Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24151 | Elevation Haven Financial Llc CRD 315822 | Wealth Manager · Boutique (under $100M) | $15.0M | 14 | 43 | 1 | 03/31/2026 | ☆ | |
| 24152 | Newage Advisors Llc CRD 226514 | Lansing, MI | Wealth Manager · Boutique (under $100M) | $15.0M | 16 | 51 | 1 | 02/23/2026 | ☆ |
| 24153 | Frontier Financial Planning, Llc CRD 291824 | Wealth Manager · Boutique (under $100M) | $15.0M | 23 | 75 | 1 | 02/05/2026 | ☆ | |
| 24154 | Fendz Asset Management, Inc. CRD 144629 | Coral Gables, FL | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 76 | 119 | 2 | 03/26/2026 | ☆ |
| 24155 | Spring Delta Asset Management, Llc CRD 307539 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.9M | 56 | 95 | 1 | 03/31/2026 | ☆ |
| 24156 | Lgm Capital Management Llc CRD 283872 | Phoenix, AZ | Mutual Fund / Asset Manager · Boutique (under $100M) | $14.9M | 1 | 1 | 2 | 03/25/2026 | ☆ |
| 24157 | Ivan Capital Management, Inc. CRD 114133 | Wealth Manager · Boutique (under $100M) | $14.9M | 9 | 9 | 1 | 07/24/2026 | ☆ | |
| 24158 | Sentinel Investment Planning, Llc CRD 283903 | Wealth Manager · Boutique (under $100M) | $14.9M | 3 | 4 | 1 | 06/24/2026 | ☆ | |
| 24159 | Valor Wealth Management Llc CRD 285936 | Wealth Manager · Boutique (under $100M) | $14.9M | 40 | 40 | 1 | 03/30/2026 | ☆ | |
| 24160 | Lazarow Wealth Management, Llc CRD 286172 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $14.9M | 43 | 85 | 1 | 03/26/2026 | ☆ |
| 24161 | Pacific Landfall Llc CRD 285135 | Wealth Manager · Boutique (under $100M) | $14.9M | 125 | 125 | 2 | 02/26/2026 | ☆ | |
| 24162 | Bluering Advisors, Inc CRD 316034 | Wealth Manager · Boutique (under $100M) | $14.9M | 31 | 31 | 2 | 03/12/2026 | ☆ | |
| 24163 | Class Vi Ventures, Llc CRD 328904 | Denver, CO | Private Fund Manager · Boutique (under $100M) | $14.9M | 1 | 1 | 3 | 03/03/2026 | ☆ |
| 24164 | Bfa Wealth Management, Llc CRD 241793 | Delray Beach, FL | Wealth Manager · Boutique (under $100M) | $14.9M | 29 | 57 | 0 | 07/24/2026 | ☆ |
| 24165 | Elle Investment Group Llc CRD 310082 | Greensburg, PA | Wealth Manager · Boutique (under $100M) | $14.9M | 80 | 100 | 1 | 03/31/2026 | ☆ |
| 24166 | Ross, David Lloyd CRD 157627 | Insurance-Affiliated · Boutique (under $100M) | $14.9M | 80 | 80 | 2 | 02/27/2026 | ☆ | |
| 24167 | Vinkemulder Financial L.L.C. CRD 122805 | Wealth Manager · Boutique (under $100M) | $14.9M | 22 | 1 | 11/18/2024 | ☆ | ||
| 24168 | Global Special Situations Research Co. Inc. CRD 174812 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.9M | 7 | 7 | 1 | 03/26/2026 | ☆ |
| 24169 | Beanstox Inc. CRD 291957 | Montreal, Quebec | Wealth Manager · Boutique (under $100M) | $14.9M | 10,048 | 20,295 | 7 | 08/06/2026 | ☆ |
| 24170 | A5 Financial Llc CRD 334313 | Bothell, WA | Wealth Manager · Boutique (under $100M) | $14.9M | 16 | 31 | 2 | 03/09/2026 | ☆ |
| 24171 | Grimaldi Investment Services, Llc CRD 121646 | Wealth Manager · Boutique (under $100M) | $14.8M | 22 | 22 | 1 | 02/05/2026 | ☆ | |
| 24172 | Sweetgum Laboratories Llc CRD 304783 | Wealth Manager · Boutique (under $100M) | $14.8M | 73 | 124 | 1 | 01/14/2026 | ☆ | |
| 24173 | Rae Wealth Management, Llc CRD 323758 | Wealth Manager · Boutique (under $100M) | $14.8M | 102 | 102 | 1 | 03/03/2026 | ☆ | |
| 24174 | Estee Advisors Llc CRD 317094 | Short Hills, NJ | Private Fund Manager · Boutique (under $100M) | $14.8M | 3 | 3 | 3 | 06/28/2026 | ☆ |
| 24175 | 80 Rods Advisors Llc CRD 332877 | Wealth Manager · Boutique (under $100M) | $14.8M | 34 | 1 | 03/23/2026 | ☆ | ||
