Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24851 | Joel Busboom Financial, Llc CRD 314481 | Wealth Manager · Boutique (under $100M) | $11.8M | 12 | 48 | 1 | 02/17/2026 | ☆ | |
| 24852 | First Principles Investment Management Llc CRD 322280 | Wealth Manager · Boutique (under $100M) | $11.8M | 31 | 35 | 1 | 06/12/2026 | ☆ | |
| 24853 | The Financial Planning Company Llc CRD 284440 | Wealth Manager · Boutique (under $100M) | $11.8M | 31 | 31 | 1 | 02/20/2026 | ☆ | |
| 24854 | Timm Financial Services Inc. CRD 331581 | Poughkeepsie, NY | Wealth Manager · Boutique (under $100M) | $11.8M | 33 | 53 | 2 | 03/26/2026 | ☆ |
| 24855 | Manna Wealth Strategies, Llc CRD 311887 | Wealth Manager · Boutique (under $100M) | $11.8M | 50 | 98 | 1 | 01/07/2026 | ☆ | |
| 24856 | Whitestone Capital Management Llc CRD 315646 | New Albany, IN | Wealth Manager · Boutique (under $100M) | $11.8M | 173 | 173 | 1 | 03/30/2026 | ☆ |
| 24857 | True Financial, Llc CRD 333363 | Houma, LA | Wealth Manager · Boutique (under $100M) | $11.8M | 21 | 77 | 1 | 02/26/2026 | ☆ |
| 24858 | Gro Capital, Llc CRD 131554 | Lambertville, NJ | Investment Adviser · Boutique (under $100M) | $11.8M | 26 | 2 | 03/31/2015 | ☆ | |
| 24859 | Swan Capital Group, Llc CRD 310807 | Wealth Manager · Boutique (under $100M) | $11.8M | 19 | 105 | 1 | 07/22/2026 | ☆ | |
| 24860 | Wildflower Financial Llc CRD 289288 | Santa Cruz, CA | Wealth Manager · Boutique (under $100M) | $11.8M | 17 | 50 | 1 | 05/05/2026 | ☆ |
| 24861 | Strandberg, Dave William CRD 172218 | Wealth Manager · Boutique (under $100M) | $11.8M | 23 | 41 | 1 | 07/26/2026 | ☆ | |
| 24862 | Tandem Financial Guidance, Llc CRD 174834 | Wealth Manager · Boutique (under $100M) | $11.8M | 20 | 65 | 1 | 04/02/2026 | ☆ | |
| 24863 | Ace Wealth Management, Llc CRD 145136 | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 20 | 67 | 1 | 03/27/2026 | ☆ | |
| 24864 | Investment Fiduciary Planners, Llc CRD 287842 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 110 | 195 | 1 | 04/16/2026 | ☆ |
| 24865 | Mbb Advisory Llc CRD 306115 | Wealth Manager · Boutique (under $100M) | $11.8M | 7 | 19 | 1 | 03/13/2026 | ☆ | |
| 24866 | Wa Financial Group Inc CRD 151633 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $11.8M | 66 | 66 | 3 | 03/30/2026 | ☆ |
| 24867 | Greenfield/Lewis Investment Counsel CRD 119916 | Wealth Manager · Boutique (under $100M) | $11.8M | 15 | 15 | 1 | 01/28/2025 | ☆ | |
| 24868 | Themoneymd.Com, Llc CRD 288761 | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 33 | 78 | 2 | 07/01/2026 | ☆ | |
| 24869 | Ollie Grant Private Wealth, Llc CRD 332010 | Evansville, IN | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 1 | 4 | 4 | 08/17/2026 | ☆ |
| 24870 | Escalante Troesh, Joshua, Daniel CRD 292853 | Wealth Manager · Boutique (under $100M) | $11.8M | 58 | 151 | 2 | 03/27/2026 | ☆ | |
| 24871 | Freedom Wealth Advisors, Llc CRD 165151 | Wealth Manager · Boutique (under $100M) | $11.7M | 60 | 60 | 1 | 03/31/2026 | ☆ | |
| 24872 | Sonoma Mountain Financial Llc CRD 334099 | Wealth Manager · Boutique (under $100M) | $11.7M | 32 | 33 | 1 | 02/04/2026 | ☆ | |
| 24873 | Fairport Asset Management Corp CRD 108414 | Fairfield, CT | Insurance-Affiliated · Boutique (under $100M) | $11.7M | 51 | 82 | 2 | 03/30/2026 | ☆ |
| 24874 | Danny Robles Vision Wealth Advisors Llc CRD 158589 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $11.7M | 203 | 203 | 3 | 03/30/2026 | ☆ |
| 24875 | First Financial Security, Llc CRD 120878 | Wealth Manager · Boutique (under $100M) | $11.7M | 29 | 29 | 1 | 03/31/2026 | ☆ | |
