Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21251 | Hawtree Advisory Group, Llc CRD 124492 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $33.6M | 84 | 136 | 3 | 03/29/2019 | ☆ |
| 21252 | Lighthouse Financial & Consulting Services, Llc CRD 145054 | Springfield, IL | Insurance-Affiliated · Boutique (under $100M) | $33.6M | 359 | 359 | 1 | 04/22/2026 | ☆ |
| 21253 | Goodman Asset Management, Inc. CRD 128643 | Wealth Manager · Boutique (under $100M) | $33.6M | 23 | 23 | 1 | 12/04/2025 | ☆ | |
| 21254 | Brookhouse Advisors Llc CRD 287837 | Meadville, PA | Wealth Manager · Boutique (under $100M) | $33.6M | 100 | 196 | 1 | 03/30/2026 | ☆ |
| 21255 | Claris Financial Advisors, Inc. CRD 128660 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $33.6M | 97 | 198 | 2 | 03/28/2026 | ☆ |
| 21256 | Radvanyi Wealth Management Llc CRD 273033 | Reston, VA | Wealth Manager · Boutique (under $100M) | $33.6M | 381 | 91 | 1 | 08/28/2026 | ☆ |
| 21257 | Prelude Financial, Llc CRD 282158 | Wadsworth, OH | Wealth Manager · Boutique (under $100M) | $33.5M | 36 | 108 | 1 | 02/28/2026 | ☆ |
| 21258 | Red Night Capital Llc CRD 327108 | Wealth Manager · Boutique (under $100M) | $33.5M | 33 | 85 | 4 | 03/17/2026 | ☆ | |
| 21259 | Optimum Capital Strategies Llc CRD 148483 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $33.5M | 50 | 104 | 2 | 05/18/2026 | ☆ |
| 21260 | Virji Investments, Inc. CRD 137001 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $33.5M | 58 | 155 | 4 | 03/25/2026 | ☆ |
| 21261 | Harborview Capital Management Llc CRD 153807 | Wealth Manager · Boutique (under $100M) | $33.5M | 23 | 94 | 1 | 01/26/2026 | ☆ | |
| 21262 | Reliastar Capital Management, Inc. CRD 160761 | Dawsonville, GA | Wealth Manager · Boutique (under $100M) | $33.5M | 127 | 265 | 3 | 03/12/2026 | ☆ |
| 21263 | Corvec Investment Partners, Llc CRD 288128 | Private Fund Manager · Boutique (under $100M) | $33.5M | 1 | 1 | 1 | 04/14/2026 | ☆ | |
| 21264 | Helfrich, Marc Christopher CRD 160051 | Van Alstyne, TX | Insurance-Affiliated · Boutique (under $100M) | $33.5M | 82 | 80 | 1 | 03/06/2026 | ☆ |
| 21265 | Blueprint Financial Services, Inc. CRD 301083 | Arvada, CO | Insurance-Affiliated · Boutique (under $100M) | $33.5M | 64 | 157 | 1 | 03/16/2026 | ☆ |
| 21266 | Borrero Investment Management, Llc CRD 169206 | Wealth Manager · Boutique (under $100M) | $33.5M | 32 | 88 | 1 | 02/23/2026 | ☆ | |
| 21267 | Reif Portfolio Management Llc CRD 329022 | Investment Adviser · Boutique (under $100M) | $33.5M | 7 | 16 | 1 | 03/25/2026 | ☆ | |
| 21268 | The J R Baker Group Llc CRD 132931 | Insurance-Affiliated · Boutique (under $100M) | $33.5M | 43 | 46 | 1 | 03/30/2026 | ☆ | |
| 21269 | Holistic View Financial, Llc CRD 288975 | Wealth Manager · Boutique (under $100M) | $33.5M | 26 | 26 | 2 | 03/26/2026 | ☆ | |
| 21270 | Gam24, Llc CRD 330914 | Wealth Manager · Boutique (under $100M) | $33.5M | 7 | 16 | 1 | 03/31/2026 | ☆ | |
| 21271 | Cavan Capital Management Llc CRD 311325 | Naples, FL | Wealth Manager · Boutique (under $100M) | $33.5M | 23 | 23 | 2 | 04/20/2026 | ☆ |
| 21272 | Augusta Capital Llc CRD 312783 | Wealth Manager · Boutique (under $100M) | $33.4M | 12 | 16 | 1 | 01/21/2026 | ☆ | |
| 21273 | Jacobs & Company CRD 109133 | Charleston, WV | Investment Adviser · Boutique (under $100M) | $33.4M | 24 | 24 | 1 | 09/28/2026 | ☆ |
| 21274 | Gersten Financial Planning Inc CRD 309890 | Wealth Manager · Boutique (under $100M) | $33.4M | 18 | 90 | 1 | 09/19/2026 | ☆ | |
| 21275 | Mittleman Value Partners Llc CRD 327006 | Investment Adviser · Boutique (under $100M) | $33.4M | 20 | 20 | 1 | 03/26/2026 | ☆ | |
