Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24051 | Michael Paul O'connell CRD 120147 | Wealth Manager · Boutique (under $100M) | $15.9M | 11 | 11 | 1 | 08/21/2026 | ☆ | |
| 24052 | Kelly Klingaman Financial Planning Llc CRD 306286 | Wealth Manager · Boutique (under $100M) | $15.8M | 26 | 114 | 1 | 03/08/2026 | ☆ | |
| 24053 | Candor Asset Advisors, Llc CRD 284978 | Austin, TX | Wealth Manager · Boutique (under $100M) | $15.8M | 36 | 84 | 1 | 06/18/2026 | ☆ |
| 24054 | Par5 Advisors Llc CRD 327518 | Miami, FL | Wealth Manager · Boutique (under $100M) | $15.8M | 29 | 29 | 4 | 02/09/2026 | ☆ |
| 24055 | Trident Advisors Llc CRD 145231 | Woodbury, NY | Wealth Manager · Boutique (under $100M) | $15.8M | 40 | 40 | 6 | 06/09/2026 | ☆ |
| 24056 | J. Ward Financial Services, Llc CRD 317284 | Morgan Hill, CA | Wealth Manager · Boutique (under $100M) | $15.8M | 21 | 23 | 1 | 03/11/2026 | ☆ |
| 24057 | Owens Investment Advisors Llc CRD 298900 | Insurance-Affiliated · Boutique (under $100M) | $15.8M | 72 | 70 | 1 | 03/30/2026 | ☆ | |
| 24058 | Highroad Wealth Advisers, Llc CRD 149362 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $15.8M | 5 | 30 | 1 | 02/20/2026 | ☆ |
| 24059 | Holistic Planners Network, Llc CRD 170933 | Washington, DC | Wealth Manager · Boutique (under $100M) | $15.8M | 64 | 64 | 2 | 07/02/2026 | ☆ |
| 24060 | Stapleton & Co., Llc Dba Stapleton Financial Group CRD 284716 | Billings, MT | Wealth Manager · Boutique (under $100M) | $15.8M | 66 | 98 | 1 | 03/16/2026 | ☆ |
| 24061 | Pay It Forward Financial Planning, Llc CRD 335642 | Wealth Manager · Boutique (under $100M) | $15.8M | 6 | 20 | 1 | 03/03/2026 | ☆ | |
| 24062 | Axis Capital Management, Llc CRD 317959 | Hermosa Beach, CA | Wealth Manager · Boutique (under $100M) | $15.8M | 10 | 21 | 1 | 02/24/2026 | ☆ |
| 24063 | Rehoboth Financial Planning, Inc. CRD 333840 | Rancho Cordova, CA | Wealth Manager · Boutique (under $100M) | $15.8M | 136 | 212 | 1 | 01/09/2026 | ☆ |
| 24064 | Goggans Group Inc CRD 155039 | Gadsden, AL | Wealth Manager · Boutique (under $100M) | $15.8M | 59 | 119 | 1 | 03/17/2026 | ☆ |
| 24065 | Stoecker Financial, Inc. CRD 119796 | Insurance-Affiliated · Boutique (under $100M) | $15.8M | 17 | 17 | 1 | 05/15/2026 | ☆ | |
| 24066 | H R Financial Services, Inc. CRD 116733 | Wealth Manager · Boutique (under $100M) | $15.8M | 13 | 22 | 1 | 03/30/2026 | ☆ | |
| 24067 | Tao Financial Inc. CRD 310134 | Wealth Manager · Boutique (under $100M) | $15.8M | 92 | 133 | 1 | 06/26/2026 | ☆ | |
| 24068 | Csg Financial Llc CRD 330894 | Dover, DE | Wealth Manager · Boutique (under $100M) | $15.8M | 62 | 136 | 3 | 02/24/2026 | ☆ |
| 24069 | Atwood Financial Planning Llc CRD 288941 | Wealth Manager · Boutique (under $100M) | $15.8M | 939 | 4 | 6 | 02/19/2026 | ☆ | |
| 24070 | Mercury Capital Management, Inc. CRD 115886 | Wealth Manager · Boutique (under $100M) | $15.7M | 72 | 72 | 2 | 02/28/2026 | ☆ | |
| 24071 | Ametrine Wealth Management Llc CRD 327672 | Wealth Manager · Boutique (under $100M) | $15.7M | 17 | 61 | 1 | 01/16/2026 | ☆ | |
| 24072 | Yields For You, Llc CRD 317662 | Melville, NY | Wealth Manager · Boutique (under $100M) | $15.7M | 29 | 96 | 2 | 09/25/2026 | ☆ |
| 24073 | Rutterer Planning, Llc CRD 316771 | Wealth Manager · Boutique (under $100M) | $15.7M | 12 | 51 | 1 | 03/16/2026 | ☆ | |
| 24074 | Eddy, Latimer Ballou CRD 130483 | Wealth Manager · Boutique (under $100M) | $15.7M | 9 | 9 | 1 | 01/26/2026 | ☆ | |
| 24075 | P.R. Curtman Investments Llc CRD 315193 | Wealth Manager · Boutique (under $100M) | $15.7M | 35 | 118 | 1 | 03/09/2026 | ☆ | |
