Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20701 | Stout Wealth Advisory Group, Llc CRD 130631 | Mechanicsburg, PA | Wealth Manager · Boutique (under $100M) | $38.1M | 129 | 272 | 3 | 04/27/2026 | ☆ |
| 20702 | North Shore Capital Group Investment Advisors, Inc CRD 309269 | Lake Forest, IL | Wealth Manager · Boutique (under $100M) | $38.1M | 316 | 481 | 3 | 03/31/2026 | ☆ |
| 20703 | Fossel Capital Management Llc CRD 131949 | Wealth Manager · Boutique (under $100M) | $38.1M | 9 | 9 | 1 | 01/15/2026 | ☆ | |
| 20704 | Mckinney Asset Management Inc. CRD 105592 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $38.0M | 73 | 145 | 1 | 03/17/2026 | ☆ |
| 20705 | Burton, William Lawrence CRD 124599 | Saugus, MA | Insurance-Affiliated · Boutique (under $100M) | $38.0M | 101 | 180 | 2 | 03/25/2026 | ☆ |
| 20706 | Edward Allen Benson CRD 115866 | Wealth Manager · Boutique (under $100M) | $38.0M | 23 | 23 | 1 | 12/16/2024 | ☆ | |
| 20707 | Folgmann Financial Group Llc CRD 309348 | Institutional / Pension Advisor · Boutique (under $100M) | $38.0M | 25 | 22 | 1 | 03/31/2026 | ☆ | |
| 20708 | Loyal Wealth Management Llc CRD 305360 | Wealth Manager · Boutique (under $100M) | $38.0M | 95 | 212 | 1 | 01/08/2026 | ☆ | |
| 20709 | Oz Wealth Management Llc CRD 307303 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $38.0M | 31 | 90 | 1 | 02/16/2026 | ☆ |
| 20710 | Balance Financial Planning, Llc CRD 170239 | Wealth Manager · Boutique (under $100M) | $38.0M | 34 | 34 | 1 | 03/26/2026 | ☆ | |
| 20711 | Roadmap Wealth Management Llc CRD 229789 | Wealth Manager · Boutique (under $100M) | $38.0M | 44 | 90 | 1 | 01/14/2026 | ☆ | |
| 20712 | D'agostino & Mazzone, Llc CRD 127151 | Rocky Hill, CT | Insurance-Affiliated · Boutique (under $100M) | $38.0M | 65 | 65 | 2 | 03/19/2026 | ☆ |
| 20713 | King Financial Investments Inc CRD 324091 | Wealth Manager · Boutique (under $100M) | $38.0M | 28 | 86 | 2 | 02/11/2026 | ☆ | |
| 20714 | The Eastrade Asset Management Corporation CRD 124232 | Wealth Manager · Boutique (under $100M) | $38.0M | 61 | 66 | 1 | 02/06/2026 | ☆ | |
| 20715 | Wallach Planning & Investments Llc CRD 128419 | Wealth Manager · Boutique (under $100M) | $37.9M | 45 | 101 | 1 | 04/10/2026 | ☆ | |
| 20716 | Ruesoff Asset Management Llc CRD 325121 | Wealth Manager · Boutique (under $100M) | $37.9M | 48 | 48 | 1 | 02/17/2026 | ☆ | |
| 20717 | Beckstead Investment Management Inc CRD 142283 | Wealth Manager · Boutique (under $100M) | $37.9M | 71 | 120 | 2 | 01/05/2026 | ☆ | |
| 20718 | Hall, William, Wolcott CRD 112460 | Wealth Manager · Boutique (under $100M) | $37.9M | 4 | 4 | 1 | 01/21/2026 | ☆ | |
| 20719 | Jim Roberts Investment Advisors Llc CRD 169219 | St. Joseph, MI | Insurance-Affiliated · Boutique (under $100M) | $37.9M | 150 | 150 | 1 | 01/31/2023 | ☆ |
| 20720 | Dcapital Wealth Llc CRD 331889 | Wealth Manager · Boutique (under $100M) | $37.9M | 42 | 40 | 1 | 02/10/2026 | ☆ | |
| 20721 | Charles Street Asset Management, Inc. CRD 164781 | Wealth Manager · Boutique (under $100M) | $37.9M | 74 | 158 | 1 | 03/31/2026 | ☆ | |
| 20722 | Focus Advisory, Llc CRD 146899 | Wealth Manager · Boutique (under $100M) | $37.9M | 22 | 31 | 1 | 06/09/2026 | ☆ | |
| 20723 | Anthony Capital Management, Llc CRD 312256 | De Pere, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.9M | 1 | 1 | 2 | 03/18/2026 | ☆ |
| 20724 | Clearview Financial Planning, Inc. CRD 291834 | Southold, NY | Wealth Manager · Boutique (under $100M) | $37.9M | 17 | 41 | 1 | 03/13/2026 | ☆ |
| 20725 | Altruity Investment Advisors, Llc CRD 292799 | Wealth Manager · Boutique (under $100M) | $37.9M | 16 | 42 | 1 | 07/22/2026 | ☆ | |