| 21276 | Vantage Point Management, Inc. CRD 287757 | North Ogden, UT | Institutional / Pension Advisor · Boutique (under $100M) | $33.4M | 58 | 89 | 3 | 05/06/2026 | ☆ |
| 21277 | Dahl Financial Services, Inc. CRD 123077 | Polo, IL | Wealth Manager · Boutique (under $100M) | $33.4M | 125 | 205 | 2 | 03/16/2026 | ☆ |
| 21278 | Wealth Management Institute Ltd. CRD 119699 | Wealth Manager · Boutique (under $100M) | $33.4M | 95 | 148 | 2 | 01/30/2026 | ☆ | |
| 21279 | Fuller Asset Management, Llc CRD 134446 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $33.4M | 29 | 78 | 1 | 04/30/2026 | ☆ |
| 21280 | Highlands Wealth Advisors, Llc CRD 156428 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $33.3M | 23 | 70 | 1 | 02/04/2026 | ☆ |
| 21281 | Evestia Llc CRD 313074 | Investment Adviser · Boutique (under $100M) | $33.3M | 26 | 343 | 2 | 04/01/2026 | ☆ | |
| 21282 | Wealth Management And Preservation, Inc. CRD 124945 | Insurance-Affiliated · Boutique (under $100M) | $33.3M | 38 | 83 | 2 | 03/27/2026 | ☆ | |
| 21283 | Tate Capital Group, Llc CRD 332336 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $33.3M | 31 | 85 | 1 | 09/08/2026 | ☆ |
| 21284 | Stanhouse Financial Planning And Management, Llc CRD 150494 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $33.3M | 48 | 80 | 1 | 03/27/2026 | ☆ |
| 21285 | Sky Ridge Wealth Management Llc CRD 285137 | Wealth Manager · Boutique (under $100M) | $33.3M | 17 | 66 | 2 | 03/25/2026 | ☆ | |
| 21286 | Nhabla Llc CRD 313311 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $33.3M | 25 | 99 | 2 | 08/03/2026 | ☆ |
| 21287 | J Sohn, Llc. CRD 169967 | Wealth Manager · Boutique (under $100M) | $33.3M | 156 | 147 | 2 | 04/01/2026 | ☆ | |
| 21288 | Mtr Advisory Services, Inc. CRD 121140 | Austin, TX | Wealth Manager · Boutique (under $100M) | $33.2M | 31 | 74 | 1 | 02/23/2026 | ☆ |
| 21289 | Arcon Wealth Management, Llc CRD 144137 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $33.2M | 25 | 61 | 1 | 03/03/2026 | ☆ |
| 21290 | Marsha Lee & Company, Inc. CRD 134286 | Palm Desert, CA | Wealth Manager · Boutique (under $100M) | $33.2M | 24 | 24 | 3 | 03/06/2025 | ☆ |
| 21291 | Gambit Investment Group CRD 316342 | Wealth Manager · Boutique (under $100M) | $33.2M | 17 | 76 | 1 | 03/23/2026 | ☆ | |
| 21292 | Forty4 Financial, Benefit Llc CRD 326024 | Wealth Manager · Boutique (under $100M) | $33.2M | 43 | 150 | 1 | 05/04/2026 | ☆ | |
| 21293 | Aspen Wealth Management, Llc CRD 313212 | Wealth Manager · Boutique (under $100M) | $33.2M | 17 | 40 | 1 | 03/20/2026 | ☆ | |
| 21294 | Merit Advisors, Inc. CRD 113999 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $33.2M | 96 | 96 | 4 | 03/24/2026 | ☆ |
| 21295 | New Millennium Asset Management, Inc. CRD 143465 | Wealth Manager · Boutique (under $100M) | $33.2M | 59 | 76 | 2 | 08/10/2026 | ☆ | |
| 21296 | Personal Best Financial Llc CRD 324747 | Wealth Manager · Boutique (under $100M) | $33.2M | 19 | 71 | 1 | 06/01/2026 | ☆ | |
| 21297 | Csa Financial Management, Inc. CRD 123316 | Wealth Manager · Boutique (under $100M) | $33.2M | 70 | 98 | 1 | 01/07/2026 | ☆ | |
| 21298 | Coiner Enterprises, Llc CRD 318877 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $33.1M | 119 | 148 | 3 | 03/30/2026 | ☆ |
| 21299 | Delphi Advisers, Llc CRD 304593 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $33.1M | 62 | 107 | 1 | 05/14/2026 | ☆ |
| 21300 | 80/20 Financial Services Llc CRD 300772 | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 36 | 70 | 1 | 02/16/2026 | ☆ |