Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21151 | Grand Coast Capital Group, Llc CRD 168870 | Cohasset, MA | Private Fund Manager · Boutique (under $100M) | $34.6M | 2 | 2 | 4 | 03/30/2023 | ☆ |
| 21152 | Aspen Wealth Planners Llc CRD 118324 | Wealth Manager · Boutique (under $100M) | $34.6M | 28 | 109 | 1 | 01/06/2026 | ☆ | |
| 21153 | Davis Investment Group, Ltd. CRD 124688 | Wealth Manager · Boutique (under $100M) | $34.6M | 5 | 25 | 1 | 03/09/2026 | ☆ | |
| 21154 | Allegory Advisory Llc CRD 173871 | New York, NY | Wealth Manager · Boutique (under $100M) | $34.6M | 30 | 49 | 1 | 06/23/2026 | ☆ |
| 21155 | Paisley Financial Llc CRD 150727 | Wealth Manager · Boutique (under $100M) | $34.6M | 141 | 141 | 2 | 03/02/2026 | ☆ | |
| 21156 | Empower Private Wealth CRD 331529 | New York, NY | Investment Adviser · Boutique (under $100M) | $34.5M | 26 | 26 | 3 | 02/06/2026 | ☆ |
| 21157 | Gupta Partnership Llc CRD 297012 | Wealth Manager · Boutique (under $100M) | $34.5M | 14 | 21 | 2 | 08/03/2026 | ☆ | |
| 21158 | Merion Road Capital Management Llc CRD 291932 | Miami Shores, FL | Wealth Manager · Boutique (under $100M) | $34.5M | 28 | 28 | 1 | 03/10/2026 | ☆ |
| 21159 | Hg Wealth Management, Llc CRD 161032 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $34.5M | 19 | 82 | 1 | 03/10/2026 | ☆ |
| 21160 | Felton & Peel Wealth Management, Inc. CRD 298495 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $34.5M | 78 | 83 | 5 | 03/20/2026 | ☆ |
| 21161 | Earn Into Wealth Strategies, Llc CRD 281923 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $34.5M | 49 | 135 | 2 | 06/17/2026 | ☆ |
| 21162 | Dhyan Capital Management, Llc CRD 325289 | Wealth Manager · Boutique (under $100M) | $34.5M | 10 | 15 | 1 | 01/30/2026 | ☆ | |
| 21163 | Gan Private Wealth Management Llc CRD 282725 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $34.5M | 16 | 16 | 1 | 02/04/2026 | ☆ |
| 21164 | Technovision Management Llc CRD 285828 | Private Fund Manager · Boutique (under $100M) | $34.5M | 7 | 7 | 1 | 03/29/2026 | ☆ | |
| 21165 | Beckett Collective, Llc CRD 307455 | Wealth Manager · Boutique (under $100M) | $34.5M | 22 | 67 | 1 | 03/30/2026 | ☆ | |
| 21166 | Greenwich Financial Advisors, Llc CRD 155618 | Wealth Manager · Boutique (under $100M) | $34.5M | 44 | 104 | 2 | 01/08/2026 | ☆ | |
| 21167 | Reap In Wealth Management, Llc CRD 146512 | Wealth Manager · Boutique (under $100M) | $34.5M | 627 | 634 | 3 | 03/30/2026 | ☆ | |
| 21168 | Skm Wealth Management, Llc CRD 337373 | Insurance-Affiliated · Boutique (under $100M) | $34.5M | 31 | 65 | 1 | 09/30/2026 | ☆ | |
| 21169 | Trust Investment Advisors Wealth Management, Llc CRD 329218 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $34.4M | 38 | 83 | 3 | 05/08/2026 | ☆ |
| 21170 | Vision Financial Services Llc CRD 129462 | Wealth Manager · Boutique (under $100M) | $34.4M | 84 | 425 | 2 | 02/26/2026 | ☆ | |
| 21171 | Doyle Investment Services CRD 141593 | Wealth Manager · Boutique (under $100M) | $34.4M | 130 | 130 | 2 | 02/18/2026 | ☆ | |
| 21172 | Martello Retirement And Wealth, Llc CRD 287730 | Virginia Beach, VA | Wealth Manager · Boutique (under $100M) | $34.4M | 6 | 34 | 2 | 03/26/2026 | ☆ |
| 21173 | Surepath Financial Services, Llc CRD 289576 | Woodstock, GA | Wealth Manager · Boutique (under $100M) | $34.4M | 122 | 175 | 2 | 02/18/2026 | ☆ |
| 21174 | James Gilbert Mcclellan CRD 114230 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $34.4M | 9 | 9 | 1 | 01/14/2026 | ☆ |
| 21175 | Sg Securities, Llc CRD 181524 | Flemington, NJ | Insurance-Affiliated · Boutique (under $100M) | $34.4M | 88 | 148 | 4 | 08/14/2026 | ☆ |
