Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24101 | Westlake Wealth Management, Llc CRD 155316 | Portland, OR | Wealth Manager · Boutique (under $100M) | $15.6M | 57 | 57 | 2 | 03/30/2026 | ☆ |
| 24102 | Grandva Capital Llc CRD 314110 | Wealth Manager · Boutique (under $100M) | $15.6M | 15 | 2 | 03/28/2026 | ☆ | ||
| 24103 | Vassalotti Investment Management Corporation CRD 119009 | Duncansville, PA | Wealth Manager · Boutique (under $100M) | $15.6M | 260 | 260 | 1 | 11/13/2024 | ☆ |
| 24104 | Five Peaks Financial Consulting, Inc. CRD 115341 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 6 | 6 | 1 | 03/25/2026 | ☆ | |
| 24105 | Mirica Wealth Management Llc CRD 297759 | Wealth Manager · Boutique (under $100M) | $15.5M | 38 | 38 | 1 | 03/31/2026 | ☆ | |
| 24106 | Financial Decision Partners, Llc CRD 125981 | Wealth Manager · Boutique (under $100M) | $15.5M | 37 | 63 | 2 | 03/23/2026 | ☆ | |
| 24107 | Dushane Management, Inc. CRD 168673 | Wealth Manager · Boutique (under $100M) | $15.5M | 29 | 61 | 1 | 07/14/2026 | ☆ | |
| 24108 | Northshire Consulting, Llc CRD 299013 | Institutional / Pension Advisor · Boutique (under $100M) | $15.5M | 39 | 88 | 1 | 12/16/2025 | ☆ | |
| 24109 | Gudo Partners Llc CRD 317932 | New York, NY | Private Fund Manager · Boutique (under $100M) | $15.5M | 1 | 1 | 1 | 06/04/2026 | ☆ |
| 24110 | Caritas Investment Advisors Llc CRD 284777 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $15.5M | 33 | 33 | 1 | 07/28/2026 | ☆ |
| 24111 | Chady, Ruth Auer CRD 123100 | Swansea, IL | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 66 | 07/11/2011 | ☆ | ||
| 24112 | Mauro Capital Management, Inc. CRD 122411 | Wealth Manager · Boutique (under $100M) | $15.5M | 25 | 34 | 1 | 03/01/2026 | ☆ | |
| 24113 | Tkg Financial Llc CRD 317814 | Wealth Manager · Boutique (under $100M) | $15.5M | 27 | 84 | 1 | 01/29/2026 | ☆ | |
| 24114 | Bates Wealth Management, Llc CRD 284892 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 32 | 38 | 2 | 03/31/2026 | ☆ | |
| 24115 | Think Financial Strategies, Llc CRD 314827 | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 44 | 106 | 2 | 03/02/2026 | ☆ | |
| 24116 | Ridley Asset Management, Llc CRD 144735 | Wealth Manager · Boutique (under $100M) | $15.5M | 14 | 30 | 2 | 02/05/2026 | ☆ | |
| 24117 | Fg&G Financial Services, Llc CRD 149180 | Danvers, MA | Wealth Manager · Boutique (under $100M) | $15.5M | 15 | 31 | 2 | 03/04/2026 | ☆ |
| 24118 | Carter & Balsam Advisers CRD 127634 | Wealth Manager · Boutique (under $100M) | $15.5M | 7 | 7 | 1 | 01/30/2026 | ☆ | |
| 24119 | Wealthmind Financial Planning Llc CRD 328126 | Wealth Manager · Boutique (under $100M) | $15.5M | 10 | 41 | 4 | 02/18/2026 | ☆ | |
| 24120 | Remington Wealth Management Llc CRD 154598 | Wealth Manager · Boutique (under $100M) | $15.5M | 4 | 6 | 1 | 02/06/2026 | ☆ | |
| 24121 | Southern Magnolia Investment Management Llc CRD 306444 | Wealth Manager · Boutique (under $100M) | $15.5M | 86 | 173 | 1 | 02/07/2025 | ☆ | |
| 24122 | Ag Wealth Management, Pllc CRD 290273 | Wealth Manager · Boutique (under $100M) | $15.5M | 22 | 71 | 2 | 03/26/2026 | ☆ | |
| 24123 | Financial Strategies, Llc CRD 165357 | Wealth Manager · Boutique (under $100M) | $15.5M | 5 | 9 | 0 | 05/16/2026 | ☆ | |
| 24124 | Life Moves Wealth Management, Llc CRD 321261 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $15.5M | 49 | 168 | 1 | 02/20/2026 | ☆ |
| 24125 | Maclura Investments, Llc CRD 306621 | Wealth Manager · Boutique (under $100M) | $15.5M | 29 | 46 | 1 | 09/11/2026 | ☆ | |
