Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20551 | Ballestas Advisors, Llc CRD 287825 | Miami, FL | Wealth Manager · Boutique (under $100M) | $40.4M | 9 | 12 | 3 | 09/18/2026 | ☆ |
| 20552 | Schiff Wealth Advisors, Llc CRD 146375 | Baltimore, MD | Wealth Manager · Boutique (under $100M) | $40.4M | 61 | 122 | 1 | 03/03/2026 | ☆ |
| 20553 | Concierge Financial Advisor Llc CRD 314503 | Wealth Manager · Boutique (under $100M) | $40.4M | 9 | 26 | 2 | 05/07/2026 | ☆ | |
| 20554 | Lighthouse Swiss Wealth Advisors Ag CRD 164658 | Zug | Wealth Manager · Boutique (under $100M) | $40.4M | 23 | 23 | 2 | 03/10/2026 | ☆ |
| 20555 | Partners Capital, Llc CRD 328074 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $40.3M | 68 | 42 | 8 | 09/02/2026 | ☆ |
| 20556 | Covered Bridge Financial Llc CRD 151827 | Wealth Manager · Boutique (under $100M) | $40.3M | 52 | 141 | 1 | 02/11/2026 | ☆ | |
| 20557 | Capital Partners Investment Group Inc CRD 294889 | Wealth Manager · Boutique (under $100M) | $40.3M | 36 | 36 | 1 | 06/10/2026 | ☆ | |
| 20558 | Parkmount Financial Partners Llc CRD 323902 | Scituate, MA | Wealth Manager · Boutique (under $100M) | $40.3M | 50 | 157 | 1 | 06/19/2026 | ☆ |
| 20559 | P3 Asset Management, Llc CRD 327327 | Gig Harbor, WA | Private Fund Manager · Boutique (under $100M) | $40.3M | 1 | 8 | 3 | 05/29/2026 | ☆ |
| 20560 | Pelican Bay Asset Management, Inc. CRD 121410 | Wealth Manager · Boutique (under $100M) | $40.3M | 15 | 14 | 1 | 02/12/2026 | ☆ | |
| 20561 | Rothamel Wealth Management, Llc CRD 302081 | Wealth Manager · Boutique (under $100M) | $40.3M | 108 | 317 | 1 | 03/24/2026 | ☆ | |
| 20562 | Williams 360 Financial Advisory, Llc CRD 175485 | Wealth Manager · Boutique (under $100M) | $40.3M | 13 | 43 | 1 | 03/22/2026 | ☆ | |
| 20563 | Alpha & Omega Financial Management Consultants, Inc. CRD 105548 | La Mesa, CA | Wealth Manager · Boutique (under $100M) | $40.3M | 137 | 137 | 11 | 07/15/2026 | ☆ |
| 20564 | Sw Private Wealth, Llc CRD 289362 | Needham, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 41 | 101 | 1 | 05/14/2026 | ☆ |
| 20565 | Carty Financial, Inc. CRD 144564 | Wealth Manager · Boutique (under $100M) | $40.2M | 57 | 125 | 1 | 03/02/2026 | ☆ | |
| 20566 | New Southern Advisory Services, Inc. CRD 158724 | Germantown, TN | Wealth Manager · Boutique (under $100M) | $40.2M | 21 | 56 | 1 | 08/07/2026 | ☆ |
| 20567 | Greenville Capital Advisors, Llc CRD 309954 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $40.2M | 61 | 138 | 1 | 02/27/2026 | ☆ |
| 20568 | True Root Financial Llc CRD 310652 | Wealth Manager · Boutique (under $100M) | $40.2M | 34 | 34 | 1 | 03/04/2026 | ☆ | |
| 20569 | Enloe Financial Advisory Llc CRD 167008 | Wealth Manager · Boutique (under $100M) | $40.2M | 27 | 58 | 1 | 02/17/2026 | ☆ | |
| 20570 | Baztec Capital Management, Llc CRD 312365 | Wealth Manager · Boutique (under $100M) | $40.2M | 10 | 16 | 1 | 02/26/2026 | ☆ | |
| 20571 | Zen Wealth Advisors, Llc CRD 325679 | Marlborough, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 61 | 205 | 2 | 08/13/2026 | ☆ |
| 20572 | One Wild Life Advisors Llc CRD 333774 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $40.2M | 80 | 267 | 2 | 04/14/2026 | ☆ |
| 20573 | Bridger Financial Services, Llc CRD 298563 | Temecula, CA | Wealth Manager · Boutique (under $100M) | $40.2M | 182 | 275 | 2 | 01/30/2026 | ☆ |
| 20574 | Walker & Associates Investment Advisors, Inc. CRD 125283 | Wealth Manager · Boutique (under $100M) | $40.2M | 42 | 42 | 1 | 02/25/2026 | ☆ | |
| 20575 | Mccurdy & Andrew Investments, Llc CRD 286179 | Sturbridge, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 123 | 241 | 2 | 06/19/2026 | ☆ |
