Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21701 | Riser Investing, Llc CRD 335089 | Institutional / Pension Advisor · Boutique (under $100M) | $30.1M | 10 | 22 | 1 | 03/30/2026 | ☆ | |
| 21702 | Maxwell Family Office, Llc CRD 326584 | Multi-Family Office · Boutique (under $100M) | $30.0M | 20 | 49 | 1 | 03/24/2026 | ☆ | |
| 21703 | Jd Investment Management, Llc CRD 123293 | Cottonwood Heights, UT | Wealth Manager · Boutique (under $100M) | $30.0M | 12 | 26 | 1 | 03/18/2026 | ☆ |
| 21704 | Dean, Richard Wayne CRD 126834 | Wealth Manager · Boutique (under $100M) | $30.0M | 30 | 52 | 1 | 05/11/2026 | ☆ | |
| 21705 | Quillu Inc CRD 170975 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $30.0M | 8,400 | 8,400 | 2 | 03/26/2026 | ☆ |
| 21706 | Emerge Capital Management Inc. CRD 284581 | Buffalo, NY | Investment Adviser · Boutique (under $100M) | $30.0M | 2 | 2 | 5 | 06/17/2025 | ☆ |
| 21707 | Toucan Financial, Inc. CRD 321210 | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 72 | 72 | 1 | 04/28/2026 | ☆ | |
| 21708 | Advanced Trader Investment Advisors, Llc. CRD 160044 | Springfield, IL | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 175 | 175 | 1 | 12/19/2025 | ☆ |
| 21709 | Castfirm Advisors Llc CRD 327519 | Garden City, NY | Wealth Manager · Boutique (under $100M) | $30.0M | 29 | 34 | 3 | 05/11/2026 | ☆ |
| 21710 | Catamount Capital Llc CRD 137652 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $30.0M | 1 | 1 | 1 | 04/13/2026 | ☆ |
| 21711 | Champion Financial & Tax Services, Llc CRD 148839 | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 100 | 200 | 1 | 04/02/2025 | ☆ | |
| 21712 | Conscient Capital Llc CRD 146689 | Wealth Manager · Boutique (under $100M) | $30.0M | 155 | 155 | 1 | 07/20/2022 | ☆ | |
| 21713 | Conti, Allen Charles CRD 121219 | Wealth Manager · Boutique (under $100M) | $30.0M | 84 | 84 | 1 | 02/18/2026 | ☆ | |
| 21714 | Elevation Financial Llc CRD 300573 | Wealth Manager · Boutique (under $100M) | $30.0M | 125 | 475 | 1 | 02/18/2026 | ☆ | |
| 21715 | Granite Capital Wealth Management Llc CRD 307670 | Wealth Manager · Boutique (under $100M) | $30.0M | 45 | 55 | 3 | 02/18/2026 | ☆ | |
| 21716 | Gulfstream Capital, Llc CRD 120669 | Wealth Manager · Boutique (under $100M) | $30.0M | 10 | 10 | 1 | 02/22/2026 | ☆ | |
| 21717 | Inaeya Wealth Management Llc CRD 312110 | Wealth Manager · Boutique (under $100M) | $30.0M | 80 | 100 | 1 | 02/21/2026 | ☆ | |
| 21718 | Kgl Advisors, Llc CRD 297274 | Bannockburn, IL | Wealth Manager · Boutique (under $100M) | $30.0M | 28 | 28 | 1 | 08/29/2022 | ☆ |
| 21719 | Lotus Holdings Llc CRD 172638 | Rye, NY | Wealth Manager · Boutique (under $100M) | $30.0M | 12 | 12 | 2 | 06/01/2026 | ☆ |
| 21720 | Matthew Laydon Capital Management Llc. CRD 329960 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $30.0M | 63 | 60 | 1 | 03/19/2026 | ☆ |
| 21721 | N CRD 341455 | Private Fund Manager · Boutique (under $100M) | $30.0M | 1 | 1 | 1 | 09/23/2026 | ☆ | |
| 21722 | N CRD 323092 | Private Fund Manager · Boutique (under $100M) | $30.0M | 1 | 1 | 12 | 05/13/2026 | ☆ | |
| 21723 | Opus Financial Advisors, Inc. CRD 118742 | Statesville, NC | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 374 | 94 | 5 | 05/21/2026 | ☆ |
| 21724 | Pegasus Investment Management Llc CRD 114079 | Wealth Manager · Boutique (under $100M) | $30.0M | 11 | 11 | 1 | 04/30/2026 | ☆ | |
| 21725 | Retirement Capital Services Llc CRD 319779 | Grand Blanc, MI | Wealth Manager · Boutique (under $100M) | $30.0M | 165 | 218 | 1 | 07/06/2026 | ☆ |
