Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24651 | Providence Financial Services, Llc CRD 135093 | Rocky River, OH | Wealth Manager · Boutique (under $100M) | $12.6M | 19 | 19 | 1 | 02/20/2026 | ☆ |
| 24652 | Wilson Financial Advisors, Llc CRD 289782 | Garden Grove, CA | Wealth Manager · Boutique (under $100M) | $12.6M | 238 | 241 | 2 | 05/22/2026 | ☆ |
| 24653 | Tubreauxs Wealth & Legacy Solutions Llc CRD 291856 | Jasper, TX | Wealth Manager · Boutique (under $100M) | $12.6M | 35 | 92 | 2 | 01/02/2026 | ☆ |
| 24654 | Elliott Capital Management, Inc. CRD 123852 | Bloomington, IL | Wealth Manager · Boutique (under $100M) | $12.6M | 78 | 78 | 1 | 10/22/2024 | ☆ |
| 24655 | Family Ai! Financial Llc CRD 330689 | Wealth Manager · Boutique (under $100M) | $12.6M | 7 | 25 | 1 | 03/09/2026 | ☆ | |
| 24656 | Ivy Invest Corporation CRD 328122 | San Francisco, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $12.6M | 1 | 1 | 4 | 03/20/2026 | ☆ |
| 24657 | High Note Financial Llc CRD 322427 | Wealth Manager · Boutique (under $100M) | $12.6M | 23 | 107 | 1 | 03/23/2026 | ☆ | |
| 24658 | Educated Wallet Llc CRD 322021 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $12.6M | 107 | 107 | 1 | 03/11/2026 | ☆ |
| 24659 | Franklin Legacy Financial, Llc CRD 170941 | Insurance-Affiliated · Boutique (under $100M) | $12.6M | 142 | 290 | 1 | 03/25/2026 | ☆ | |
| 24660 | Wake Wealth Management Co. CRD 159170 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $12.6M | 46 | 43 | 2 | 05/04/2026 | ☆ |
| 24661 | Flying Forward, L.L.C. CRD 327389 | Boerne, TX | Wealth Manager · Boutique (under $100M) | $12.6M | 18 | 18 | 1 | 03/29/2026 | ☆ |
| 24662 | The Simple Investor's Guide, Llc CRD 285860 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $12.5M | 19 | 28 | 1 | 07/14/2026 | ☆ |
| 24663 | Breakwater Asset Management, Llc CRD 155041 | Wealth Manager · Boutique (under $100M) | $12.5M | 31 | 54 | 1 | 02/21/2026 | ☆ | |
| 24664 | Tango Capital Management, Llc. CRD 122642 | Wealth Manager · Boutique (under $100M) | $12.5M | 100 | 151 | 1 | 03/25/2026 | ☆ | |
| 24665 | Leetown Advisors Llc CRD 289361 | Wealth Manager · Boutique (under $100M) | $12.5M | 60 | 170 | 1 | 02/26/2026 | ☆ | |
| 24666 | Anthony Sansone CRD 130053 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 11 | 11 | 1 | 01/15/2018 | ☆ |
| 24667 | Core Asset Management, Llc CRD 155385 | Wealth Manager · Boutique (under $100M) | $12.5M | 32 | 32 | 1 | 07/02/2026 | ☆ | |
| 24668 | Olive Tree Asset Management, Llc CRD 311825 | Wealth Manager · Boutique (under $100M) | $12.5M | 19 | 50 | 1 | 03/22/2026 | ☆ | |
| 24669 | Acentrus Financial Partners Llc CRD 174473 | Wealth Manager · Boutique (under $100M) | $12.5M | 43 | 60 | 2 | 07/21/2026 | ☆ | |
| 24670 | Avea Financial Planning, Llc CRD 288702 | Wealth Manager · Boutique (under $100M) | $12.5M | 14 | 48 | 1 | 03/30/2026 | ☆ | |
| 24671 | Westwood Asset Management, Llc CRD 169526 | Wealth Manager · Boutique (under $100M) | $12.5M | 14 | 31 | 1 | 03/25/2026 | ☆ | |
| 24672 | Viking Wealth Management Llc CRD 306088 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 23 | 40 | 1 | 01/02/2026 | ☆ | |
| 24673 | Focused Up Financial, Llc CRD 293504 | Wealth Manager · Boutique (under $100M) | $12.5M | 26 | 106 | 1 | 06/30/2025 | ☆ | |
| 24674 | Core Capital Management, Llc CRD 143501 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 26 | 52 | 1 | 03/17/2026 | ☆ | |
| 24675 | Waterstone Advisors Llc CRD 160148 | Wealth Manager · Boutique (under $100M) | $12.5M | 31 | 46 | 1 | 03/19/2026 | ☆ | |