| 20726 | Nav Wealth Partners CRD 332638 | Sewickley, PA | Insurance-Affiliated · Boutique (under $100M) | $37.9M | 55 | 138 | 2 | 04/01/2026 | ☆ |
| 20727 | Ssb Managed Wealth, Llc CRD 305976 | Canfield, OH | Wealth Manager · Boutique (under $100M) | $37.8M | 18 | 41 | 1 | 10/28/2025 | ☆ |
| 20728 | Redefine Financial Llc CRD 297277 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 92 | 155 | 1 | 03/12/2026 | ☆ |
| 20729 | Spurgeon, Steven L. CRD 138174 | Stockton, CA | Insurance-Affiliated · Boutique (under $100M) | $37.8M | 338 | 335 | 2 | 02/06/2026 | ☆ |
| 20730 | Encore Retirement Planning, Llc CRD 329427 | South Jordan, UT | Wealth Manager · Boutique (under $100M) | $37.8M | 16 | 75 | 1 | 03/31/2026 | ☆ |
| 20731 | Cascade Financial Concepts, Inc. CRD 143260 | Wealth Manager · Boutique (under $100M) | $37.8M | 62 | 148 | 2 | 03/17/2026 | ☆ | |
| 20732 | Amoretti Wollman Capital Management CRD 315111 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 159 | 288 | 3 | 03/24/2026 | ☆ |
| 20733 | Lee, Kimun CRD 118512 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.8M | 59 | 59 | 1 | 03/20/2026 | ☆ |
| 20734 | Professional Analysts, Llc CRD 124805 | Bay City, MI | Wealth Manager · Boutique (under $100M) | $37.7M | 58 | 58 | 2 | 03/31/2026 | ☆ |
| 20735 | Financial Life Designs Llc CRD 285241 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $37.7M | 39 | 121 | 2 | 02/12/2026 | ☆ |
| 20736 | N CRD 29102 | Investment Adviser · Boutique (under $100M) | $37.7M | 186 | 186 | 5 | 03/25/2026 | ☆ | |
| 20737 | Herndon Investment Management, Llc CRD 309564 | Wealth Manager · Boutique (under $100M) | $37.7M | 44 | 58 | 1 | 01/25/2026 | ☆ | |
| 20738 | Artesian Capital Management (Delaware) Lp CRD 325768 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.7M | 2 | 3 | 7 | 03/31/2026 | ☆ |
| 20739 | Generations Advisory Group, Llc CRD 335069 | Braintree, MA | Insurance-Affiliated · Boutique (under $100M) | $37.7M | 202 | 194 | 4 | 07/23/2026 | ☆ |
| 20740 | Heron Advisory Inc. CRD 327608 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $37.7M | 272 | 285 | 17 | 03/30/2026 | ☆ |
| 20741 | Jd Gagnon, Inc CRD 130444 | Wealth Manager · Boutique (under $100M) | $37.7M | 18 | 21 | 1 | 05/15/2026 | ☆ | |
| 20742 | Gunn & Co Asset Management Inc CRD 104750 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $37.7M | 8 | 8 | 1 | 02/26/2026 | ☆ |
| 20743 | Lariat Wealth Management Llc CRD 313820 | Denver, CO | Wealth Manager · Boutique (under $100M) | $37.7M | 27 | 60 | 2 | 07/09/2026 | ☆ |
| 20744 | Blackbear Capital, Llc CRD 310990 | Ripley, WV | Insurance-Affiliated · Boutique (under $100M) | $37.7M | 178 | 181 | 2 | 03/30/2026 | ☆ |
| 20745 | Cocreate Financial Llc CRD 299648 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $37.7M | 112 | 316 | 3 | 02/02/2026 | ☆ |
| 20746 | Dp Capital Management Inc. CRD 145776 | Wealth Manager · Boutique (under $100M) | $37.6M | 18 | 60 | 1 | 03/31/2026 | ☆ | |
| 20747 | Gilman Harris Travioli Slover Accountancy Corporation CRD 123470 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $37.6M | 78 | 78 | 8 | 01/27/2026 | ☆ |
| 20748 | Invictus Advisory Services Llc CRD 312399 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $37.6M | 64 | 86 | 3 | 05/05/2026 | ☆ |
| 20749 | Pacific Advisory Capital Group, Llc CRD 297601 | Insurance-Affiliated · Boutique (under $100M) | $37.6M | 44 | 44 | 3 | 03/31/2026 | ☆ | |
| 20750 | Patriot Mullare Associates, Inc. CRD 122986 | Hingham, MA | Institutional / Pension Advisor · Boutique (under $100M) | $37.6M | 26 | 40 | 1 | 02/02/2026 | ☆ |