Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20651 | Catton Capital Partners, Llc CRD 339336 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $39.6M | 16 | 66 | 2 | 07/13/2026 | ☆ |
| 20652 | Financial Decisions (Usa) Llc CRD 126408 | Wealth Manager · Boutique (under $100M) | $39.6M | 135 | 215 | 1 | 03/26/2026 | ☆ | |
| 20653 | Mazuelos & Company, Llc CRD 316534 | Wealth Manager · Boutique (under $100M) | $39.6M | 40 | 100 | 1 | 08/13/2026 | ☆ | |
| 20654 | Equalize Capital Llc CRD 300640 | San Juan, PR | Mutual Fund / Asset Manager · Boutique (under $100M) | $39.5M | 2 | 2 | 4 | 03/27/2026 | ☆ |
| 20655 | Bequest Capital Llc CRD 334768 | Sarasota, FL | Private Fund Manager · Boutique (under $100M) | $39.5M | 4 | 4 | 8 | 06/11/2025 | ☆ |
| 20656 | Vineyard Wealth Advisory Llc CRD 179529 | Insurance-Affiliated · Boutique (under $100M) | $39.5M | 76 | 91 | 2 | 02/25/2026 | ☆ | |
| 20657 | Balanced Capital Investments Llc CRD 314531 | Wealth Manager · Boutique (under $100M) | $39.5M | 154 | 154 | 1 | 02/05/2026 | ☆ | |
| 20658 | Portfolio Logix, Llc CRD 305082 | Missoula, MT | Wealth Manager · Boutique (under $100M) | $39.5M | 156 | 245 | 2 | 03/18/2026 | ☆ |
| 20659 | Elevated Asset Management Llc CRD 290067 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $39.5M | 121 | 121 | 1 | 02/16/2026 | ☆ |
| 20660 | Archer Row Financial, Llc CRD 297118 | Wealth Manager · Boutique (under $100M) | $39.5M | 14 | 14 | 1 | 01/13/2026 | ☆ | |
| 20661 | Lindsay, Christopher Blair CRD 289564 | Apple Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $39.5M | 68 | 137 | 1 | 05/13/2026 | ☆ |
| 20662 | Benjamin Securities, Inc. CRD 7754 | Albany, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $39.5M | 65 | 65 | 6 | 10/01/2026 | ☆ |
| 20663 | Anovest Investment Advisors, Inc. CRD 132344 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $39.5M | 40 | 75 | 3 | 02/03/2026 | ☆ |
| 20664 | Midwest Financial Strategies Llc CRD 327281 | Watertown, SD | Wealth Manager · Boutique (under $100M) | $39.4M | 102 | 261 | 2 | 01/23/2026 | ☆ |
| 20665 | Ihs Wealth Management Llc CRD 329852 | Oyster Bay, NY | Wealth Manager · Boutique (under $100M) | $39.4M | 23 | 36 | 2 | 06/12/2026 | ☆ |
| 20666 | Pension Maxima Investment Advisory, Inc. CRD 144858 | Institutional / Pension Advisor · Boutique (under $100M) | $39.4M | 21 | 20 | 3 | 03/25/2026 | ☆ | |
| 20667 | Hathaway Financial Llc CRD 298378 | Wealth Manager · Boutique (under $100M) | $39.4M | 21 | 21 | 1 | 02/18/2026 | ☆ | |
| 20668 | Black Brook Financial Planning, Llc CRD 143111 | Wealth Manager · Boutique (under $100M) | $39.4M | 38 | 83 | 1 | 01/23/2026 | ☆ | |
| 20669 | Table Rock Financial Planning, Llc CRD 149401 | Wealth Manager · Boutique (under $100M) | $39.4M | 17 | 88 | 1 | 03/20/2026 | ☆ | |
| 20670 | Mwm Advisory Group, Llc CRD 310866 | Valparaiso, IN | Insurance-Affiliated · Boutique (under $100M) | $39.4M | 226 | 360 | 3 | 04/28/2026 | ☆ |
| 20671 | The Retirement Smith Llc CRD 312623 | Fredericksburg, VA | Wealth Manager · Boutique (under $100M) | $39.4M | 155 | 198 | 2 | 09/28/2026 | ☆ |
| 20672 | Stonewall Asset Mgmt., Inc. CRD 125703 | Roswell, GA | Wealth Manager · Boutique (under $100M) | $39.4M | 35 | 83 | 2 | 03/22/2026 | ☆ |
| 20673 | Southwestern Advisory Group, Llc CRD 282950 | Stephenville, TX | Wealth Manager · Boutique (under $100M) | $39.4M | 78 | 373 | 1 | 02/18/2026 | ☆ |
| 20674 | Matthews Wealth Management Llc CRD 291443 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $39.3M | 88 | 256 | 2 | 03/26/2026 | ☆ |
| 20675 | Apollo Wealth Management, Llc CRD 144673 | Institutional / Pension Advisor · Boutique (under $100M) | $39.3M | 10 | 10 | 1 | 03/31/2026 | ☆ | |