| 24676 | Advantage Financial Services, Inc. CRD 113549 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $12.5M | 39 | 39 | 1 | 03/04/2026 | ☆ |
| 24677 | Ability First Financial, Llc CRD 300076 | Phoenix, AZ | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 53 | 56 | 1 | 05/28/2026 | ☆ |
| 24678 | Brown Bridge Capital, Llc CRD 268791 | Bellevue, WA | Investment Adviser · Boutique (under $100M) | $12.5M | 2 | 2 | 1 | 01/27/2026 | ☆ |
| 24679 | New West Asset Management, Llc CRD 335727 | Private Fund Manager · Boutique (under $100M) | $12.5M | 19 | 18 | 1 | 03/23/2026 | ☆ | |
| 24680 | Northside Group Wealth Management, Llc CRD 148608 | Mount Airy, NC | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 86 | 86 | 1 | 04/06/2026 | ☆ |
| 24681 | Pakha Investment Advisory CRD 173205 | Redlands, CA | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 23 | 23 | 1 | 05/05/2026 | ☆ |
| 24682 | Phoenix Financial Engineering, Llc CRD 284293 | Wealth Manager · Boutique (under $100M) | $12.5M | 26 | 26 | 1 | 03/20/2026 | ☆ | |
| 24683 | Walker Capital Advisors CRD 284621 | New York, NY | Wealth Manager · Boutique (under $100M) | $12.5M | 57 | 57 | 1 | 03/30/2026 | ☆ |
| 24684 | Lefils Wealth Management Llc CRD 291681 | Orange City, FL | Wealth Manager · Boutique (under $100M) | $12.5M | 29 | 61 | 1 | 03/21/2026 | ☆ |
| 24685 | Wealth Mode Financial Planning, Llc CRD 284136 | Bountiful, UT | Wealth Manager · Boutique (under $100M) | $12.5M | 88 | 171 | 2 | 04/28/2026 | ☆ |
| 24686 | Beechwood Capital Management, Inc. CRD 120037 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $12.5M | 35 | 47 | 1 | 03/25/2026 | ☆ |
| 24687 | Integrated Planning Strategies, Llc CRD 128804 | Wealth Manager · Boutique (under $100M) | $12.5M | 11 | 21 | 1 | 03/31/2026 | ☆ | |
| 24688 | Fountainhead Fiduciary, Llc CRD 305658 | Solomons, Md, MD | Wealth Manager · Boutique (under $100M) | $12.5M | 43 | 87 | 2 | 03/27/2026 | ☆ |
| 24689 | Lobnek Wealth Management Inc. CRD 284024 | Geneva | Wealth Manager · Boutique (under $100M) | $12.5M | 12 | 12 | 4 | 04/07/2026 | ☆ |
| 24690 | Barnett, David Wayne CRD 149176 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 40 | 60 | 1 | 01/29/2024 | ☆ | |
| 24691 | Shidoosh Wealth Management Llc CRD 299891 | Insurance-Affiliated · Boutique (under $100M) | $12.5M | 9 | 36 | 1 | 07/28/2026 | ☆ | |
| 24692 | Kenney Investment Management Llc CRD 326449 | Wealth Manager · Boutique (under $100M) | $12.4M | 25 | 59 | 1 | 03/12/2026 | ☆ | |
| 24693 | The Jamison Edward Group, Llc CRD 305820 | Kearney, MO | Insurance-Affiliated · Boutique (under $100M) | $12.4M | 71 | 94 | 3 | 09/12/2025 | ☆ |
| 24694 | Kollar Wealth Advisors, Llc CRD 152243 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $12.4M | 40 | 80 | 1 | 02/04/2026 | ☆ |
| 24695 | Marathon Wealth Incorporated CRD 292973 | Wealth Manager · Boutique (under $100M) | $12.4M | 53 | 75 | 1 | 03/30/2026 | ☆ | |
| 24696 | Blue Room Investment Advisors Llc CRD 320891 | Denver, CO | Wealth Manager · Boutique (under $100M) | $12.4M | 1 | 2 | 4 | 06/23/2026 | ☆ |
| 24697 | Upstate Financial Planning, Llc CRD 321092 | Wealth Manager · Boutique (under $100M) | $12.4M | 33 | 33 | 1 | 02/16/2026 | ☆ | |
| 24698 | Stone Legacy Capital Llc CRD 334218 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $12.4M | 73 | 73 | 2 | 01/14/2026 | ☆ |
| 24699 | Honorable Financial Services, Llc CRD 296826 | Wealth Manager · Boutique (under $100M) | $12.4M | 37 | 37 | 1 | 03/24/2026 | ☆ | |
| 24700 | Thomas Capital Management, Llc CRD 113830 | Wealth Manager · Boutique (under $100M) | $12.4M | 18 | 32 | 1 | 03/20/2026 | ☆ |