Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24101 | James D. Maxon Financial Advisors, Llc CRD 126621 | Wealth Manager · Boutique (under $100M) | $15.1M | 42 | 42 | 1 | 04/17/2026 | ☆ | |
| 24102 | Cedar Peak Wealth Advisors Llc CRD 317246 | Wealth Manager · Boutique (under $100M) | $15.1M | 23 | 96 | 1 | 03/17/2026 | ☆ | |
| 24103 | Ygc Wealth, Llc CRD 330812 | Wealth Manager · Boutique (under $100M) | $15.1M | 37 | 92 | 1 | 03/18/2026 | ☆ | |
| 24104 | Polymath Capital Advisors, Llc. CRD 310229 | Wealth Manager · Boutique (under $100M) | $15.1M | 31 | 32 | 1 | 03/30/2026 | ☆ | |
| 24105 | Haven Financial Solutions, Inc CRD 156422 | Wealth Manager · Boutique (under $100M) | $15.0M | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 24106 | Bridgford Wealth Advisory, Llc CRD 290871 | Rock Island, IL | Wealth Manager · Boutique (under $100M) | $15.0M | 42 | 82 | 2 | 04/20/2026 | ☆ |
| 24107 | Winston Paul Capital Management, Inc. CRD 326893 | Tysons Corner, VA | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 46 | 1 | 04/14/2026 | ☆ |
| 24108 | Weisberg, Philip Sidney CRD 128535 | Wealth Manager · Boutique (under $100M) | $15.0M | 65 | 65 | 1 | 03/05/2026 | ☆ | |
| 24109 | Veridos Capital Llc CRD 324217 | Private Fund Manager · Boutique (under $100M) | $15.0M | 17 | 17 | 6 | 06/08/2026 | ☆ | |
| 24110 | Serenity Alternative Investment Management, Llc CRD 312214 | Arvada, CO | Private Fund Manager · Boutique (under $100M) | $15.0M | 5 | 5 | 1 | 03/09/2026 | ☆ |
| 24111 | Amauta Llc CRD 281419 | Wealth Manager · Boutique (under $100M) | $15.0M | 27 | 53 | 1 | 01/14/2026 | ☆ | |
| 24112 | Alliance Advisors Wealth Management Llc CRD 305397 | Novi, MI | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 45 | 55 | 1 | 03/23/2026 | ☆ |
| 24113 | Black Oak Wealth Management, Llc CRD 149349 | Wealth Manager · Boutique (under $100M) | $15.0M | 46 | 79 | 1 | 03/27/2026 | ☆ | |
| 24114 | Chuisano And Albert, L.L.C. CRD 123358 | Old Bridge, NJ | Wealth Manager · Boutique (under $100M) | $15.0M | 37 | 37 | 1 | 04/19/2022 | ☆ |
| 24115 | Copper Ridge Wealth Management, Llc CRD 323209 | Lakewood, OH | Wealth Manager · Boutique (under $100M) | $15.0M | 5 | 10 | 0 | 03/23/2026 | ☆ |
| 24116 | Cowan Capital Advisors, Llc CRD 325865 | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 16 | 1 | 04/15/2026 | ☆ | |
| 24117 | Ethan William Andrews CRD 290345 | Augusta, GA | Wealth Manager · Boutique (under $100M) | $15.0M | 50 | 70 | 1 | 03/27/2026 | ☆ |
| 24118 | Fawley Wealth Llc CRD 330139 | Wealth Manager · Boutique (under $100M) | $15.0M | 16 | 23 | 1 | 03/16/2026 | ☆ | |
| 24119 | Financial Awareness, Inc CRD 122763 | Sharon, WI | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 6 | 1 | 03/12/2026 | ☆ |
| 24120 | Hardy Financial Planning, Inc. CRD 145071 | Wealth Manager · Boutique (under $100M) | $15.0M | 11 | 11 | 1 | 01/03/2026 | ☆ | |
| 24121 | Hayden Lipp Financial Services, Llc CRD 145010 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 12 | 70 | 1 | 03/20/2026 | ☆ | |
| 24122 | Hazel Ridge Advisors, Llc CRD 174965 | Wealth Manager · Boutique (under $100M) | $15.0M | 40 | 100 | 1 | 03/19/2026 | ☆ | |
| 24123 | Hilltop Advisors, Llc CRD 119584 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 24124 | Joseph L. Aldridge CRD 171066 | Wealth Manager · Boutique (under $100M) | $15.0M | 18 | 30 | 1 | 03/30/2026 | ☆ | |
| 24125 | Lupu Financial Services, Llc CRD 311610 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 45 | 60 | 1 | 08/07/2026 | ☆ |