| 20676 | Groundwork Wealth Management, Llc CRD 170331 | Downingtown, PA | Wealth Manager · Boutique (under $100M) | $39.3M | 90 | 90 | 1 | 03/26/2026 | ☆ |
| 20677 | Fresh Bread Investments, Llc CRD 319251 | Weston, FL | Investment Adviser · Boutique (under $100M) | $39.3M | 23 | 55 | 1 | 01/13/2026 | ☆ |
| 20678 | Access Financial Group, Llc CRD 312084 | Mount Vernon, TX | Wealth Manager · Boutique (under $100M) | $39.3M | 163 | 236 | 3 | 02/05/2026 | ☆ |
| 20679 | The Cook Company, Llc CRD 108889 | Greenwood Village, CO | Insurance-Affiliated · Boutique (under $100M) | $39.3M | 106 | 170 | 1 | 03/02/2026 | ☆ |
| 20680 | Everett Wealth Solutions, Inc CRD 151725 | Forest Park, IL | Wealth Manager · Boutique (under $100M) | $39.3M | 69 | 69 | 1 | 01/07/2026 | ☆ |
| 20681 | Lpr Capital, Inc. CRD 111580 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $39.3M | 49 | 49 | 1 | 06/10/2026 | ☆ |
| 20682 | Wisdom Wealth Management, Llc CRD 332421 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $39.3M | 23 | 153 | 2 | 03/09/2026 | ☆ |
| 20683 | Mjm Investment Advisors, Inc. CRD 158212 | Wealth Manager · Boutique (under $100M) | $39.2M | 40 | 110 | 1 | 02/13/2026 | ☆ | |
| 20684 | Symphony Retirement Partners Llc CRD 300990 | Round Rock, TX | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 95 | 95 | 3 | 09/24/2026 | ☆ |
| 20685 | Zero Gravity Financial, Llc CRD 169905 | Wealth Manager · Boutique (under $100M) | $39.2M | 32 | 68 | 1 | 03/30/2026 | ☆ | |
| 20686 | Able Money Llc CRD 321891 | Wealth Manager · Boutique (under $100M) | $39.2M | 21 | 95 | 1 | 03/26/2026 | ☆ | |
| 20687 | Burnside And Co. CRD 155293 | Oregon City, OR | Wealth Manager · Boutique (under $100M) | $39.2M | 34 | 100 | 1 | 09/29/2026 | ☆ |
| 20688 | Sperka Investment Management, Llc CRD 313417 | Wealth Manager · Boutique (under $100M) | $39.2M | 15 | 15 | 1 | 02/03/2026 | ☆ | |
| 20689 | Bbm Financial Services, Inc. CRD 117125 | Yakima, WA | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 44 | 53 | 3 | 04/16/2026 | ☆ |
| 20690 | Fsr Wealth Management, Llc CRD 171766 | Insurance-Affiliated · Boutique (under $100M) | $39.2M | 110 | 110 | 1 | 03/30/2026 | ☆ | |
| 20691 | Entrust Parable Capital, Llc CRD 172248 | Wealth Manager · Boutique (under $100M) | $39.1M | 55 | 134 | 1 | 03/12/2026 | ☆ | |
| 20692 | Ams Capital Management Llc CRD 153540 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $39.1M | 63 | 334 | 1 | 03/17/2026 | ☆ |
| 20693 | Beacon Light Wealth Management Llc CRD 338731 | Carnegie, PA | Wealth Manager · Boutique (under $100M) | $39.1M | 151 | 448 | 4 | 09/18/2026 | ☆ |
| 20694 | Iliad Wealth Solutions Llc CRD 315826 | Institutional / Pension Advisor · Boutique (under $100M) | $39.1M | 125 | 125 | 3 | 08/13/2026 | ☆ | |
| 20695 | Bollinger Capital Management, Inc. CRD 134458 | Redondo Beach, CA | Wealth Manager · Boutique (under $100M) | $39.1M | 23 | 63 | 3 | 08/10/2026 | ☆ |
| 20696 | Riverbend Planning Group Llc CRD 167187 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $39.1M | 44 | 44 | 1 | 03/24/2026 | ☆ |
| 20697 | Jy Capital Management Inc. CRD 327887 | Wealth Manager · Boutique (under $100M) | $39.1M | 77 | 78 | 1 | 02/24/2026 | ☆ | |
| 20698 | Gilead Capital Lp CRD 282023 | New York, NY | Private Fund Manager · Boutique (under $100M) | $39.1M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 20699 | Amidon & Petersen Financials, Llc CRD 143079 | Albany, NY | Wealth Manager · Boutique (under $100M) | $39.1M | 139 | 141 | 2 | 07/02/2026 | ☆ |
| 20700 | Cereus Financial Advisors, Llc CRD 279033 | Franklin Lakes, NJ | Insurance-Affiliated · Boutique (under $100M) | $39.1M | 31 | 65 | 3 | 02/18/2026 | ☆ |