Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21751 | Williams Financial Planning, Inc. CRD 290272 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $29.8M | 84 | 177 | 1 | 03/17/2026 | ☆ |
| 21752 | Koga Capital Management Llc CRD 334409 | Wealth Manager · Boutique (under $100M) | $29.8M | 19 | 19 | 1 | 03/19/2026 | ☆ | |
| 21753 | Cpasset Management, Inc. CRD 129305 | Wealth Manager · Boutique (under $100M) | $29.8M | 11 | 11 | 1 | 03/02/2026 | ☆ | |
| 21754 | Ascendant Capital Research, Ltd. CRD 284601 | Wealth Manager · Boutique (under $100M) | $29.8M | 22 | 22 | 2 | 02/14/2026 | ☆ | |
| 21755 | Mg Financial Management, Llc CRD 285346 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $29.8M | 42 | 99 | 1 | 02/11/2026 | ☆ |
| 21756 | Fischer Wealth Advisors, Llc CRD 281113 | Wealth Manager · Boutique (under $100M) | $29.7M | 54 | 102 | 1 | 04/01/2026 | ☆ | |
| 21757 | Dunn Financial Advisors, Llc CRD 116173 | Wealth Manager · Boutique (under $100M) | $29.7M | 40 | 129 | 1 | 03/12/2026 | ☆ | |
| 21758 | Face 2 Face Financial Planning, Llc CRD 285630 | Portage, MI | Wealth Manager · Boutique (under $100M) | $29.7M | 54 | 150 | 1 | 03/23/2026 | ☆ |
| 21759 | Oklahoma Senior Planning Solutions, Llc CRD 333870 | Tulsa, OK | Insurance-Affiliated · Boutique (under $100M) | $29.7M | 125 | 256 | 1 | 03/23/2026 | ☆ |
| 21760 | High Street Financial Llc CRD 107132 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $29.7M | 53 | 75 | 2 | 09/10/2026 | ☆ |
| 21761 | Blueprint Financial Consultants Llc CRD 171331 | Portland, OR | Wealth Manager · Boutique (under $100M) | $29.7M | 74 | 135 | 1 | 02/26/2026 | ☆ |
| 21762 | Valley Investment Management, Llc CRD 166546 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $29.6M | 3 | 3 | 1 | 03/27/2026 | ☆ |
| 21763 | Stability Financial, Llc CRD 167906 | Marrero, LA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $29.6M | 150 | 269 | 2 | 05/05/2026 | ☆ |
| 21764 | Gama Wealth Management, Llc CRD 304755 | Wealth Manager · Boutique (under $100M) | $29.6M | 9 | 9 | 2 | 03/16/2026 | ☆ | |
| 21765 | District Capital Management, Llc CRD 167317 | Wealth Manager · Boutique (under $100M) | $29.6M | 40 | 118 | 5 | 09/25/2026 | ☆ | |
| 21766 | Darda Financial Services, Llc CRD 130230 | Winston Salem, NC | Insurance-Affiliated · Boutique (under $100M) | $29.6M | 258 | 258 | 1 | 03/31/2026 | ☆ |
| 21767 | Stantum, Llc CRD 170360 | Wealth Manager · Boutique (under $100M) | $29.6M | 26 | 26 | 1 | 03/30/2026 | ☆ | |
| 21768 | Mountainaire Financial Strategies Llc CRD 304419 | Wealth Manager · Boutique (under $100M) | $29.6M | 58 | 240 | 1 | 03/31/2026 | ☆ | |
| 21769 | Buss Capital Management, Llc CRD 165447 | Lake Forest, IL | Wealth Manager · Boutique (under $100M) | $29.6M | 49 | 81 | 2 | 01/30/2026 | ☆ |
| 21770 | Kahn, Ronnie Alan CRD 112502 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $29.6M | 33 | 33 | 1 | 03/16/2026 | ☆ |
| 21771 | Howland Advisory Corporation CRD 110192 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $29.6M | 18 | 46 | 2 | 02/14/2026 | ☆ |
| 21772 | Zor Capital, Llc CRD 156830 | New York, NY | Wealth Manager · Boutique (under $100M) | $29.5M | 40 | 40 | 2 | 06/16/2026 | ☆ |
| 21773 | Esh Holdings, Llc CRD 329935 | Wealth Manager · Boutique (under $100M) | $29.5M | 21 | 63 | 1 | 07/29/2026 | ☆ | |
| 21774 | Carlson Wealth, Llc CRD 318362 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $29.5M | 191 | 348 | 4 | 09/24/2026 | ☆ |
| 21775 | Moore Financial Management, Inc. CRD 289983 | Wealth Manager · Boutique (under $100M) | $29.5M | 96 | 221 | 1 | 03/04/2026 | ☆ | |
