Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24201 | Bruce Wood Capital, Llc CRD 331360 | Mequon, WI | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 21 | 21 | 2 | 07/08/2026 | ☆ |
| 24202 | Four Seasons Investment Management Llc CRD 286682 | Wealth Manager · Boutique (under $100M) | $14.7M | 11 | 11 | 1 | 03/03/2026 | ☆ | |
| 24203 | Stalt Financial, Llc CRD 330522 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 42 | 83 | 3 | 04/02/2025 | ☆ |
| 24204 | Chrys Financial Planning, Llc CRD 318884 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 67 | 1 | 02/26/2026 | ☆ | |
| 24205 | Simplified Wealth Planning Llc CRD 335711 | Wealth Manager · Boutique (under $100M) | $14.7M | 28 | 51 | 1 | 01/12/2026 | ☆ | |
| 24206 | Trac Wealth Management, Inc CRD 281128 | Norman, OK | Wealth Manager · Boutique (under $100M) | $14.7M | 162 | 162 | 1 | 04/10/2026 | ☆ |
| 24207 | Compass Financial, Llc CRD 152558 | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 53 | 56 | 1 | 01/13/2026 | ☆ | |
| 24208 | Mountain Avenue Capital Llc CRD 326852 | Wealth Manager · Boutique (under $100M) | $14.7M | 23 | 23 | 1 | 03/13/2026 | ☆ | |
| 24209 | Radiant Wealth Planning, Llc CRD 310280 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 59 | 103 | 2 | 01/07/2026 | ☆ |
| 24210 | Roche Asset Management, Llc CRD 170528 | Allentown, PA | Wealth Manager · Boutique (under $100M) | $14.7M | 60 | 74 | 2 | 03/10/2026 | ☆ |
| 24211 | Wealth Renovators, Llc CRD 148524 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 55 | 158 | 1 | 03/26/2026 | ☆ |
| 24212 | Nottinghill Capital Management Inc. CRD 125725 | Wealth Manager · Boutique (under $100M) | $14.6M | 63 | 63 | 1 | 03/10/2026 | ☆ | |
| 24213 | Trieste Capital Llc CRD 153084 | Wealth Manager · Boutique (under $100M) | $14.6M | 5 | 9 | 1 | 03/03/2026 | ☆ | |
| 24214 | Robert Henry Wealth Management, Llc CRD 152868 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 22 | 1 | 02/12/2026 | ☆ |
| 24215 | Mtw Companies Llc CRD 329459 | Wealth Manager · Boutique (under $100M) | $14.6M | 96 | 97 | 2 | 03/06/2026 | ☆ | |
| 24216 | Mcclelland Wesley Wealth Management, Llc CRD 170054 | Wealth Manager · Boutique (under $100M) | $14.6M | 56 | 94 | 1 | 03/16/2026 | ☆ | |
| 24217 | Strategic Navigators Asset Management, Llc CRD 323003 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $14.6M | 29 | 79 | 1 | 07/01/2026 | ☆ |
| 24218 | Mehta, Ketan, J CRD 144140 | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 17 | 1 | 08/15/2025 | ☆ | |
| 24219 | Lohiser Investment Management, Inc. CRD 120790 | Wealth Manager · Boutique (under $100M) | $14.6M | 17 | 37 | 1 | 01/17/2026 | ☆ | |
| 24220 | Upbeat Wealth, Llc CRD 314880 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 95 | 2 | 01/30/2026 | ☆ |
| 24221 | Ironkoor Retirement, Llc CRD 327162 | West Chester, OH | Wealth Manager · Boutique (under $100M) | $14.6M | 61 | 80 | 2 | 07/28/2026 | ☆ |
| 24222 | Lbk Financial Llc CRD 331286 | Whippany, NJ | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 23 | 1 | 02/26/2026 | ☆ |
| 24223 | Canaan Investment Management Llc CRD 306125 | Wealth Manager · Boutique (under $100M) | $14.6M | 40 | 76 | 1 | 05/08/2026 | ☆ | |
| 24224 | Omnidivitia Wealth Management, Inc. CRD 172108 | Wealth Manager · Boutique (under $100M) | $14.6M | 52 | 94 | 1 | 02/07/2026 | ☆ | |
| 24225 | Hennessy, Brian Garrett CRD 173578 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 32 | 1 | 03/06/2026 | ☆ | |