| 24126 | M3 Asset Management, Inc. CRD 169461 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 33 | 1 | 02/24/2026 | ☆ |
| 24127 | Mark Sharp Retirement, Llc CRD 285773 | Wealth Manager · Boutique (under $100M) | $15.0M | 9 | 20 | 1 | 02/23/2026 | ☆ | |
| 24128 | Melissa Matson Llc CRD 293806 | Henderson, NV | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 118 | 118 | 1 | 10/13/2023 | ☆ |
| 24129 | Mighty Oak Management Llc CRD 127645 | Wealth Manager · Boutique (under $100M) | $15.0M | 45 | 60 | 3 | 03/29/2026 | ☆ | |
| 24130 | Neuse River Capital, Llc CRD 156343 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 51 | 1 | 02/12/2026 | ☆ | |
| 24131 | Northbrook Financial Group, Llc CRD 130864 | Auburn, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 21 | 1 | 01/12/2026 | ☆ |
| 24132 | Playbook Advisory Group, Llc CRD 316085 | Wealth Manager · Boutique (under $100M) | $15.0M | 13 | 15 | 1 | 02/10/2026 | ☆ | |
| 24133 | Pointe Equity Partners Llc CRD 151379 | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 20 | 1 | 06/04/2025 | ☆ | |
| 24134 | Prestonwood Capital Management, Llc CRD 175138 | Plano, TX | Wealth Manager · Boutique (under $100M) | $15.0M | 18 | 17 | 1 | 02/06/2025 | ☆ |
| 24135 | Principled Advisors, Inc. CRD 323468 | Wealth Manager · Boutique (under $100M) | $15.0M | 150 | 110 | 1 | 03/31/2026 | ☆ | |
| 24136 | Pro Tax Financial Services, Llc CRD 124634 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $15.0M | 110 | 110 | 7 | 12/02/2025 | ☆ |
| 24137 | Redwood Financial Advisors, Inc CRD 119798 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 9 | 9 | 1 | 08/01/2025 | ☆ |
| 24138 | Roventini Financial Services, Inc CRD 142079 | New City, NY | Wealth Manager · Boutique (under $100M) | $15.0M | 40 | 50 | 1 | 01/26/2022 | ☆ |
| 24139 | Softwealth Llc CRD 175315 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 25 | 1 | 01/30/2026 | ☆ | |
| 24140 | Swiss American Asset Management, Llc CRD 309852 | Glendale, AZ | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 127 | 191 | 1 | 04/21/2026 | ☆ |
| 24141 | T. Rose & Associates, Inc. CRD 115253 | Wealth Manager · Boutique (under $100M) | $15.0M | 37 | 39 | 2 | 06/11/2026 | ☆ | |
| 24142 | Veterinary Financial Group Llc CRD 311543 | Wealth Manager · Boutique (under $100M) | $15.0M | 99 | 99 | 1 | 02/17/2026 | ☆ | |
| 24143 | Viagem, Llc CRD 140927 | St. Louis, MO | Endowment & Foundation Advisor · Boutique (under $100M) | $15.0M | 8 | 8 | 1 | 03/28/2026 | ☆ |
| 24144 | Voltz Asset Management Inc. CRD 167138 | Wealth Manager · Boutique (under $100M) | $15.0M | 27 | 27 | 1 | 03/03/2026 | ☆ | |
| 24145 | Webb,Darvon James CRD 118733 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 100 | 100 | 1 | 02/25/2026 | ☆ | |
| 24146 | Focal Point Financial Group, Llc CRD 304505 | Prairie Village, KS | Wealth Manager · Boutique (under $100M) | $15.0M | 68 | 83 | 1 | 02/20/2026 | ☆ |
| 24147 | Armor Wealth Strategies, Llc CRD 330730 | Farmington Hills, MI | Wealth Manager · Boutique (under $100M) | $15.0M | 62 | 69 | 2 | 02/26/2026 | ☆ |
| 24148 | Swartz Advisory Llc CRD 298154 | Wealth Manager · Boutique (under $100M) | $15.0M | 3 | 3 | 1 | 02/23/2026 | ☆ | |
| 24149 | Switzky, Stephen Baker CRD 174445 | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 7 | 1 | 04/13/2022 | ☆ | |
| 24150 | R5 Capital, Llc CRD 169098 | Wealth Manager · Boutique (under $100M) | $15.0M | 30 | 56 | 1 | 03/25/2026 | ☆ |