| 21726 | Richard Benjamin Komarek CRD 152947 | Redding, CA | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 99 | 186 | 1 | 03/26/2026 | ☆ |
| 21727 | Rubicon Global Halal Advisors, Llc CRD 127585 | Portland, OR | Wealth Manager · Boutique (under $100M) | $30.0M | 65 | 65 | 2 | 07/29/2026 | ☆ |
| 21728 | Skg Investment Services, Llc CRD 131685 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $30.0M | 30 | 30 | 1 | 03/03/2026 | ☆ |
| 21729 | T.A. Salomon Asset Management Pllc CRD 167546 | Wealth Manager · Boutique (under $100M) | $30.0M | 45 | 45 | 1 | 03/27/2026 | ☆ | |
| 21730 | Tax & Financial Management CRD 127757 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 25 | 25 | 1 | 01/08/2026 | ☆ |
| 21731 | Snug Harbor Capital Management, Llc CRD 133453 | Wealth Manager · Boutique (under $100M) | $30.0M | 18 | 18 | 1 | 03/10/2026 | ☆ | |
| 21732 | Couture Financial Inc. CRD 134303 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 46 | 110 | 2 | 09/23/2026 | ☆ |
| 21733 | Summit Ridge Advisors, Llc CRD 335600 | Mapleton, UT | Insurance-Affiliated · Boutique (under $100M) | $30.0M | 93 | 191 | 1 | 06/29/2026 | ☆ |
| 21734 | Old Bellows Partners L.P. CRD 157569 | New York, NY | Private Fund Manager · Boutique (under $100M) | $30.0M | 4 | 4 | 12 | 05/13/2026 | ☆ |
| 21735 | Ceres Financial Group, Inc. CRD 129086 | Stoughton, MA | Wealth Manager · Boutique (under $100M) | $30.0M | 62 | 112 | 2 | 02/06/2026 | ☆ |
| 21736 | Diamond Peak Wealth Management Llc CRD 342229 | Bend, OR | Wealth Manager · Boutique (under $100M) | $29.9M | 41 | 100 | 1 | 04/14/2026 | ☆ |
| 21737 | Five Factor Capital Advisors, Llc CRD 164516 | Rye Brook, NY | Wealth Manager · Boutique (under $100M) | $29.9M | 39 | 103 | 1 | 03/06/2026 | ☆ |
| 21738 | Sora Wealth, Llc CRD 313208 | Lincolnwood, IL | Wealth Manager · Boutique (under $100M) | $29.9M | 28 | 66 | 1 | 03/05/2026 | ☆ |
| 21739 | Mari Legacy Group, Llc CRD 325087 | Calabasas, CA | Wealth Manager · Boutique (under $100M) | $29.9M | 22 | 76 | 1 | 03/30/2026 | ☆ |
| 21740 | Integrated Capital Planning Llc CRD 131574 | Bend, OR | Wealth Manager · Boutique (under $100M) | $29.9M | 35 | 75 | 1 | 03/19/2026 | ☆ |
| 21741 | Seneca Private Wealth, Llc CRD 334161 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $29.9M | 37 | 53 | 5 | 06/10/2026 | ☆ |
| 21742 | Kingfisher Investors Llc CRD 114374 | Westport, CT | Private Fund Manager · Boutique (under $100M) | $29.8M | 5 | 5 | 2 | 04/06/2026 | ☆ |
| 21743 | Cimarron Capital Management, Llc CRD 283375 | Wealth Manager · Boutique (under $100M) | $29.8M | 15 | 23 | 1 | 01/20/2026 | ☆ | |
| 21744 | Encompass Financial Planning, Inc. CRD 287472 | West Linn, OR | Insurance-Affiliated · Boutique (under $100M) | $29.8M | 74 | 190 | 1 | 05/22/2026 | ☆ |
| 21745 | Stratford Investment Advisory Group Inc. CRD 111363 | Mt. Prospect, IL | Wealth Manager · Boutique (under $100M) | $29.8M | 30 | 52 | 1 | 03/14/2026 | ☆ |
| 21746 | Port Capital Management Llc CRD 330252 | Massapequa, NY | Wealth Manager · Boutique (under $100M) | $29.8M | 23 | 91 | 1 | 03/13/2026 | ☆ |
| 21747 | Windward Partners, L.L.C. CRD 135698 | Wealth Manager · Boutique (under $100M) | $29.8M | 39 | 63 | 1 | 02/17/2026 | ☆ | |
| 21748 | Metis Capital Management Llc CRD 133198 | Wealth Manager · Boutique (under $100M) | $29.8M | 21 | 43 | 1 | 04/03/2026 | ☆ | |
| 21749 | Ati Wealth Partners, Llc CRD 282924 | Wealth Manager · Boutique (under $100M) | $29.8M | 67 | 122 | 1 | 03/20/2026 | ☆ | |
| 21750 | Aurora Strategic Advisors, Llc CRD 268828 | Lumberton, NC | Insurance-Affiliated · Boutique (under $100M) | $29.8M | 356 | 356 | 4 | 03/31/2026 | ☆ |