Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24851 | Fundamental Investment Services, Llc CRD 330232 | Multi-Family Office · Boutique (under $100M) | $12.2M | 1 | 1 | 2 | 08/31/2026 | ☆ | |
| 24852 | Purpose Financial Planning Llc CRD 288823 | Insurance-Affiliated · Boutique (under $100M) | $12.2M | 79 | 79 | 1 | 03/31/2026 | ☆ | |
| 24853 | Golden, Kenneth Harold CRD 136795 | Wealth Manager · Boutique (under $100M) | $12.2M | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 24854 | Polaris Asset Management, Llc CRD 322084 | Sugar Hill, GA | Institutional / Pension Advisor · Boutique (under $100M) | $12.2M | 39 | 69 | 1 | 01/26/2026 | ☆ |
| 24855 | Oakes Financial Services, Inc. CRD 159355 | Wealth Manager · Boutique (under $100M) | $12.2M | 26 | 26 | 1 | 08/01/2023 | ☆ | |
| 24856 | Kirk, James, Michael CRD 311584 | Insurance-Affiliated · Boutique (under $100M) | $12.2M | 39 | 89 | 1 | 03/30/2026 | ☆ | |
| 24857 | Mabry Wealth Management, Llc CRD 300368 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $12.2M | 50 | 217 | 1 | 02/26/2026 | ☆ |
| 24858 | Safe Bay Retirement Advisors Llc CRD 156758 | Wealth Manager · Boutique (under $100M) | $12.2M | 29 | 60 | 1 | 03/26/2026 | ☆ | |
| 24859 | Yegen Financial Group, Ltd CRD 121580 | Insurance-Affiliated · Boutique (under $100M) | $12.2M | 1 | 1 | 03/31/2026 | ☆ | ||
| 24860 | Ridgepoint Wealth Advisors Llc CRD 325054 | Wealth Manager · Boutique (under $100M) | $12.2M | 15 | 57 | 1 | 02/09/2026 | ☆ | |
| 24861 | Schear Capital, Inc. CRD 283168 | Cincinnati, OH | Multi-Family Office · Boutique (under $100M) | $12.2M | 1 | 1 | 2 | 03/26/2026 | ☆ |
| 24862 | Christopher Ian Diodato CRD 310300 | Wealth Manager · Boutique (under $100M) | $12.2M | 39 | 96 | 1 | 07/16/2026 | ☆ | |
| 24863 | Rhodo Wealth Management Llc CRD 331240 | Geneva, IL | Wealth Manager · Boutique (under $100M) | $12.2M | 30 | 91 | 1 | 03/09/2026 | ☆ |
| 24864 | Resch Financial Group Llc CRD 328873 | Wealth Manager · Boutique (under $100M) | $12.2M | 25 | 28 | 1 | 02/23/2026 | ☆ | |
| 24865 | Gold Coast Advisors, Llc CRD 124217 | Port Washington, NY | Insurance-Affiliated · Boutique (under $100M) | $12.2M | 10 | 10 | 2 | 03/30/2026 | ☆ |
| 24866 | Lend Academy Investments, Llc CRD 169878 | Wealth Manager · Boutique (under $100M) | $12.2M | 611 | 611 | 2 | 03/05/2026 | ☆ | |
| 24867 | Kaitz Investments Incorporated CRD 157459 | Investment Adviser · Boutique (under $100M) | $12.2M | 5 | 13 | 1 | 01/27/2026 | ☆ | |
| 24868 | Brian Harris Inc. CRD 169810 | Wealth Manager · Boutique (under $100M) | $12.2M | 5 | 13 | 1 | 05/18/2026 | ☆ | |
| 24869 | Covenant Financial Advisors, Llc CRD 328840 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $12.2M | 46 | 82 | 1 | 03/20/2026 | ☆ |
| 24870 | Archstone Wealth Advisors, Llc CRD 299238 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $12.1M | 22 | 56 | 1 | 02/25/2026 | ☆ |
| 24871 | Lbt Wealth Management, Llc CRD 155340 | Wealth Manager · Boutique (under $100M) | $12.1M | 33 | 108 | 1 | 03/11/2026 | ☆ | |
| 24872 | Watchtower Wealth, Llc CRD 327024 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $12.1M | 31 | 50 | 1 | 03/04/2026 | ☆ |
| 24873 | Red Granite Wealth Management, Llc CRD 330066 | Manitowoc, WI | Wealth Manager · Boutique (under $100M) | $12.1M | 46 | 90 | 1 | 03/24/2026 | ☆ |
| 24874 | Middle Coast Investing Llc CRD 328569 | Wealth Manager · Boutique (under $100M) | $12.1M | 9 | 9 | 2 | 03/31/2026 | ☆ | |
| 24875 | Atlas Lifestyle Planning Group Llc CRD 305278 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $12.1M | 67 | 71 | 1 | 09/15/2026 | ☆ |
