Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20551 | Privileged Planning Inc. CRD 327124 | Green Cove Springs, FL | Wealth Manager · Boutique (under $100M) | $39.7M | 184 | 358 | 5 | 06/05/2026 | ☆ |
| 20552 | Trinity Capital Management, Llp CRD 237787 | Brookhaven, GA | Wealth Manager · Boutique (under $100M) | $39.7M | 28 | 53 | 1 | 03/19/2026 | ☆ |
| 20553 | Jaguar Investment Services, Ltd CRD 116368 | Marana, AZ | Wealth Manager · Boutique (under $100M) | $39.7M | 30 | 136 | 1 | 02/28/2026 | ☆ |
| 20554 | Index Wealth Advisors, Llc CRD 155628 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $39.6M | 130 | 170 | 2 | 04/23/2026 | ☆ |
| 20555 | Btc Financial Management Co. CRD 170305 | Bethany, MO | Wealth Manager · Boutique (under $100M) | $39.6M | 208 | 291 | 6 | 03/04/2026 | ☆ |
| 20556 | Gcb Private Wealth Llc CRD 292356 | Wealth Manager · Boutique (under $100M) | $39.6M | 44 | 156 | 2 | 02/04/2026 | ☆ | |
| 20557 | Davis & Wehrle, Llc CRD 144572 | Round Rock, TX | Wealth Manager · Boutique (under $100M) | $39.6M | 82 | 103 | 2 | 03/04/2026 | ☆ |
| 20558 | Bill Losey Retirement Solutions, Llc CRD 140731 | Wealth Manager · Boutique (under $100M) | $39.6M | 54 | 102 | 1 | 04/15/2026 | ☆ | |
| 20559 | Msress Iii Manager, L.L.C. CRD 138602 | New York, NY | Private Fund Manager · Boutique (under $100M) | $39.6M | 1 | 1 | 372 | 03/26/2026 | ☆ |
| 20560 | Catton Capital Partners, Llc CRD 339336 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $39.6M | 16 | 66 | 2 | 07/13/2026 | ☆ |
| 20561 | Financial Decisions (Usa) Llc CRD 126408 | Wealth Manager · Boutique (under $100M) | $39.6M | 135 | 215 | 1 | 03/26/2026 | ☆ | |
| 20562 | Mazuelos & Company, Llc CRD 316534 | Wealth Manager · Boutique (under $100M) | $39.6M | 40 | 100 | 1 | 08/13/2026 | ☆ | |
| 20563 | Equalize Capital Llc CRD 300640 | San Juan, PR | Mutual Fund / Asset Manager · Boutique (under $100M) | $39.5M | 2 | 2 | 4 | 03/27/2026 | ☆ |
| 20564 | Bequest Capital Llc CRD 334768 | Sarasota, FL | Private Fund Manager · Boutique (under $100M) | $39.5M | 4 | 4 | 8 | 06/11/2025 | ☆ |
| 20565 | Vineyard Wealth Advisory Llc CRD 179529 | Insurance-Affiliated · Boutique (under $100M) | $39.5M | 76 | 91 | 2 | 02/25/2026 | ☆ | |
| 20566 | Balanced Capital Investments Llc CRD 314531 | Wealth Manager · Boutique (under $100M) | $39.5M | 154 | 154 | 1 | 02/05/2026 | ☆ | |
| 20567 | Portfolio Logix, Llc CRD 305082 | Missoula, MT | Wealth Manager · Boutique (under $100M) | $39.5M | 156 | 245 | 2 | 03/18/2026 | ☆ |
| 20568 | Elevated Asset Management Llc CRD 290067 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $39.5M | 121 | 121 | 1 | 02/16/2026 | ☆ |
| 20569 | Archer Row Financial, Llc CRD 297118 | Wealth Manager · Boutique (under $100M) | $39.5M | 14 | 14 | 1 | 01/13/2026 | ☆ | |
| 20570 | Lindsay, Christopher Blair CRD 289564 | Apple Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $39.5M | 68 | 137 | 1 | 05/13/2026 | ☆ |
| 20571 | Anovest Investment Advisors, Inc. CRD 132344 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $39.5M | 40 | 75 | 3 | 02/03/2026 | ☆ |
| 20572 | Jlj Capital Management, Llc CRD 136091 | Wealth Manager · Boutique (under $100M) | $39.5M | 100 | 100 | 1 | 04/28/2025 | ☆ | |
| 20573 | Midwest Financial Strategies Llc CRD 327281 | Watertown, SD | Wealth Manager · Boutique (under $100M) | $39.4M | 102 | 261 | 2 | 01/23/2026 | ☆ |
| 20574 | Ihs Wealth Management Llc CRD 329852 | Oyster Bay, NY | Wealth Manager · Boutique (under $100M) | $39.4M | 23 | 36 | 2 | 06/12/2026 | ☆ |
| 20575 | Pension Maxima Investment Advisory, Inc. CRD 144858 | Institutional / Pension Advisor · Boutique (under $100M) | $39.4M | 21 | 20 | 3 | 03/25/2026 | ☆ | |