| 24876 | B.P. Walsh And Company, Llc CRD 125477 | Branford, CT | Wealth Manager · Boutique (under $100M) | $11.7M | 21 | 42 | 1 | 03/10/2026 | ☆ |
| 24877 | Jwc Capital Management, Llc CRD 311713 | Annapolis, MD | Wealth Manager · Boutique (under $100M) | $11.7M | 5 | 8 | 1 | 03/30/2026 | ☆ |
| 24878 | Premier Prosperity Advisors Llc CRD 291571 | Wealth Manager · Boutique (under $100M) | $11.7M | 5 | 34 | 1 | 02/18/2026 | ☆ | |
| 24879 | Capital Stewards, Llc CRD 315761 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $11.7M | 13 | 14 | 1 | 02/24/2026 | ☆ |
| 24880 | Allora Wealth, Llc CRD 336562 | Wealth Manager · Boutique (under $100M) | $11.7M | 16 | 89 | 1 | 05/13/2026 | ☆ | |
| 24881 | Securities Industry Management Corp. CRD 19789 | Wealth Manager · Boutique (under $100M) | $11.7M | 14 | 14 | 1 | 05/07/2026 | ☆ | |
| 24882 | Livingston Financial Planning, Inc. CRD 128246 | Santa Rosa Beach, FL | Wealth Manager · Boutique (under $100M) | $11.7M | 15 | 56 | 2 | 01/30/2026 | ☆ |
| 24883 | Gaines Capital, Llc CRD 301192 | Private Fund Manager · Boutique (under $100M) | $11.7M | 1 | 1 | 1 | 01/05/2026 | ☆ | |
| 24884 | Aequitas Equitas Wealth Management Llc CRD 312693 | Wealth Manager · Boutique (under $100M) | $11.7M | 44 | 58 | 2 | 02/24/2026 | ☆ | |
| 24885 | Winter Harbor Advisors, L.L.C. CRD 139074 | Wealth Manager · Boutique (under $100M) | $11.7M | 11 | 1 | 01/15/2026 | ☆ | ||
| 24886 | Sat Financial Advisors Inc. CRD 283792 | Wealth Manager · Boutique (under $100M) | $11.7M | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 24887 | Liv Wealth Management Llc CRD 334397 | Long Lake, MN | Insurance-Affiliated · Boutique (under $100M) | $11.7M | 19 | 85 | 1 | 03/30/2026 | ☆ |
| 24888 | Sterling Investment Advisor, Inc. CRD 147357 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $11.7M | 265 | 265 | 7 | 06/11/2020 | ☆ |
| 24889 | Jsbj Enterprises, Inc. CRD 333662 | Newtown, PA | Wealth Manager · Boutique (under $100M) | $11.6M | 34 | 63 | 2 | 04/21/2026 | ☆ |
| 24890 | Chester Financial Services Llc CRD 169565 | Wealth Manager · Boutique (under $100M) | $11.6M | 68 | 112 | 1 | 03/05/2026 | ☆ | |
| 24891 | Isadore Private Wealth, Llc CRD 172107 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $11.6M | 58 | 88 | 1 | 03/16/2026 | ☆ |
| 24892 | Broadpark Advisors, Llc CRD 282929 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $11.6M | 17 | 48 | 1 | 02/28/2026 | ☆ |
| 24893 | Martos Wealth Management Llc CRD 333128 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $11.6M | 15 | 47 | 2 | 03/20/2026 | ☆ |
| 24894 | 72 Capital, Llc CRD 335758 | Wealth Manager · Boutique (under $100M) | $11.6M | 2 | 1 | 03/26/2026 | ☆ | ||
| 24895 | Professional Asset Management, Inc. CRD 110212 | Insurance-Affiliated · Boutique (under $100M) | $11.6M | 20 | 70 | 2 | 03/09/2026 | ☆ | |
| 24896 | Burris Wealth Management, Inc. CRD 171049 | Surprise, AZ | Wealth Manager · Boutique (under $100M) | $11.6M | 29 | 39 | 1 | 01/10/2025 | ☆ |
| 24897 | Efficient Capital Strategies, Llc CRD 283922 | Barrington, RI | Wealth Manager · Boutique (under $100M) | $11.6M | 8 | 14 | 1 | 03/31/2026 | ☆ |
| 24898 | Sapphire Wealth Planning Llc CRD 282779 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $11.6M | 100 | 185 | 2 | 03/30/2026 | ☆ |
| 24899 | Pathway Planning Inc CRD 117051 | Brookhaven, MS | Wealth Manager · Boutique (under $100M) | $11.6M | 22 | 22 | 2 | 04/06/2026 | ☆ |
| 24900 | Kennedy Investment Counsel Llc CRD 300459 | Wealth Manager · Boutique (under $100M) | $11.6M | 6 | 6 | 1 | 03/06/2026 | ☆ |