Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24651 | Cowan Financial Services, Llc CRD 174442 | Wealth Manager · Boutique (under $100M) | $13.1M | 41 | 54 | 1 | 04/28/2026 | ☆ | |
| 24652 | Totem Wealth Management Llc CRD 327820 | Insurance-Affiliated · Boutique (under $100M) | $13.1M | 105 | 320 | 3 | 06/29/2026 | ☆ | |
| 24653 | Silicon Beach Financial Llc CRD 332472 | Wealth Manager · Boutique (under $100M) | $13.0M | 19 | 85 | 1 | 03/19/2026 | ☆ | |
| 24654 | Dipisa, Stephen A. CRD 124566 | Wealth Manager · Boutique (under $100M) | $13.0M | 11 | 25 | 1 | 03/27/2026 | ☆ | |
| 24655 | Weisberg Capital Management Llc CRD 333843 | Wealth Manager · Boutique (under $100M) | $13.0M | 75 | 155 | 2 | 06/24/2026 | ☆ | |
| 24656 | Clothier Springs Capital Management, Llc CRD 153180 | Wealth Manager · Boutique (under $100M) | $13.0M | 25 | 49 | 1 | 03/26/2026 | ☆ | |
| 24657 | Plw Financial, Llc CRD 291315 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $13.0M | 33 | 37 | 1 | 01/09/2026 | ☆ |
| 24658 | Symphony One Capital Management, Llc CRD 329568 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $13.0M | 8 | 8 | 4 | 07/30/2026 | ☆ |
| 24659 | Comprehensive Wealth Planning, Llc CRD 328109 | Insurance-Affiliated · Boutique (under $100M) | $13.0M | 60 | 138 | 1 | 01/13/2026 | ☆ | |
| 24660 | Fiduciary Architects Llc CRD 322251 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $13.0M | 48 | 48 | 2 | 04/28/2026 | ☆ |
| 24661 | Argos Global Advisors, Llc CRD 287672 | Santa Barbara, CA | Private Fund Manager · Boutique (under $100M) | $13.0M | 1 | 1 | 3 | 03/24/2026 | ☆ |
| 24662 | Be Investment Management, Llc CRD 170355 | Wealth Manager · Boutique (under $100M) | $13.0M | 24 | 24 | 1 | 03/09/2026 | ☆ | |
| 24663 | Chess Financial Planning Llc CRD 292777 | Wealth Manager · Boutique (under $100M) | $13.0M | 37 | 80 | 1 | 10/02/2026 | ☆ | |
| 24664 | Clarion River Adventures, Llc CRD 333466 | Canton, OH | Wealth Manager · Boutique (under $100M) | $13.0M | 29 | 69 | 1 | 03/05/2026 | ☆ |
| 24665 | Clearview Financial Strategies Llc CRD 318184 | Insurance-Affiliated · Boutique (under $100M) | $13.0M | 39 | 39 | 1 | 03/06/2026 | ☆ | |
| 24666 | Evergreen Investment Management, Llc CRD 289979 | Wealth Manager · Boutique (under $100M) | $13.0M | 35 | 35 | 1 | 02/18/2026 | ☆ | |
| 24667 | Freedom Financial Advisors, Llc CRD 321101 | South Charleston, WV | Insurance-Affiliated · Boutique (under $100M) | $13.0M | 43 | 43 | 3 | 04/06/2026 | ☆ |
| 24668 | Keaton Capital Management L.L.C. CRD 159027 | Insurance-Affiliated · Boutique (under $100M) | $13.0M | 65 | 40 | 1 | 05/30/2023 | ☆ | |
| 24669 | Randall Paul Martin CRD 108546 | Wealth Manager · Boutique (under $100M) | $13.0M | 8 | 8 | 1 | 01/25/2026 | ☆ | |
| 24670 | Revision Wealth Management Llc CRD 328408 | Gainesville, FL | Wealth Manager · Boutique (under $100M) | $13.0M | 118 | 240 | 4 | 09/17/2026 | ☆ |
| 24671 | Sevensuede Investment Advisor Llc CRD 298115 | Wealth Manager · Boutique (under $100M) | $13.0M | 130 | 130 | 3 | 07/10/2026 | ☆ | |
| 24672 | Broadcore Investments Lp CRD 165674 | Wealth Manager · Boutique (under $100M) | $13.0M | 5 | 6 | 3 | 09/20/2024 | ☆ | |
| 24673 | Knight Financial Investments, Llc CRD 268799 | Wealth Manager · Boutique (under $100M) | $13.0M | 39 | 39 | 2 | 08/05/2026 | ☆ | |
| 24674 | Iron Oak Capital Management, Llc CRD 169122 | Wealth Manager · Boutique (under $100M) | $13.0M | 41 | 73 | 2 | 01/31/2026 | ☆ | |
| 24675 | Nubian Square Investment Advisors, Llc CRD 315955 | Brookline, MA | Insurance-Affiliated · Boutique (under $100M) | $13.0M | 34 | 34 | 5 | 09/23/2026 | ☆ |
