Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21201 | Burdick Wealth Management, Llc CRD 143978 | Wealth Manager · Boutique (under $100M) | $34.2M | 21 | 70 | 1 | 02/07/2026 | ☆ | |
| 21202 | Wrona Investment Management, Llc CRD 306791 | Mutual Fund / Asset Manager · Boutique (under $100M) | $34.1M | 1 | 1 | 2 | 06/26/2026 | ☆ | |
| 21203 | Frank Elmer Investment Strategies Llc CRD 154841 | Los Altos, CA | Wealth Manager · Boutique (under $100M) | $34.1M | 60 | 60 | 1 | 03/19/2026 | ☆ |
| 21204 | Inaltis Capital Management, Llc CRD 159923 | Investment Adviser · Boutique (under $100M) | $34.1M | 28 | 76 | 1 | 03/31/2026 | ☆ | |
| 21205 | Capstone Wealth Management, Inc CRD 172040 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $34.1M | 213 | 213 | 2 | 06/10/2026 | ☆ |
| 21206 | Des Financial Group, Llc CRD 174421 | Brea, CA | Insurance-Affiliated · Boutique (under $100M) | $34.1M | 74 | 125 | 1 | 03/19/2026 | ☆ |
| 21207 | Upstate Advisers Inc. CRD 341449 | Pittsford, NY | Institutional / Pension Advisor · Boutique (under $100M) | $34.1M | 21 | 39 | 1 | 07/21/2026 | ☆ |
| 21208 | Perspective Management Company, Llc CRD 301811 | Bartlesville, OK | Wealth Manager · Boutique (under $100M) | $34.0M | 182 | 353 | 3 | 03/05/2026 | ☆ |
| 21209 | Callidus Capital Partners Llc CRD 137732 | Wealth Manager · Boutique (under $100M) | $34.0M | 20 | 59 | 1 | 01/02/2026 | ☆ | |
| 21210 | Christopher J. Hodel CRD 116881 | Wealth Manager · Boutique (under $100M) | $34.0M | 21 | 21 | 1 | 08/17/2026 | ☆ | |
| 21211 | Forty Two Wealth Llc CRD 330850 | Wealth Manager · Boutique (under $100M) | $34.0M | 17 | 83 | 2 | 02/20/2026 | ☆ | |
| 21212 | L M Franks Capital CRD 293434 | Wealth Manager · Boutique (under $100M) | $34.0M | 17 | 23 | 1 | 02/02/2026 | ☆ | |
| 21213 | Randy L. Copus & Associates Llc. CRD 122988 | Lakeview, OH | Insurance-Affiliated · Boutique (under $100M) | $34.0M | 140 | 140 | 2 | 06/10/2026 | ☆ |
| 21214 | Silverleaf Investment Group, Llc CRD 146086 | Multi-Family Office · Boutique (under $100M) | $34.0M | 2 | 4 | 1 | 06/18/2026 | ☆ | |
| 21215 | Southern California Wealth Management Associates CRD 332016 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $34.0M | 115 | 115 | 3 | 03/29/2026 | ☆ |
| 21216 | Stillwater Financial Services, Llc CRD 311084 | Stillwater, OK | Wealth Manager · Boutique (under $100M) | $34.0M | 42 | 135 | 1 | 03/02/2026 | ☆ |
| 21217 | Brightwork Wealth Management, Llc CRD 338724 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $34.0M | 46 | 131 | 2 | 07/26/2026 | ☆ |
| 21218 | Commonwealth Investment Advisors Llc CRD 167460 | Denver, CO | Wealth Manager · Boutique (under $100M) | $34.0M | 50 | 125 | 2 | 02/02/2026 | ☆ |
| 21219 | West Coast Financial Wealth Management, Inc CRD 158644 | Walut Creek, CA | Insurance-Affiliated · Boutique (under $100M) | $34.0M | 64 | 68 | 1 | 01/28/2026 | ☆ |
| 21220 | Sampatti Financial Llc CRD 188513 | Wealth Manager · Boutique (under $100M) | $34.0M | 87 | 115 | 2 | 04/29/2026 | ☆ | |
| 21221 | N CRD 24795 | Wealth Manager · Boutique (under $100M) | $34.0M | 53 | 68 | 50 | 04/23/2025 | ☆ | |
| 21222 | Single Track Financial, Inc. CRD 127318 | Woburn, MA | Wealth Manager · Boutique (under $100M) | $34.0M | 34 | 37 | 2 | 01/02/2026 | ☆ |
| 21223 | Hauge Wealth Management, Llc CRD 319248 | Wealth Manager · Boutique (under $100M) | $34.0M | 30 | 128 | 1 | 04/15/2026 | ☆ | |
| 21224 | Kedrec Llc CRD 324024 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $33.9M | 69 | 252 | 1 | 09/25/2026 | ☆ |
| 21225 | Bayou Financial Planning, Llc CRD 331312 | Wealth Manager · Boutique (under $100M) | $33.9M | 144 | 205 | 3 | 03/29/2026 | ☆ | |
