Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24201 | Ocala Capital, Llc CRD 174846 | Ocala, FL | Insurance-Affiliated · Boutique (under $100M) | $15.1M | 133 | 177 | 3 | 05/28/2026 | ☆ |
| 24202 | Dukes Financial Group, Llc CRD 152512 | Wealth Manager · Boutique (under $100M) | $15.1M | 20 | 64 | 2 | 01/20/2026 | ☆ | |
| 24203 | Asset Wealth Advisors, Llc CRD 153250 | Wealth Manager · Boutique (under $100M) | $15.1M | 21 | 31 | 1 | 01/29/2026 | ☆ | |
| 24204 | Johnedis Jr., Daniel J. CRD 282648 | Wealth Manager · Boutique (under $100M) | $15.1M | 32 | 53 | 1 | 07/03/2024 | ☆ | |
| 24205 | The Nlw Capital Group Llc CRD 313391 | Wealth Manager · Boutique (under $100M) | $15.1M | 13 | 93 | 1 | 03/27/2026 | ☆ | |
| 24206 | Krs Tax & Investments Inc. CRD 135453 | Wealth Manager · Boutique (under $100M) | $15.1M | 20 | 43 | 1 | 03/31/2026 | ☆ | |
| 24207 | James D. Maxon Financial Advisors, Llc CRD 126621 | Wealth Manager · Boutique (under $100M) | $15.1M | 42 | 42 | 1 | 04/17/2026 | ☆ | |
| 24208 | Cedar Peak Wealth Advisors Llc CRD 317246 | Wealth Manager · Boutique (under $100M) | $15.1M | 23 | 96 | 1 | 03/17/2026 | ☆ | |
| 24209 | Ygc Wealth, Llc CRD 330812 | Wealth Manager · Boutique (under $100M) | $15.1M | 37 | 92 | 1 | 03/18/2026 | ☆ | |
| 24210 | Polymath Capital Advisors, Llc. CRD 310229 | Wealth Manager · Boutique (under $100M) | $15.1M | 31 | 32 | 1 | 03/30/2026 | ☆ | |
| 24211 | Haven Financial Solutions, Inc CRD 156422 | Wealth Manager · Boutique (under $100M) | $15.0M | 7 | 7 | 1 | 03/30/2026 | ☆ | |
| 24212 | Bridgford Wealth Advisory, Llc CRD 290871 | Rock Island, IL | Wealth Manager · Boutique (under $100M) | $15.0M | 42 | 82 | 2 | 04/20/2026 | ☆ |
| 24213 | Winston Paul Capital Management, Inc. CRD 326893 | Tysons Corner, VA | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 46 | 1 | 04/14/2026 | ☆ |
| 24214 | Weisberg, Philip Sidney CRD 128535 | Wealth Manager · Boutique (under $100M) | $15.0M | 65 | 65 | 1 | 03/05/2026 | ☆ | |
| 24215 | Veridos Capital Llc CRD 324217 | Private Fund Manager · Boutique (under $100M) | $15.0M | 17 | 17 | 6 | 06/08/2026 | ☆ | |
| 24216 | Serenity Alternative Investment Management, Llc CRD 312214 | Arvada, CO | Private Fund Manager · Boutique (under $100M) | $15.0M | 5 | 5 | 1 | 03/09/2026 | ☆ |
| 24217 | Amauta Llc CRD 281419 | Wealth Manager · Boutique (under $100M) | $15.0M | 27 | 53 | 1 | 01/14/2026 | ☆ | |
| 24218 | Alliance Advisors Wealth Management Llc CRD 305397 | Novi, MI | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 45 | 55 | 1 | 03/23/2026 | ☆ |
| 24219 | Black Oak Wealth Management, Llc CRD 149349 | Wealth Manager · Boutique (under $100M) | $15.0M | 46 | 79 | 1 | 03/27/2026 | ☆ | |
| 24220 | Chuisano And Albert, L.L.C. CRD 123358 | Old Bridge, NJ | Wealth Manager · Boutique (under $100M) | $15.0M | 37 | 37 | 1 | 04/19/2022 | ☆ |
| 24221 | Copper Ridge Wealth Management, Llc CRD 323209 | Lakewood, OH | Wealth Manager · Boutique (under $100M) | $15.0M | 5 | 10 | 0 | 03/23/2026 | ☆ |
| 24222 | Cowan Capital Advisors, Llc CRD 325865 | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 16 | 1 | 04/15/2026 | ☆ | |
| 24223 | Ethan William Andrews CRD 290345 | Augusta, GA | Wealth Manager · Boutique (under $100M) | $15.0M | 50 | 70 | 1 | 03/27/2026 | ☆ |
| 24224 | Fawley Wealth Llc CRD 330139 | Wealth Manager · Boutique (under $100M) | $15.0M | 16 | 23 | 1 | 03/16/2026 | ☆ | |
| 24225 | Financial Awareness, Inc CRD 122763 | Sharon, WI | Wealth Manager · Boutique (under $100M) | $15.0M | 6 | 6 | 1 | 03/12/2026 | ☆ |