| 24876 | Asset Solutions Advisory Services, Inc CRD 120017 | Wealth Manager · Boutique (under $100M) | $12.1M | 58 | 58 | 1 | 03/05/2026 | ☆ | |
| 24877 | Fleur De Lis Financial, Llc CRD 325685 | Wealth Manager · Boutique (under $100M) | $12.1M | 7 | 33 | 2 | 01/06/2026 | ☆ | |
| 24878 | Emory Wealth Llc CRD 333375 | Insurance-Affiliated · Boutique (under $100M) | $12.1M | 48 | 105 | 1 | 08/31/2026 | ☆ | |
| 24879 | Bespoke Tfc Capital, Llc CRD 322754 | Wealth Manager · Boutique (under $100M) | $12.1M | 6 | 1 | 03/12/2026 | ☆ | ||
| 24880 | Sabina Asset Management Llc CRD 314318 | Wealth Manager · Boutique (under $100M) | $12.1M | 15 | 15 | 1 | 02/10/2026 | ☆ | |
| 24881 | Ruby Pebble Financial Planning Llc CRD 322267 | Wealth Manager · Boutique (under $100M) | $12.1M | 19 | 101 | 1 | 08/16/2026 | ☆ | |
| 24882 | Csi Wealth Management CRD 328963 | Arcadia, CA | Wealth Manager · Boutique (under $100M) | $12.1M | 51 | 74 | 3 | 06/01/2026 | ☆ |
| 24883 | Jeweler And Associates Llc CRD 309676 | Wealth Manager · Boutique (under $100M) | $12.1M | 15 | 99 | 1 | 08/26/2026 | ☆ | |
| 24884 | 6|21 Private Wealth, Llc CRD 335433 | Wealth Manager · Boutique (under $100M) | $12.1M | 14 | 62 | 1 | 03/30/2026 | ☆ | |
| 24885 | Long Run Investment Management, Llc CRD 159343 | Wealth Manager · Boutique (under $100M) | $12.1M | 19 | 1 | 04/02/2026 | ☆ | ||
| 24886 | Inbundance, Llc CRD 321967 | Wealth Manager · Boutique (under $100M) | $12.1M | 54 | 114 | 1 | 07/13/2026 | ☆ | |
| 24887 | Cardinal Mark Llc CRD 143659 | Wealth Manager · Boutique (under $100M) | $12.1M | 19 | 47 | 1 | 03/11/2026 | ☆ | |
| 24888 | Long Cast Advisers, Llc CRD 175005 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $12.1M | 30 | 30 | 1 | 03/16/2026 | ☆ |
| 24889 | Peak Horizons Capital, Llc CRD 339560 | Clearfield, UT | Wealth Manager · Boutique (under $100M) | $12.1M | 58 | 77 | 1 | 06/04/2026 | ☆ |
| 24890 | O'toole Strategic Investments Llc CRD 310758 | Longwood, FL | Wealth Manager · Boutique (under $100M) | $12.1M | 56 | 74 | 2 | 05/13/2026 | ☆ |
| 24891 | Rising Financial, Llc CRD 322105 | Wealth Manager · Boutique (under $100M) | $12.1M | 54 | 217 | 2 | 02/03/2026 | ☆ | |
| 24892 | Novice Capital Llc CRD 330179 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $12.1M | 6 | 8 | 1 | 02/11/2026 | ☆ |
| 24893 | Palos Management Inc. CRD 304309 | Montreal, Quebec | Wealth Manager · Boutique (under $100M) | $12.1M | 8 | 12 | 18 | 03/20/2026 | ☆ |
| 24894 | Martin William Krikorian CRD 137223 | Tewksbury, MA | Wealth Manager · Boutique (under $100M) | $12.0M | 20 | 20 | 1 | 02/13/2026 | ☆ |
| 24895 | Global Expat Advisors, Llc CRD 170747 | Miami Beach, FL | Wealth Manager · Boutique (under $100M) | $12.0M | 14 | 83 | 1 | 03/27/2026 | ☆ |
| 24896 | Haysley Financial Services, Inc. CRD 145248 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $12.0M | 30 | 41 | 1 | 01/26/2026 | ☆ |
| 24897 | Harvey & Companies, Inc. CRD 124896 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $12.0M | 50 | 90 | 2 | 03/27/2026 | ☆ |
| 24898 | Gaoan Capital Management Llc CRD 312559 | Private Fund Manager · Boutique (under $100M) | $12.0M | 2 | 1 | 3 | 07/02/2026 | ☆ | |
| 24899 | Porter Wealth Management, Llc CRD 294135 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $12.0M | 23 | 91 | 1 | 03/31/2026 | ☆ |
| 24900 | Harris Investment Management, Inc CRD 328415 | Wealth Manager · Boutique (under $100M) | $12.0M | 109 | 116 | 1 | 03/23/2026 | ☆ |