Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20701 | Dogwood Holdings, Llc CRD 170182 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $39.1M | 26 | 80 | 1 | 03/12/2026 | ☆ |
| 20702 | Family Wealth Partners Concord, Inc CRD 148015 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $39.0M | 139 | 341 | 3 | 02/11/2026 | ☆ |
| 20703 | 7 Pw Wealth, Llc CRD 323511 | Wealth Manager · Boutique (under $100M) | $39.0M | 47 | 118 | 4 | 03/30/2026 | ☆ | |
| 20704 | Crimson Oak Wealth Management, Llc CRD 171360 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $39.0M | 50 | 166 | 1 | 03/31/2026 | ☆ |
| 20705 | Anglia, Inc. CRD 282832 | Valley Stream, NY | Wealth Manager · Boutique (under $100M) | $39.0M | 110 | 50 | 1 | 01/18/2026 | ☆ |
| 20706 | Ebh Financial, Inc. CRD 316752 | Wealth Manager · Boutique (under $100M) | $39.0M | 75 | 109 | 1 | 03/16/2026 | ☆ | |
| 20707 | Peattie Capital Management, Llc CRD 144248 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $39.0M | 20 | 20 | 1 | 03/21/2025 | ☆ |
| 20708 | Trunorth Financial Llc CRD 331614 | Insurance-Affiliated · Boutique (under $100M) | $39.0M | 123 | 251 | 1 | 07/06/2026 | ☆ | |
| 20709 | Financial Planning Office Of Stephen Overstreet, P.A. CRD 141636 | Wealth Manager · Boutique (under $100M) | $39.0M | 15 | 48 | 1 | 02/24/2026 | ☆ | |
| 20710 | Newhouse Integrated Financial Advisors Llc CRD 332939 | Soquel, CA | Wealth Manager · Boutique (under $100M) | $39.0M | 12 | 12 | 2 | 06/19/2026 | ☆ |
| 20711 | Peak Wealth Management Llc CRD 332411 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $39.0M | 50 | 127 | 1 | 09/10/2026 | ☆ |
| 20712 | Bentley Wealth Management, Llc CRD 171458 | Marblehead, MA | Wealth Manager · Boutique (under $100M) | $38.9M | 132 | 187 | 1 | 03/16/2026 | ☆ |
| 20713 | Carolina Wealth Strategies, Llc CRD 172231 | Cary, NC | Wealth Manager · Boutique (under $100M) | $38.9M | 135 | 252 | 1 | 03/31/2026 | ☆ |
| 20714 | Baker Jensen Investment Advisors, Llc CRD 115086 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $38.9M | 58 | 58 | 1 | 03/19/2026 | ☆ |
| 20715 | Native American Fund Advisors Llc CRD 108149 | Tulsa, OK | Investment Adviser · Boutique (under $100M) | $38.9M | 4 | 4 | 6 | 04/30/2026 | ☆ |
| 20716 | O'donnell Portfolio Management, Inc. CRD 122371 | Wealth Manager · Boutique (under $100M) | $38.9M | 51 | 149 | 1 | 02/23/2026 | ☆ | |
| 20717 | Marquise Wealth Management, Llc CRD 164623 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $38.9M | 33 | 69 | 2 | 03/17/2026 | ☆ |
| 20718 | Darkhorse Advisor, Llc. CRD 309558 | Wealth Manager · Boutique (under $100M) | $38.9M | 50 | 98 | 1 | 03/25/2026 | ☆ | |
| 20719 | Ridgewood Capital Management, Inc. CRD 121920 | Wealth Manager · Boutique (under $100M) | $38.9M | 80 | 80 | 2 | 01/26/2026 | ☆ | |
| 20720 | Kaiser Wealth Management CRD 111000 | Investment Adviser · Boutique (under $100M) | $38.9M | 14 | 1 | 03/31/2026 | ☆ | ||
| 20721 | Due North Financial, Llc CRD 285053 | Eveleth, MN | Wealth Manager · Boutique (under $100M) | $38.8M | 168 | 226 | 1 | 02/13/2026 | ☆ |
| 20722 | Rmc Financial Advisors, Llc CRD 144821 | Davis, CA | Wealth Manager · Boutique (under $100M) | $38.8M | 156 | 156 | 3 | 03/27/2026 | ☆ |
| 20723 | W. Swartz & Co., Llc CRD 256786 | Wealth Manager · Boutique (under $100M) | $38.8M | 87 | 291 | 2 | 08/24/2026 | ☆ | |
| 20724 | Keystone Wealth Advisors, Llc CRD 317823 | Reno, NV | Insurance-Affiliated · Boutique (under $100M) | $38.8M | 104 | 236 | 3 | 06/29/2026 | ☆ |
| 20725 | Pegasus Management Services L.L.C. CRD 314533 | Wealth Manager · Boutique (under $100M) | $38.8M | 202 | 191 | 3 | 07/23/2026 | ☆ | |