| 24176 | Melberth Enterprises Llc CRD 309657 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $14.8M | 48 | 93 | 1 | 03/05/2026 | ☆ |
| 24177 | Fhwv Financial Llc CRD 146046 | Los Alamitos, CA | Institutional / Pension Advisor · Boutique (under $100M) | $14.8M | 27 | 27 | 4 | 02/27/2026 | ☆ |
| 24178 | Fiduciary Organization, Llc CRD 325661 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $14.8M | 79 | 161 | 3 | 08/14/2026 | ☆ |
| 24179 | John Nuckel Llc CRD 309253 | Wealth Manager · Boutique (under $100M) | $14.8M | 6 | 3 | 1 | 03/07/2025 | ☆ | |
| 24180 | Azalea Wealth Management Llc CRD 307567 | Wealth Manager · Boutique (under $100M) | $14.8M | 35 | 75 | 1 | 10/14/2025 | ☆ | |
| 24181 | Freedom Financial & Business Planning, Llc CRD 151833 | Wealth Manager · Boutique (under $100M) | $14.8M | 32 | 16 | 1 | 07/07/2026 | ☆ | |
| 24182 | Cheng Wealth Management Llc CRD 170190 | Wealth Manager · Boutique (under $100M) | $14.8M | 16 | 69 | 1 | 03/30/2026 | ☆ | |
| 24183 | Artais Capital Management, Llc CRD 148331 | Wealth Manager · Boutique (under $100M) | $14.8M | 42 | 47 | 1 | 03/30/2026 | ☆ | |
| 24184 | Life Advisors Financial Planning And Wealth Management, Llc CRD 148573 | Munfordville, KY | Wealth Manager · Boutique (under $100M) | $14.8M | 88 | 216 | 2 | 03/24/2026 | ☆ |
| 24185 | The Stewardship Solution, Llc CRD 282050 | Wealth Manager · Boutique (under $100M) | $14.8M | 71 | 199 | 1 | 07/22/2026 | ☆ | |
| 24186 | Life Unlocked Partners Llc CRD 318642 | Wealth Manager · Boutique (under $100M) | $14.8M | 39 | 59 | 3 | 02/02/2026 | ☆ | |
| 24187 | Tidewater 3826, Inc. CRD 155014 | Wealth Manager · Boutique (under $100M) | $14.8M | 11 | 17 | 1 | 03/23/2026 | ☆ | |
| 24188 | Le Capital Management Llc CRD 328261 | Wealth Manager · Boutique (under $100M) | $14.8M | 5 | 11 | 1 | 03/30/2026 | ☆ | |
| 24189 | Talley Financial, Inc CRD 117053 | Insurance-Affiliated · Boutique (under $100M) | $14.8M | 105 | 105 | 2 | 03/23/2026 | ☆ | |
| 24190 | Catherine Dee Ryan CRD 143327 | Wealth Manager · Boutique (under $100M) | $14.8M | 14 | 14 | 1 | 03/13/2026 | ☆ | |
| 24191 | Blue Cypress Wealth Management, Llc CRD 304657 | Wealth Manager · Boutique (under $100M) | $14.8M | 60 | 140 | 2 | 03/18/2026 | ☆ | |
| 24192 | Burge Financial, Inc. CRD 172552 | Sacramento, CA | Insurance-Affiliated · Boutique (under $100M) | $14.8M | 67 | 145 | 1 | 02/18/2026 | ☆ |
| 24193 | Collins, Francis E. CRD 130151 | Northampton, MA | Wealth Manager · Boutique (under $100M) | $14.7M | 34 | 36 | 0 | 03/29/2024 | ☆ |
| 24194 | The Other 90 Financial, Llc CRD 323952 | Wealth Manager · Boutique (under $100M) | $14.7M | 18 | 74 | 1 | 03/31/2026 | ☆ | |
| 24195 | Abw, Llc CRD 309104 | Wealth Manager · Boutique (under $100M) | $14.7M | 72 | 72 | 2 | 08/12/2026 | ☆ | |
| 24196 | Integrity First Financial Planning Llc CRD 307515 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 47 | 1 | 02/09/2026 | ☆ | |
| 24197 | O'rourke Financial Llc CRD 297726 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 29 | 1 | 02/12/2026 | ☆ |
| 24198 | Inspiration Financial Planning Llc CRD 334038 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 73 | 1 | 03/22/2026 | ☆ |
| 24199 | Gaskin, Harry Thomas CRD 117731 | Wealth Manager · Boutique (under $100M) | $14.7M | 10 | 10 | 1 | 03/06/2026 | ☆ | |
| 24200 | Ect Advisory, Llc CRD 169117 | Wealth Manager · Boutique (under $100M) | $14.7M | 6 | 27 | 1 | 03/18/2026 | ☆ |