| 24126 | Rhotopia Financial CRD 330618 | Milton, MA | Insurance-Affiliated · Boutique (under $100M) | $15.5M | 16 | 23 | 12 | 06/23/2026 | ☆ |
| 24127 | Greg Hodges Financial Advisory CRD 135475 | Wealth Manager · Boutique (under $100M) | $15.5M | 26 | 26 | 1 | 01/30/2026 | ☆ | |
| 24128 | Legacy Wealth Management, Inc. CRD 157453 | Wealth Manager · Boutique (under $100M) | $15.4M | 91 | 147 | 1 | 09/22/2026 | ☆ | |
| 24129 | Dodok Wealth And Investment Advisors Llc CRD 155307 | Dayton, OH | Investment Adviser · Boutique (under $100M) | $15.4M | 0 | 4 | 1 | 03/27/2026 | ☆ |
| 24130 | Fenwick Investments, Llc CRD 167342 | White River Junction, VT | Wealth Manager · Boutique (under $100M) | $15.4M | 45 | 39 | 1 | 03/17/2026 | ☆ |
| 24131 | South Texas Advisors For Retirees, Llc CRD 154793 | Wealth Manager · Boutique (under $100M) | $15.4M | 39 | 39 | 1 | 03/10/2026 | ☆ | |
| 24132 | Sound Asset Management, Inc. CRD 144170 | Mason, OH | Wealth Manager · Boutique (under $100M) | $15.4M | 55 | 93 | 1 | 01/30/2026 | ☆ |
| 24133 | Journey Capital Advisers, Llc CRD 284660 | Wealth Manager · Boutique (under $100M) | $15.4M | 37 | 87 | 1 | 01/13/2026 | ☆ | |
| 24134 | Lifetime Financial Planners Llc CRD 328275 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $15.4M | 22 | 98 | 1 | 07/27/2026 | ☆ |
| 24135 | Cc Investment Advisors, Inc. CRD 117895 | Oklahoma City, OK | Endowment & Foundation Advisor · Boutique (under $100M) | $15.4M | 16 | 16 | 2 | 03/25/2026 | ☆ |
| 24136 | Conscientious Wealth Planning And Investment Management, Llc CRD 288024 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $15.4M | 54 | 92 | 1 | 10/28/2025 | ☆ |
| 24137 | Ads Wealth Management Llc CRD 305021 | Hoover, AL | Wealth Manager · Boutique (under $100M) | $15.4M | 55 | 56 | 1 | 08/24/2026 | ☆ |
| 24138 | Gladstone Financial Llc CRD 167060 | Wealth Manager · Boutique (under $100M) | $15.4M | 20 | 56 | 1 | 03/16/2026 | ☆ | |
| 24139 | Iron Link Capital Llc CRD 320936 | Insurance-Affiliated · Boutique (under $100M) | $15.4M | 32 | 92 | 1 | 02/03/2026 | ☆ | |
| 24140 | The Jaffee Financial Group, Inc. CRD 142163 | Cooper City, FL | Wealth Manager · Boutique (under $100M) | $15.4M | 36 | 74 | 1 | 03/18/2026 | ☆ |
| 24141 | Spp Credit Advisors Llc CRD 314442 | Investment Adviser · Boutique (under $100M) | $15.4M | 4 | 7 | 08/28/2026 | ☆ | ||
| 24142 | Battle Green Advisors Llc CRD 310889 | Wealth Manager · Boutique (under $100M) | $15.4M | 21 | 31 | 2 | 03/31/2026 | ☆ | |
| 24143 | Kilzer, Barry Milo CRD 134100 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $15.4M | 17 | 54 | 1 | 02/03/2026 | ☆ |
| 24144 | Leamnson Capital Advisory, Llc CRD 157113 | Wealth Manager · Boutique (under $100M) | $15.4M | 12 | 23 | 1 | 07/02/2026 | ☆ | |
| 24145 | Money Poole...Solutions For Life, Llc CRD 154987 | Wealth Manager · Boutique (under $100M) | $15.4M | 54 | 101 | 1 | 03/30/2026 | ☆ | |
| 24146 | Upfront Financial Planning, Llc CRD 328638 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $15.4M | 40 | 145 | 1 | 01/22/2026 | ☆ |
| 24147 | Kickpoint Financial, Llc CRD 300423 | Memphis, TN | Investment Adviser · Boutique (under $100M) | $15.4M | 10 | 24 | 2 | 09/16/2026 | ☆ |
| 24148 | Jrs Investments And Wealth Preservation, Llc CRD 146933 | Wealth Manager · Boutique (under $100M) | $15.4M | 91 | 177 | 5 | 03/30/2026 | ☆ | |
| 24149 | Open Door Financial Advisors Llc CRD 314379 | Wealth Manager · Boutique (under $100M) | $15.4M | 29 | 73 | 1 | 03/13/2026 | ☆ | |
| 24150 | Camelback Capital Management, Llc CRD 169524 | Wealth Manager · Boutique (under $100M) | $15.4M | 34 | 47 | 1 | 03/11/2026 | ☆ |