| 24226 | Hedgewise, Inc. CRD 173286 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 39 | 1 | 03/18/2026 | ☆ | |
| 24227 | Carlton Hall Asset Management, Llc CRD 136957 | Wealth Manager · Boutique (under $100M) | $14.6M | 26 | 75 | 1 | 03/03/2026 | ☆ | |
| 24228 | W.A. Griffin Financial Services Inc. CRD 302114 | Wealth Manager · Boutique (under $100M) | $14.6M | 65 | 67 | 1 | 06/29/2026 | ☆ | |
| 24229 | Mdc Financial Consulting, Llc CRD 121585 | Wealth Manager · Boutique (under $100M) | $14.6M | 18 | 29 | 1 | 01/23/2026 | ☆ | |
| 24230 | Rariden Investment Advisors, Llc CRD 154352 | Oviedo, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 97 | 97 | 1 | 03/29/2026 | ☆ |
| 24231 | Compass Capital Investments Llc CRD 291911 | Fincastle, VA | Wealth Manager · Boutique (under $100M) | $14.6M | 138 | 151 | 3 | 02/26/2026 | ☆ |
| 24232 | House Capital Advisors, Llc CRD 289898 | Wealth Manager · Boutique (under $100M) | $14.6M | 10 | 18 | 1 | 03/10/2026 | ☆ | |
| 24233 | Nextwave Advisors, Llc CRD 308432 | Wealth Manager · Boutique (under $100M) | $14.6M | 41 | 88 | 1 | 10/16/2023 | ☆ | |
| 24234 | Royalty Wealth Management, Inc. CRD 174534 | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 19 | 2 | 02/06/2026 | ☆ | |
| 24235 | Kaylin Dillon Financial Planning Llc CRD 313944 | Lawrence, KS | Wealth Manager · Boutique (under $100M) | $14.5M | 34 | 106 | 1 | 03/06/2026 | ☆ |
| 24236 | Arboretum Investment Advisors, Llc CRD 285753 | Portsmouth, NH | Private Fund Manager · Boutique (under $100M) | $14.5M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 24237 | Stafford Financial, Llc CRD 295502 | Wealth Manager · Boutique (under $100M) | $14.5M | 21 | 21 | 1 | 04/03/2026 | ☆ | |
| 24238 | Eamon Capital Management, Llc CRD 309470 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $14.5M | 62 | 60 | 4 | 02/25/2026 | ☆ |
| 24239 | Cornerstone Financial Planning, Llc CRD 324007 | Wealth Manager · Boutique (under $100M) | $14.5M | 23 | 72 | 1 | 07/01/2026 | ☆ | |
| 24240 | Docsfp Llc CRD 318460 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 45 | 1 | 03/05/2026 | ☆ | |
| 24241 | Upslope Capital Management, Llc CRD 288497 | Private Fund Manager · Boutique (under $100M) | $14.5M | 1 | 6 | 1 | 04/22/2026 | ☆ | |
| 24242 | Fulton Investment Advisers, Inc. CRD 110989 | Wauwatosa, WI | Wealth Manager · Boutique (under $100M) | $14.5M | 4 | 4 | 1 | 04/27/2026 | ☆ |
| 24243 | Guardian Investment Management, Llc CRD 330612 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $14.5M | 100 | 165 | 5 | 02/10/2026 | ☆ |
| 24244 | Joshi Capital Management, Llc CRD 305116 | Wealth Manager · Boutique (under $100M) | $14.5M | 59 | 152 | 1 | 01/15/2026 | ☆ | |
| 24245 | Maverick Value, Llc CRD 172985 | Wealth Manager · Boutique (under $100M) | $14.5M | 8 | 8 | 1 | 03/28/2026 | ☆ | |
| 24246 | Pacific Canyon Investments Llc CRD 331320 | Wealth Manager · Boutique (under $100M) | $14.5M | 77 | 77 | 2 | 03/30/2026 | ☆ | |
| 24247 | Blue Castle Wealth, Llc CRD 320724 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 39 | 1 | 03/11/2026 | ☆ |
| 24248 | Delagify Financial, Llc CRD 317223 | Wealth Manager · Boutique (under $100M) | $14.5M | 49 | 98 | 3 | 03/31/2026 | ☆ | |
| 24249 | Adage Investment Advisors, L.L.C. CRD 169477 | Wealth Manager · Boutique (under $100M) | $14.5M | 6 | 13 | 1 | 01/06/2026 | ☆ | |
| 24250 | Layline Asset Management Inc CRD 172018 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 78 | 1 | 03/28/2026 | ☆ |