| 21776 | Evergreen Financial Group, Llc CRD 312097 | Wealth Manager · Boutique (under $100M) | $29.5M | 41 | 161 | 3 | 02/06/2026 | ☆ | |
| 21777 | Columbia Wealth Advisors Llc CRD 288720 | Insurance-Affiliated · Boutique (under $100M) | $29.5M | 106 | 147 | 1 | 09/16/2026 | ☆ | |
| 21778 | Cb3 Financial Group, Inc. CRD 159156 | Wealth Manager · Boutique (under $100M) | $29.5M | 35 | 35 | 2 | 08/14/2025 | ☆ | |
| 21779 | Four Points Capital Llc CRD 328593 | Wealth Manager · Boutique (under $100M) | $29.5M | 13 | 25 | 1 | 03/10/2026 | ☆ | |
| 21780 | Foothills Capital Management, Llc CRD 334119 | Eagle, ID | Wealth Manager · Boutique (under $100M) | $29.5M | 96 | 134 | 1 | 08/24/2026 | ☆ |
| 21781 | Twin Cities Wealth Strategies, Inc. CRD 286372 | Maple Grove, MN | Wealth Manager · Boutique (under $100M) | $29.5M | 72 | 195 | 1 | 07/08/2026 | ☆ |
| 21782 | Maxadvisor Llc. CRD 125148 | Wealth Manager · Boutique (under $100M) | $29.5M | 24 | 53 | 2 | 07/14/2026 | ☆ | |
| 21783 | Pantoja, Francisco Javier CRD 115038 | Wealth Manager · Boutique (under $100M) | $29.5M | 23 | 34 | 1 | 03/03/2026 | ☆ | |
| 21784 | Impact Financial, Llc CRD 323394 | Wealth Manager · Boutique (under $100M) | $29.4M | 40 | 118 | 1 | 01/30/2026 | ☆ | |
| 21785 | Elevate Wealth Advisors, Llc CRD 323825 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $29.4M | 84 | 119 | 8 | 05/18/2026 | ☆ |
| 21786 | Sylvia Shiu Han Kwan CRD 152991 | Wealth Manager · Boutique (under $100M) | $29.4M | 5 | 6 | 2 | 06/28/2026 | ☆ | |
| 21787 | Teradime Financial Llc CRD 283401 | Wealth Manager · Boutique (under $100M) | $29.4M | 20 | 28 | 1 | 02/03/2026 | ☆ | |
| 21788 | Southwest Michigan Wealth Management, Llc CRD 289253 | Kalamazoo, MI | Insurance-Affiliated · Boutique (under $100M) | $29.4M | 166 | 195 | 4 | 02/25/2026 | ☆ |
| 21789 | Kasmat Risk Management, Llc. CRD 152390 | Institutional / Pension Advisor · Boutique (under $100M) | $29.4M | 9 | 9 | 1 | 03/30/2026 | ☆ | |
| 21790 | Family Investment Management L.P. CRD 170281 | Wealth Manager · Boutique (under $100M) | $29.4M | 86 | 112 | 2 | 09/16/2026 | ☆ | |
| 21791 | Mahlon R.Edwards Financial Planning & Investment Strategies,Inc. CRD 119382 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $29.4M | 75 | 75 | 2 | 03/31/2026 | ☆ |
| 21792 | Errol Martin CRD 131633 | Wealth Manager · Boutique (under $100M) | $29.4M | 29 | 97 | 2 | 03/23/2026 | ☆ | |
| 21793 | New Era Investments Llc CRD 312703 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $29.4M | 761 | 761 | 3 | 01/07/2026 | ☆ |
| 21794 | Adamec, Kathleen, Mary CRD 112529 | Endowment & Foundation Advisor · Boutique (under $100M) | $29.3M | 7 | 1 | 08/31/2022 | ☆ | ||
| 21795 | Pennyfarthing Investment Management, L.L.C. CRD 123006 | Amherst, MA | Wealth Manager · Boutique (under $100M) | $29.3M | 27 | 71 | 1 | 03/09/2026 | ☆ |
| 21796 | Werner & C0. Ria, Pllc CRD 117204 | Wealth Manager · Boutique (under $100M) | $29.3M | 81 | 81 | 1 | 01/28/2026 | ☆ | |
| 21797 | Baskin Financial Planning Llc CRD 313393 | Wealth Manager · Boutique (under $100M) | $29.3M | 52 | 320 | 1 | 02/17/2026 | ☆ | |
| 21798 | Hhh Financial Solutions, Llc CRD 287494 | Wealth Manager · Boutique (under $100M) | $29.3M | 44 | 96 | 1 | 02/16/2026 | ☆ | |
| 21799 | Diversified Investment Services Llc CRD 288689 | Durham, NC | Wealth Manager · Boutique (under $100M) | $29.3M | 157 | 157 | 1 | 01/22/2026 | ☆ |
| 21800 | Pier 42 Advisors, Llc CRD 325987 | South Dennis, MA | Wealth Manager · Boutique (under $100M) | $29.3M | 40 | 140 | 1 | 02/03/2026 | ☆ |