| 21176 | Bainbridge Investment Advisors Llc CRD 131040 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $34.4M | 27 | 37 | 3 | 02/20/2026 | ☆ |
| 21177 | Legacy Wealth Planning Group Llc CRD 327818 | Wealth Manager · Boutique (under $100M) | $34.4M | 18 | 56 | 1 | 02/20/2026 | ☆ | |
| 21178 | Intelligent Investor Financial Planning, Llc CRD 286691 | Wealth Manager · Boutique (under $100M) | $34.3M | 60 | 153 | 1 | 03/25/2026 | ☆ | |
| 21179 | Gavltd International Corporation CRD 314687 | El Paso, TX | Investment Adviser · Boutique (under $100M) | $34.3M | 9 | 9 | 2 | 03/25/2026 | ☆ |
| 21180 | Gbl Asset Management, Inc. CRD 121377 | Wealth Manager · Boutique (under $100M) | $34.3M | 19 | 15 | 1 | 11/27/2024 | ☆ | |
| 21181 | Cincap Asset Management, Llc CRD 311605 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $34.3M | 4 | 4 | 2 | 02/20/2026 | ☆ |
| 21182 | Global Key Management Llc CRD 170269 | Wealth Manager · Boutique (under $100M) | $34.3M | 48 | 112 | 6 | 03/09/2026 | ☆ | |
| 21183 | O'brien Asset Management Llc CRD 144502 | Wealth Manager · Boutique (under $100M) | $34.3M | 42 | 168 | 1 | 03/31/2026 | ☆ | |
| 21184 | Raymond Capital Advisors, Llc CRD 154412 | Wealth Manager · Boutique (under $100M) | $34.3M | 18 | 43 | 2 | 09/03/2026 | ☆ | |
| 21185 | Kingdom Wealth Advisers, Llc CRD 328498 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $34.3M | 76 | 250 | 1 | 08/17/2026 | ☆ |
| 21186 | Sentinel Wealth Inc CRD 122923 | Bonita Springs, FL | Wealth Manager · Boutique (under $100M) | $34.3M | 23 | 49 | 3 | 03/23/2026 | ☆ |
| 21187 | Legacy Wealth Planning Llc CRD 322883 | Bethalto, IL | Wealth Manager · Boutique (under $100M) | $34.3M | 64 | 197 | 1 | 09/24/2026 | ☆ |
| 21188 | Lange Asset Management, Inc. CRD 140366 | Wealth Manager · Boutique (under $100M) | $34.3M | 24 | 83 | 1 | 01/30/2026 | ☆ | |
| 21189 | Park Wealth Management, Llc CRD 170188 | Greensboro, NC | Wealth Manager · Boutique (under $100M) | $34.2M | 152 | 196 | 1 | 06/12/2026 | ☆ |
| 21190 | 5 Stone Investments Llc CRD 315004 | Wealth Manager · Boutique (under $100M) | $34.2M | 91 | 281 | 3 | 03/30/2026 | ☆ | |
| 21191 | Millennium Planning Group, Llc CRD 322368 | Pittsboro, NC | Wealth Manager · Boutique (under $100M) | $34.2M | 105 | 170 | 3 | 03/13/2026 | ☆ |
| 21192 | Odingard Capital Management CRD 297861 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $34.2M | 45 | 45 | 6 | 04/17/2026 | ☆ |
| 21193 | Don A. Slabaugh CRD 127024 | Wealth Manager · Boutique (under $100M) | $34.2M | 44 | 27 | 1 | 03/24/2026 | ☆ | |
| 21194 | Era Capital Management Llc CRD 168089 | Wealth Manager · Boutique (under $100M) | $34.2M | 127 | 127 | 1 | 02/27/2026 | ☆ | |
| 21195 | Grizzle Investment Management Llc CRD 317242 | Mutual Fund / Asset Manager · Boutique (under $100M) | $34.2M | 1 | 1 | 3 | 09/02/2026 | ☆ | |
| 21196 | Discovery Wealth Planning Llc CRD 321055 | Vienna, VA | Wealth Manager · Boutique (under $100M) | $34.2M | 8 | 40 | 1 | 07/07/2026 | ☆ |
| 21197 | Westchester Capital Partners, Llc CRD 135955 | Valhalla, NY | Private Fund Manager · Boutique (under $100M) | $34.2M | 2 | 2 | 0 | 06/24/2026 | ☆ |
| 21198 | Gopi & Gawal Enterprises Inc. CRD 281261 | Investment Adviser · Boutique (under $100M) | $34.2M | 61 | 77 | 2 | 03/26/2026 | ☆ | |
| 21199 | Nobles & Richards Advisors, Llc CRD 281539 | Plano, TX | Wealth Manager · Boutique (under $100M) | $34.2M | 128 | 128 | 6 | 09/25/2026 | ☆ |
| 21200 | Mit Management Group, Inc. CRD 141804 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $34.2M | 26 | 26 | 1 | 03/27/2026 | ☆ |