| 24076 | Cygnet Investment Co., Inc. CRD 127209 | Wealth Manager · Boutique (under $100M) | $15.7M | 14 | 13 | 1 | 03/25/2026 | ☆ | |
| 24077 | The Art And Science Of Successful Planning Inc CRD 114523 | Ft. Myers, FL | Insurance-Affiliated · Boutique (under $100M) | $15.7M | 54 | 77 | 1 | 01/16/2026 | ☆ |
| 24078 | Incline Capital Management, Llc CRD 141853 | Wealth Manager · Boutique (under $100M) | $15.7M | 12 | 20 | 1 | 01/23/2026 | ☆ | |
| 24079 | Wealthwise Advisors Llc CRD 158262 | Media, PA | Insurance-Affiliated · Boutique (under $100M) | $15.7M | 38 | 68 | 2 | 08/28/2026 | ☆ |
| 24080 | Pro Advisors, Ltd. Dba R J Pickle Financial Services CRD 115490 | Wealth Manager · Boutique (under $100M) | $15.7M | 19 | 44 | 1 | 03/24/2026 | ☆ | |
| 24081 | Bona Fide Finance, Llc CRD 281078 | Wealth Manager · Boutique (under $100M) | $15.7M | 51 | 126 | 4 | 02/13/2026 | ☆ | |
| 24082 | Pierpont Investment Group, Llc CRD 156614 | Ontario, CA | Wealth Manager · Boutique (under $100M) | $15.7M | 33 | 53 | 1 | 01/29/2026 | ☆ |
| 24083 | Newcomb Financial Advisors, Llc CRD 155849 | Chapel Hill, NC | Wealth Manager · Boutique (under $100M) | $15.7M | 17 | 33 | 1 | 05/20/2026 | ☆ |
| 24084 | Garritt Financial Solutions Llc CRD 307059 | Wealth Manager · Boutique (under $100M) | $15.7M | 159 | 477 | 3 | 09/08/2026 | ☆ | |
| 24085 | Main Street Asset Management Llc CRD 281694 | New City, NY | Wealth Manager · Boutique (under $100M) | $15.6M | 167 | 190 | 3 | 04/05/2024 | ☆ |
| 24086 | Tanin, Tunc CRD 170512 | Cambridge, MA | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 83 | 83 | 1 | 03/04/2026 | ☆ |
| 24087 | The Connolly Corporation CRD 111325 | Wealth Manager · Boutique (under $100M) | $15.6M | 30 | 29 | 1 | 03/25/2026 | ☆ | |
| 24088 | Albatroz Capital Llc CRD 318090 | Key Biscayne, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $15.6M | 12 | 11 | 2 | 03/23/2026 | ☆ |
| 24089 | Advisors Trust Planning & Investment Company, Inc. CRD 142282 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 3 | 3 | 03/27/2026 | ☆ | |
| 24090 | Jmn Investment Management Llc CRD 158357 | Wealth Manager · Boutique (under $100M) | $15.6M | 10 | 10 | 3 | 02/18/2026 | ☆ | |
| 24091 | Rockridge Money Management Llc CRD 154778 | Wealth Manager · Boutique (under $100M) | $15.6M | 6 | 10 | 1 | 01/26/2026 | ☆ | |
| 24092 | Focus Asset Management Llc CRD 304183 | New York, NY | Wealth Manager · Boutique (under $100M) | $15.6M | 18 | 20 | 1 | 06/23/2026 | ☆ |
| 24093 | Gibbens Capital Management Llc CRD 336649 | Wealth Manager · Boutique (under $100M) | $15.6M | 2 | 12 | 1 | 09/30/2026 | ☆ | |
| 24094 | Dublin Wealth Management, Inc. CRD 153475 | Wealth Manager · Boutique (under $100M) | $15.6M | 28 | 28 | 1 | 11/20/2025 | ☆ | |
| 24095 | Ecapital Advisors, Inc. CRD 114734 | Wealth Manager · Boutique (under $100M) | $15.6M | 2 | 7 | 1 | 02/02/2026 | ☆ | |
| 24096 | Peak Financial Partners, Llc CRD 147345 | Insurance-Affiliated · Boutique (under $100M) | $15.6M | 47 | 47 | 2 | 04/30/2026 | ☆ | |
| 24097 | Wealth Management Partners Of Michigan, Llc CRD 127387 | Wealth Manager · Boutique (under $100M) | $15.6M | 50 | 50 | 1 | 03/25/2026 | ☆ | |
| 24098 | Growthfocus Wealth Management Llc CRD 307445 | Wealth Manager · Boutique (under $100M) | $15.6M | 14 | 38 | 1 | 01/28/2026 | ☆ | |
| 24099 | Pound Cake Holdings Llc CRD 310135 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $15.6M | 51 | 76 | 2 | 08/17/2026 | ☆ |
| 24100 | Harbor Point Capital Management, Llc CRD 153753 | Woburn, MA | Wealth Manager · Boutique (under $100M) | $15.6M | 27 | 70 | 1 | 03/27/2026 | ☆ |