| 24676 | Private Capital Asset Management Llc CRD 317930 | Darien, CT | Wealth Manager · Boutique (under $100M) | $13.0M | 8 | 9 | 4 | 03/30/2026 | ☆ |
| 24677 | Hoskin Capital, Llc CRD 310527 | Wealth Manager · Boutique (under $100M) | $13.0M | 47 | 143 | 2 | 05/04/2026 | ☆ | |
| 24678 | Imagine Financial Services Llc CRD 310560 | Wealth Manager · Boutique (under $100M) | $13.0M | 42 | 103 | 1 | 03/11/2026 | ☆ | |
| 24679 | 4 Sight Advisors Llc CRD 287523 | Wealth Manager · Boutique (under $100M) | $13.0M | 153 | 233 | 3 | 09/23/2026 | ☆ | |
| 24680 | Ladin Financial Group Inc. CRD 168691 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $13.0M | 48 | 82 | 1 | 06/02/2026 | ☆ |
| 24681 | Pathways Financial Consulting Llc CRD 329375 | Wealth Manager · Boutique (under $100M) | $12.9M | 9 | 23 | 1 | 01/30/2026 | ☆ | |
| 24682 | Packard Wealth Strategies Llc CRD 330962 | Wealth Manager · Boutique (under $100M) | $12.9M | 32 | 70 | 1 | 08/07/2026 | ☆ | |
| 24683 | Cm First Capital Corp. CRD 128617 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $12.9M | 21 | 38 | 2 | 02/03/2026 | ☆ |
| 24684 | Impact Wealth Group Llc CRD 327364 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $12.9M | 32 | 110 | 1 | 03/31/2026 | ☆ |
| 24685 | Legacy Springs Advisors, Llc CRD 166831 | Insurance-Affiliated · Boutique (under $100M) | $12.9M | 15 | 1 | 06/22/2026 | ☆ | ||
| 24686 | Trek Line Wealth, Llc CRD 322921 | Wealth Manager · Boutique (under $100M) | $12.9M | 41 | 85 | 1 | 08/19/2026 | ☆ | |
| 24687 | Compass Advisors Llc CRD 126400 | Wealth Manager · Boutique (under $100M) | $12.9M | 8 | 35 | 1 | 03/27/2026 | ☆ | |
| 24688 | Sewickley Financial Llc CRD 172459 | Sewickley, PA | Wealth Manager · Boutique (under $100M) | $12.9M | 15 | 40 | 1 | 03/23/2026 | ☆ |
| 24689 | D.A.C. Davis Investment Counsel, Inc. CRD 107015 | Toronto, Ontario | Wealth Manager · Boutique (under $100M) | $12.9M | 11 | 21 | 0 | 06/24/2026 | ☆ |
| 24690 | Chief Capital Management, Inc CRD 108753 | Wealth Manager · Boutique (under $100M) | $12.9M | 14 | 14 | 1 | 03/27/2026 | ☆ | |
| 24691 | Alpha Financial Nordic Llc CRD 175450 | Fountain Hills, AZ | Wealth Manager · Boutique (under $100M) | $12.9M | 19 | 19 | 1 | 01/22/2026 | ☆ |
| 24692 | Asset Planning And Protection Llc CRD 324537 | San Mateo, CA | Insurance-Affiliated · Boutique (under $100M) | $12.9M | 76 | 97 | 1 | 03/16/2026 | ☆ |
| 24693 | Gp Wealth Management, Llc CRD 163442 | Wealth Manager · Boutique (under $100M) | $12.9M | 16 | 16 | 1 | 03/31/2026 | ☆ | |
| 24694 | The Road Ahead Wealth Management Llc CRD 327403 | Wealth Manager · Boutique (under $100M) | $12.9M | 13 | 29 | 1 | 02/24/2026 | ☆ | |
| 24695 | Dst Sherpa Llc CRD 334922 | Ardmore, PA | Wealth Manager · Boutique (under $100M) | $12.9M | 30 | 30 | 2 | 09/15/2026 | ☆ |
| 24696 | Peabody River Asset Management, Llc CRD 143644 | Wealth Manager · Boutique (under $100M) | $12.9M | 10 | 20 | 1 | 06/17/2026 | ☆ | |
| 24697 | Troika Investment Advisors, Llc CRD 127086 | Wealth Manager · Boutique (under $100M) | $12.9M | 12 | 25 | 1 | 03/26/2026 | ☆ | |
| 24698 | Qubed Capital, Llc CRD 173854 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $12.9M | 7 | 7 | 1 | 03/25/2026 | ☆ |
| 24699 | Advisors Wealth Management, Inc CRD 172657 | Wealth Manager · Boutique (under $100M) | $12.9M | 16 | 21 | 1 | 06/10/2026 | ☆ | |
| 24700 | Efficient Wealth Partners Llc CRD 291981 | Wealth Manager · Boutique (under $100M) | $12.9M | 17 | 29 | 1 | 03/12/2026 | ☆ |