| 21226 | Bolger, Patrick CRD 319410 | Simi Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $33.9M | 185 | 185 | 1 | 01/15/2026 | ☆ |
| 21227 | Team Elevated Asset Management, Llc CRD 321979 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $33.9M | 71 | 78 | 2 | 03/13/2026 | ☆ |
| 21228 | Black Creek Wealth Management, Llc CRD 312679 | Wealth Manager · Boutique (under $100M) | $33.9M | 60 | 114 | 1 | 03/16/2026 | ☆ | |
| 21229 | Janus Financial Llc CRD 323940 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $33.9M | 52 | 175 | 3 | 03/18/2026 | ☆ |
| 21230 | Good Balance Fp Llc CRD 324354 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $33.9M | 23 | 74 | 1 | 02/26/2026 | ☆ |
| 21231 | Buswell Associates, Inc. CRD 112713 | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 47 | 129 | 2 | 04/30/2026 | ☆ | |
| 21232 | Olympia Advisors Llc CRD 330035 | Wealth Manager · Boutique (under $100M) | $33.8M | 12 | 33 | 1 | 01/20/2026 | ☆ | |
| 21233 | Gradow Capital Management, Llc CRD 133071 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $33.8M | 9 | 9 | 1 | 08/10/2026 | ☆ |
| 21234 | Samuels Financial Services, Inc. CRD 120777 | Youngstown, OH | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 43 | 43 | 2 | 05/08/2026 | ☆ |
| 21235 | Swan Dfw Financial Solutions, Llc CRD 173964 | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 112 | 112 | 2 | 02/18/2026 | ☆ | |
| 21236 | Vintage Asset Management, Llc CRD 285911 | Wealth Manager · Boutique (under $100M) | $33.7M | 38 | 110 | 1 | 07/29/2026 | ☆ | |
| 21237 | Skibek Wealth Management, Llc CRD 322652 | Wealth Manager · Boutique (under $100M) | $33.7M | 22 | 90 | 1 | 03/31/2026 | ☆ | |
| 21238 | Way Street Financial, Llc CRD 329451 | Brunswick, OH | Wealth Manager · Boutique (under $100M) | $33.7M | 79 | 183 | 5 | 04/22/2026 | ☆ |
| 21239 | Strategic Advocates, Llc CRD 316858 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $33.7M | 141 | 292 | 3 | 04/20/2026 | ☆ |
| 21240 | Stone Oak Capital Llc CRD 341363 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $33.7M | 66 | 200 | 2 | 07/02/2026 | ☆ |
| 21241 | Mkn Wealth Management Llc CRD 161819 | Wealth Manager · Boutique (under $100M) | $33.7M | 63 | 63 | 1 | 02/24/2026 | ☆ | |
| 21242 | T.H. Rapko & Company, Llc CRD 165874 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $33.7M | 36 | 72 | 1 | 02/13/2026 | ☆ |
| 21243 | Telsey Consumer Fund Management Lp CRD 312514 | New York, NY | Private Fund Manager · Boutique (under $100M) | $33.7M | 2 | 2 | 5 | 03/20/2026 | ☆ |
| 21244 | Wealth Enhancement & Preservation, Inc. CRD 124368 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $33.7M | 50 | 50 | 2 | 03/27/2026 | ☆ |
| 21245 | Jon C. Goodman Ria, Llc CRD 283746 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $33.7M | 56 | 168 | 1 | 05/26/2026 | ☆ |
| 21246 | Tfg Investment Management, Llc CRD 169966 | Diamond Bar, CA | Wealth Manager · Boutique (under $100M) | $33.7M | 109 | 152 | 2 | 03/09/2026 | ☆ |
| 21247 | Richard B. Price D/B/A Meridian Asset Management CRD 309728 | Insurance-Affiliated · Boutique (under $100M) | $33.6M | 14 | 20 | 1 | 01/30/2026 | ☆ | |
| 21248 | Gkfo, Llc CRD 151138 | W. Conshohocken, PA | Wealth Manager · Boutique (under $100M) | $33.6M | 4 | 18 | 19 | 03/31/2026 | ☆ |
| 21249 | Lodestar Wealth Public Benefit, Llc CRD 308028 | Providence, RI | Institutional / Pension Advisor · Boutique (under $100M) | $33.6M | 51 | 139 | 1 | 03/31/2026 | ☆ |
| 21250 | R.G. Niederhoffer Capital Management, Inc. CRD 137788 | Sunny Isles Beach, FL | Private Fund Manager · Boutique (under $100M) | $33.6M | 10 | 6 | 24 | 03/31/2026 | ☆ |