| 24226 | Hardy Financial Planning, Inc. CRD 145071 | Wealth Manager · Boutique (under $100M) | $15.0M | 11 | 11 | 1 | 01/03/2026 | ☆ | |
| 24227 | Hayden Lipp Financial Services, Llc CRD 145010 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 12 | 70 | 1 | 03/20/2026 | ☆ | |
| 24228 | Hazel Ridge Advisors, Llc CRD 174965 | Wealth Manager · Boutique (under $100M) | $15.0M | 40 | 100 | 1 | 03/19/2026 | ☆ | |
| 24229 | Hilltop Advisors, Llc CRD 119584 | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 24230 | Joseph L. Aldridge CRD 171066 | Wealth Manager · Boutique (under $100M) | $15.0M | 18 | 30 | 1 | 03/30/2026 | ☆ | |
| 24231 | Lupu Financial Services, Llc CRD 311610 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 45 | 60 | 1 | 08/07/2026 | ☆ |
| 24232 | M3 Asset Management, Inc. CRD 169461 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 33 | 1 | 02/24/2026 | ☆ |
| 24233 | Mark Sharp Retirement, Llc CRD 285773 | Wealth Manager · Boutique (under $100M) | $15.0M | 9 | 20 | 1 | 02/23/2026 | ☆ | |
| 24234 | Melissa Matson Llc CRD 293806 | Henderson, NV | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 118 | 118 | 1 | 10/13/2023 | ☆ |
| 24235 | Mighty Oak Management Llc CRD 127645 | Wealth Manager · Boutique (under $100M) | $15.0M | 45 | 60 | 3 | 03/29/2026 | ☆ | |
| 24236 | Neuse River Capital, Llc CRD 156343 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 51 | 1 | 02/12/2026 | ☆ | |
| 24237 | Northbrook Financial Group, Llc CRD 130864 | Auburn, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 21 | 1 | 01/12/2026 | ☆ |
| 24238 | Playbook Advisory Group, Llc CRD 316085 | Wealth Manager · Boutique (under $100M) | $15.0M | 13 | 15 | 1 | 02/10/2026 | ☆ | |
| 24239 | Pointe Equity Partners Llc CRD 151379 | Wealth Manager · Boutique (under $100M) | $15.0M | 20 | 20 | 1 | 06/04/2025 | ☆ | |
| 24240 | Prestonwood Capital Management, Llc CRD 175138 | Plano, TX | Wealth Manager · Boutique (under $100M) | $15.0M | 18 | 17 | 1 | 02/06/2025 | ☆ |
| 24241 | Principled Advisors, Inc. CRD 323468 | Wealth Manager · Boutique (under $100M) | $15.0M | 150 | 110 | 1 | 03/31/2026 | ☆ | |
| 24242 | Pro Tax Financial Services, Llc CRD 124634 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $15.0M | 110 | 110 | 7 | 12/02/2025 | ☆ |
| 24243 | Redwood Financial Advisors, Inc CRD 119798 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $15.0M | 9 | 9 | 1 | 08/01/2025 | ☆ |
| 24244 | Roventini Financial Services, Inc CRD 142079 | New City, NY | Wealth Manager · Boutique (under $100M) | $15.0M | 40 | 50 | 1 | 01/26/2022 | ☆ |
| 24245 | Softwealth Llc CRD 175315 | Wealth Manager · Boutique (under $100M) | $15.0M | 21 | 25 | 1 | 01/30/2026 | ☆ | |
| 24246 | Swiss American Asset Management, Llc CRD 309852 | Glendale, AZ | Insurance-Affiliated · Boutique (under $100M) | $15.0M | 127 | 191 | 1 | 04/21/2026 | ☆ |
| 24247 | T. Rose & Associates, Inc. CRD 115253 | Wealth Manager · Boutique (under $100M) | $15.0M | 37 | 39 | 2 | 06/11/2026 | ☆ | |
| 24248 | Veterinary Financial Group Llc CRD 311543 | Wealth Manager · Boutique (under $100M) | $15.0M | 99 | 99 | 1 | 02/17/2026 | ☆ | |
| 24249 | Viagem, Llc CRD 140927 | St. Louis, MO | Endowment & Foundation Advisor · Boutique (under $100M) | $15.0M | 8 | 8 | 1 | 03/28/2026 | ☆ |
| 24250 | Voltz Asset Management Inc. CRD 167138 | Wealth Manager · Boutique (under $100M) | $15.0M | 27 | 27 | 1 | 03/03/2026 | ☆ |