| 20576 | Azimuth Wealth Advisors, Llc CRD 290050 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $40.2M | 25 | 99 | 2 | 02/12/2026 | ☆ |
| 20577 | C & S Capital Management, Inc. CRD 116492 | Bismarck, AR | Wealth Manager · Boutique (under $100M) | $40.2M | 31 | 31 | 2 | 03/28/2026 | ☆ |
| 20578 | Meziab Capital Management, Inc. CRD 113856 | Endowment & Foundation Advisor · Boutique (under $100M) | $40.1M | 21 | 1 | 03/27/2026 | ☆ | ||
| 20579 | Vantage Point Investments, Inc. CRD 156887 | Wealth Manager · Boutique (under $100M) | $40.1M | 207 | 207 | 3 | 05/06/2026 | ☆ | |
| 20580 | Dawson, Robert, B. CRD 312098 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $40.1M | 107 | 177 | 1 | 03/11/2026 | ☆ |
| 20581 | J. Loyd Capital Management, Llc CRD 172300 | Wealth Manager · Boutique (under $100M) | $40.1M | 62 | 205 | 2 | 03/17/2026 | ☆ | |
| 20582 | Intelligent Fanatics Capital Management, Llc CRD 299109 | Private Fund Manager · Boutique (under $100M) | $40.1M | 1 | 1 | 1 | 02/02/2026 | ☆ | |
| 20583 | Elite Financial Group, Inc. CRD 315997 | Gaithersburg, MD | Insurance-Affiliated · Boutique (under $100M) | $40.1M | 102 | 102 | 1 | 03/12/2026 | ☆ |
| 20584 | Ae Financial & Risk Management, Inc. CRD 172395 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $40.1M | 48 | 48 | 2 | 03/31/2026 | ☆ |
| 20585 | Cio Capital Group Llc CRD 336490 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.1M | 7 | 15 | 5 | 04/01/2026 | ☆ |
| 20586 | Demauriac Llc CRD 306542 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $40.0M | 215 | 215 | 1 | 02/02/2026 | ☆ |
| 20587 | Rmh Capital Advisors, Llc CRD 136411 | Houston, TX | Wealth Manager · Boutique (under $100M) | $40.0M | 19 | 74 | 1 | 03/25/2026 | ☆ |
| 20588 | Wenning Investments, Llc CRD 146887 | Wealth Manager · Boutique (under $100M) | $40.0M | 33 | 77 | 1 | 02/23/2026 | ☆ | |
| 20589 | Four Points Advisors, Llc CRD 171720 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.0M | 98 | 171 | 12 | 04/27/2026 | ☆ |
| 20590 | Montrose Estate Capital Management, Llc CRD 324497 | Houston, TX | Investment Adviser · Boutique (under $100M) | $40.0M | 2 | 2 | 1 | 03/12/2026 | ☆ |
| 20591 | Golden Years Financial, Llc CRD 286458 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 279 | 279 | 3 | 07/17/2026 | ☆ |
| 20592 | Mulligan Capital, Inc CRD 143406 | Tigard, OR | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 32 | 136 | 1 | 11/18/2025 | ☆ |
| 20593 | Fineberg Financial Management Llc CRD 322268 | Seal Beach, CA | Wealth Manager · Boutique (under $100M) | $40.0M | 77 | 216 | 3 | 03/20/2026 | ☆ |
| 20594 | 2201 Capital, Llc CRD 341112 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.0M | 5 | 25 | 3 | 06/30/2026 | ☆ |
| 20595 | Ballast Wealth Llc CRD 318991 | Wealth Manager · Boutique (under $100M) | $40.0M | 170 | 135 | 2 | 05/13/2026 | ☆ | |
| 20596 | Braypark Wealth Management CRD 334880 | Costa Mesa, CA | Wealth Manager · Boutique (under $100M) | $40.0M | 90 | 189 | 4 | 03/11/2026 | ☆ |
| 20597 | Carolina Financial Services Group, Inc. CRD 149664 | Greenville, NC | Wealth Manager · Boutique (under $100M) | $40.0M | 100 | 165 | 4 | 03/12/2026 | ☆ |
| 20598 | Cognitiant Inc CRD 152295 | Portland, OR | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 82 | 78 | 2 | 06/16/2026 | ☆ |
| 20599 | Dataone Capital Management, Llc CRD 316965 | Frisco, TX | Private Fund Manager · Boutique (under $100M) | $40.0M | 1 | 1 | 2 | 02/25/2026 | ☆ |
| 20600 | Fierce Financial Group Llc CRD 299467 | Miami Beach, FL | Wealth Manager · Boutique (under $100M) | $40.0M | 31 | 60 | 2 | 01/20/2026 | ☆ |