| 20576 | Hathaway Financial Llc CRD 298378 | Wealth Manager · Boutique (under $100M) | $39.4M | 21 | 21 | 1 | 02/18/2026 | ☆ | |
| 20577 | Black Brook Financial Planning, Llc CRD 143111 | Wealth Manager · Boutique (under $100M) | $39.4M | 38 | 83 | 1 | 01/23/2026 | ☆ | |
| 20578 | Table Rock Financial Planning, Llc CRD 149401 | Wealth Manager · Boutique (under $100M) | $39.4M | 17 | 88 | 1 | 03/20/2026 | ☆ | |
| 20579 | Mwm Advisory Group, Llc CRD 310866 | Valparaiso, IN | Insurance-Affiliated · Boutique (under $100M) | $39.4M | 226 | 360 | 3 | 04/28/2026 | ☆ |
| 20580 | Stonewall Asset Mgmt., Inc. CRD 125703 | Roswell, GA | Wealth Manager · Boutique (under $100M) | $39.4M | 35 | 83 | 2 | 03/22/2026 | ☆ |
| 20581 | Southwestern Advisory Group, Llc CRD 282950 | Stephenville, TX | Wealth Manager · Boutique (under $100M) | $39.4M | 78 | 373 | 1 | 02/18/2026 | ☆ |
| 20582 | Matthews Wealth Management Llc CRD 291443 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $39.3M | 88 | 256 | 2 | 03/26/2026 | ☆ |
| 20583 | Apollo Wealth Management, Llc CRD 144673 | Institutional / Pension Advisor · Boutique (under $100M) | $39.3M | 10 | 10 | 1 | 03/31/2026 | ☆ | |
| 20584 | Groundwork Wealth Management, Llc CRD 170331 | Downingtown, PA | Wealth Manager · Boutique (under $100M) | $39.3M | 90 | 90 | 1 | 03/26/2026 | ☆ |
| 20585 | Fresh Bread Investments, Llc CRD 319251 | Weston, FL | Investment Adviser · Boutique (under $100M) | $39.3M | 23 | 55 | 1 | 01/13/2026 | ☆ |
| 20586 | Access Financial Group, Llc CRD 312084 | Mount Vernon, TX | Wealth Manager · Boutique (under $100M) | $39.3M | 163 | 236 | 3 | 02/05/2026 | ☆ |
| 20587 | The Cook Company, Llc CRD 108889 | Greenwood Village, CO | Insurance-Affiliated · Boutique (under $100M) | $39.3M | 106 | 170 | 1 | 03/02/2026 | ☆ |
| 20588 | Everett Wealth Solutions, Inc CRD 151725 | Forest Park, IL | Wealth Manager · Boutique (under $100M) | $39.3M | 69 | 69 | 1 | 01/07/2026 | ☆ |
| 20589 | Lpr Capital, Inc. CRD 111580 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $39.3M | 49 | 49 | 1 | 06/10/2026 | ☆ |
| 20590 | Wisdom Wealth Management, Llc CRD 332421 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $39.3M | 23 | 153 | 2 | 03/09/2026 | ☆ |
| 20591 | Taylor Stephens Inc CRD 110055 | Wealth Manager · Boutique (under $100M) | $39.2M | 69 | 69 | 1 | 09/21/2025 | ☆ | |
| 20592 | Mjm Investment Advisors, Inc. CRD 158212 | Wealth Manager · Boutique (under $100M) | $39.2M | 40 | 110 | 1 | 02/13/2026 | ☆ | |
| 20593 | Symphony Retirement Partners Llc CRD 300990 | Round Rock, TX | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 95 | 95 | 3 | 03/25/2026 | ☆ |
| 20594 | Audible Wealth Management Llc CRD 325559 | Silver Spring, MD | Wealth Manager · Boutique (under $100M) | $39.2M | 269 | 269 | 5 | 08/06/2025 | ☆ |
| 20595 | Brockman Capital Management, Llc CRD 285362 | Bellingham, WA | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 87 | 203 | 2 | 03/27/2026 | ☆ |
| 20596 | Zero Gravity Financial, Llc CRD 169905 | Wealth Manager · Boutique (under $100M) | $39.2M | 32 | 68 | 1 | 03/30/2026 | ☆ | |
| 20597 | Able Money Llc CRD 321891 | Wealth Manager · Boutique (under $100M) | $39.2M | 21 | 95 | 1 | 03/26/2026 | ☆ | |
| 20598 | Sperka Investment Management, Llc CRD 313417 | Wealth Manager · Boutique (under $100M) | $39.2M | 15 | 15 | 1 | 02/03/2026 | ☆ | |
| 20599 | Bbm Financial Services, Inc. CRD 117125 | Yakima, WA | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 44 | 53 | 3 | 04/16/2026 | ☆ |
| 20600 | Fsr Wealth Management, Llc CRD 171766 | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 110 | 110 | 1 | 03/30/2026 | ☆ |