40.7M | 28 | 54 | 1 | 01/12/2024 | ☆ | |
| 20514 | Howard M. Borris & Company, Inc. CRD 104709 | Beverly Hills, CA | Wealth Manager · Boutique (under $100M) | $40.7M | 31 | 95 | 2 | 03/31/2026 | ☆ |
| 20515 | Macedon Financial Management, Llc CRD 333269 | Institutional / Pension Advisor · Boutique (under $100M) | $40.7M | 69 | 101 | 1 | 08/21/2026 | ☆ | |
| 20516 | Liles John Harmon CRD 138161 | Wealth Manager · Boutique (under $100M) | $40.7M | 71 | 43 | 1 | 02/02/2026 | ☆ | |
| 20517 | Red Cedar Advisory, Inc. CRD 298677 | Cedar Rapids, IA | Wealth Manager · Boutique (under $100M) | $40.7M | 155 | 305 | 3 | 02/27/2026 | ☆ |
| 20518 | Northern Monarch Capital Llc CRD 332937 | Wealth Manager · Boutique (under $100M) | $40.7M | 71 | 72 | 3 | 08/10/2026 | ☆ | |
| 20519 | Wealth Accumulation & Preservation, Inc. CRD 156408 | Streator, IL | Insurance-Affiliated · Boutique (under $100M) | $40.7M | 290 | 449 | 2 | 02/16/2026 | ☆ |
| 20520 | Fht, Llc CRD 122827 | Private Fund Manager · Boutique (under $100M) | $40.7M | 1 | 1 | 1 | 03/19/2026 | ☆ | |
| 20521 | Bighorn Financial, Inc. CRD 306535 | Wealth Manager · Boutique (under $100M) | $40.7M | 33 | 36 | 1 | 01/02/2026 | ☆ | |
| 20522 | Mcneill Capital, Llc CRD 154517 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $40.6M | 42 | 102 | 1 | 04/01/2026 | ☆ |
| 20523 | Vanmay Wealth Management, Llc CRD 341172 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $40.6M | 53 | 140 | 2 | 08/20/2026 | ☆ |
| 20524 | O'brien Capital Management, Inc. CRD 136100 | Nyack, NY | Wealth Manager · Boutique (under $100M) | $40.6M | 43 | 99 | 1 | 03/27/2026 | ☆ |
| 20525 | Iam Financial L.L.C. CRD 146156 | Wealth Manager · Boutique (under $100M) | $40.6M | 23 | 23 | 1 | 01/21/2026 | ☆ | |
| 20526 | Tenacity Private Wealth Llc CRD 332884 | Wealth Manager · Boutique (under $100M) | $40.6M | 50 | 244 | 2 | 02/23/2026 | ☆ | |
| 20527 | Tiburon Financial Advisors, Inc. CRD 304363 | Wealth Manager · Boutique (under $100M) | $40.6M | 17 | 21 | 2 | 03/31/2026 | ☆ | |
| 20528 | Green Tuatara Asset Management, Llc CRD 291977 | Jackson, WY | Multi-Family Office · Boutique (under $100M) | $40.6M | 1 | 12 | 2 | 03/11/2026 | ☆ |
| 20529 | Camerondowning, Inc. CRD 172258 | Miami, FL | Wealth Manager · Boutique (under $100M) | $40.5M | 85 | 184 | 4 | 01/26/2026 | ☆ |
| 20530 | Harder Management Company, Inc. CRD 105848 | Wealth Manager · Boutique (under $100M) | $40.5M | 9 | 9 | 2 | 03/18/2026 | ☆ | |
| 20531 | Basicvalue Asset Management Inc. CRD 112273 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.5M | 14 | 14 | 1 | 03/27/2026 | ☆ |
| 20532 | Strategic Financial Inc. CRD 147215 | West Fargo, ND | Wealth Manager · Boutique (under $100M) | $40.5M | 289 | 397 | 1 | 03/10/2026 | ☆ |
| 20533 | Clear Fiduciary Consultants, Llc CRD 282259 | Institutional / Pension Advisor · Boutique (under $100M) | $40.5M | 29 | 29 | 1 | 09/30/2025 | ☆ | |
| 20534 | Hoffman Investment Services, Llc CRD 167360 | Insurance-Affiliated · Boutique (under $100M) | $40.5M | 37 | 59 | 1 | 03/18/2026 | ☆ | |
| 20535 | Mathews Capital Management Llc CRD 304909 | Folsom, CA | Wealth Manager · Boutique (under $100M) | $40.5M | 96 | 96 | 3 | 03/25/2026 | ☆ |
| 20536 | Ii Technology, Llc CRD 282760 | Austin, TX | Wealth Manager · Boutique (under $100M) | $40.5M | 26 | 30 | 2 | 03/30/2026 | ☆ |
| 20537 | Keymark Financial CRD 288302 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $40.5M | 118 | 225 | 3 | 03/30/2026 | ☆ |
| 20538 | Caf Investments Llc CRD 313629 | Guaynabo, PR | Wealth Manager · Boutique (under $100M) | $40.5M | 438 | 532 | 7 | 07/28/2026 | ☆ |
| 20539 | Sentinel Wealth Strategies Llc CRD 285889 | Idaho Falls, ID | Wealth Manager · Boutique (under $100M) | $40.5M | 220 | 470 | 1 | 03/04/2026 | ☆ |
| 20540 | Well Spent Llc CRD 305032 | Wealth Manager · Boutique (under $100M) | $40.5M | 55 | 241 | 1 | 03/12/2026 | ☆ | |
| 20541 | Arcap Partners Llc CRD 313006 | Plainview, NY | Wealth Manager · Boutique (under $100M) | $40.5M | 34 | 87 | 3 | 07/16/2026 | ☆ |
| 20542 | Netadvizor Wealth Llc CRD 319725 | Wealth Manager · Boutique (under $100M) | $40.4M | 139 | 269 | 3 | 01/30/2026 | ☆ | |
| 20543 | International Financial Planning Llc CRD 327686 | Wealth Manager · Boutique (under $100M) | $40.4M | 5 | 5 | 1 | 02/21/2026 | ☆ | |
| 20544 | Heisner Financial, Llc CRD 112989 | St.Louis, MO | Wealth Manager · Boutique (under $100M) | $40.4M | 26 | 43 | 1 | 03/31/2026 | ☆ |
| 20545 | One Wealth Planning Llc CRD 328631 | Insurance-Affiliated · Boutique (under $100M) | $40.4M | 67 | 181 | 1 | 01/05/2026 | ☆ | |
| 20546 | Moneywise, Inc. CRD 145043 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $40.4M | 49 | 146 | 1 | 03/30/2026 | ☆ |
| 20547 | Lentz Wealth Advisors, Llc CRD 335553 | Gainesville, FL | Wealth Manager · Boutique (under $100M) | $40.4M | 47 | 108 | 2 | 03/30/2026 | ☆ |
| 20548 | J.S. Replogle & Associates Llc CRD 126089 | Wealth Manager · Boutique (under $100M) | $40.4M | 90 | 255 | 2 | 03/02/2026 | ☆ | |
| 20549 | Omkara Capital Llc CRD 172570 | Wealth Manager · Boutique (under $100M) | $40.4M | 41 | 136 | 1 | 03/30/2026 | ☆ | |
| 20550 | Magellan Financial Solutions Llc CRD 169107 | Warwick, NY | Wealth Manager · Boutique (under $100M) | $40.4M | 44 | 78 | 1 | 03/05/2026 | ☆ |