| 20726 | Evolution Financial Llc CRD 289745 | Madison, WI | Wealth Manager · Boutique (under $100M) | $38.8M | 76 | 208 | 1 | 03/05/2026 | ☆ |
| 20727 | True Life Wealth Management, Llc CRD 298899 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $38.8M | 87 | 190 | 1 | 05/05/2026 | ☆ |
| 20728 | Austin 180 Advisory Group Llc CRD 292141 | Austin, TX | Wealth Manager · Boutique (under $100M) | $38.8M | 26 | 178 | 1 | 03/24/2026 | ☆ |
| 20729 | Baluarte Capital Us Llc CRD 328830 | Wealth Manager · Boutique (under $100M) | $38.8M | 7 | 7 | 3 | 09/15/2026 | ☆ | |
| 20730 | Hatherley Capital Management, Llc CRD 299396 | Insurance-Affiliated · Boutique (under $100M) | $38.8M | 72 | 192 | 3 | 06/05/2026 | ☆ | |
| 20731 | Mcclain Value Management, Llc CRD 114074 | New Canaan, CT | Wealth Manager · Boutique (under $100M) | $38.8M | 6 | 22 | 2 | 06/22/2026 | ☆ |
| 20732 | Wealth Planning Group Llc CRD 281902 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $38.7M | 83 | 83 | 1 | 03/04/2026 | ☆ |
| 20733 | Rhb Capital, Inc. CRD 165625 | Huntington Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $38.7M | 12 | 43 | 1 | 03/30/2026 | ☆ |
| 20734 | Brighter Investing, Pb Llc CRD 299367 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $38.7M | 29 | 182 | 2 | 03/11/2026 | ☆ |
| 20735 | Sustain Financial Inc. CRD 289303 | Wealth Manager · Boutique (under $100M) | $38.7M | 66 | 156 | 2 | 04/29/2026 | ☆ | |
| 20736 | Insight Advisors Nw, Llc CRD 165731 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $38.7M | 70 | 113 | 1 | 02/12/2026 | ☆ |
| 20737 | Trendz Advisors, Inc. CRD 139528 | Knoxville, TN | Insurance-Affiliated · Boutique (under $100M) | $38.7M | 85 | 85 | 1 | 03/26/2026 | ☆ |
| 20738 | N CRD 166241 | Wealth Manager · Boutique (under $100M) | $38.7M | 215 | 286 | 1 | 12/17/2025 | ☆ | |
| 20739 | Hepner Financial Services, Llc CRD 144045 | Wealth Manager · Boutique (under $100M) | $38.7M | 43 | 171 | 1 | 02/18/2026 | ☆ | |
| 20740 | Grape Modern Wealth Management CRD 319261 | Temecula, CA | Wealth Manager · Boutique (under $100M) | $38.6M | 145 | 318 | 1 | 03/31/2026 | ☆ |
| 20741 | Jb Meridian Advisors, Llc CRD 154676 | Clermont, FL | Wealth Manager · Boutique (under $100M) | $38.6M | 178 | 178 | 2 | 03/17/2026 | ☆ |
| 20742 | Blair Capital Management Llc CRD 323660 | Wealth Manager · Boutique (under $100M) | $38.6M | 30 | 58 | 1 | 02/06/2026 | ☆ | |
| 20743 | The Lessard Investment Group Llc CRD 305770 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $38.6M | 110 | 110 | 1 | 04/29/2026 | ☆ |
| 20744 | Pasco Advisors, Llc CRD 165021 | East Windsor, CT | Insurance-Affiliated · Boutique (under $100M) | $38.6M | 211 | 287 | 2 | 02/01/2026 | ☆ |
| 20745 | Centorbi Financial Group, Inc. CRD 292011 | O'fallon, MO | Insurance-Affiliated · Boutique (under $100M) | $38.6M | 86 | 240 | 1 | 03/16/2026 | ☆ |
| 20746 | Greenside Financial, Ltd CRD 287605 | Insurance-Affiliated · Boutique (under $100M) | $38.6M | 32 | 97 | 1 | 03/19/2026 | ☆ | |
| 20747 | Relevant Financial Advisors Llc CRD 174465 | Elkhart, IN | Wealth Manager · Boutique (under $100M) | $38.6M | 28 | 74 | 1 | 03/26/2026 | ☆ |
| 20748 | Harper Financial Strategies, Llc CRD 317645 | Insurance-Affiliated · Boutique (under $100M) | $38.6M | 111 | 330 | 2 | 03/30/2026 | ☆ | |
| 20749 | Manley Capital Management, Llc CRD 167865 | Wealth Manager · Boutique (under $100M) | $38.5M | 63 | 63 | 1 | 03/24/2026 | ☆ | |
| 20750 | Lawton Retirement Plan Consultants, Llc CRD 164342 | Institutional / Pension Advisor · Boutique (under $100M) | $38.5M | 3 | 3 | 1 | 01/06/2026 | ☆ |