Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24901 | Leighton Parks Roper Jr CRD 118694 | Wealth Manager · Boutique (under $100M) | $12.0M | 18 | 18 | 1 | 03/24/2025 | ☆ | |
| 24902 | Cadence Planning, Llc CRD 319663 | Frederick, MD | Wealth Manager · Boutique (under $100M) | $12.0M | 11 | 34 | 1 | 02/06/2026 | ☆ |
| 24903 | Aeternum Investment Advisors, Llc CRD 285331 | Insurance-Affiliated · Boutique (under $100M) | $12.0M | 3 | 3 | 2 | 03/12/2026 | ☆ | |
| 24904 | Alston Capital Management Llc CRD 141385 | Private Fund Manager · Boutique (under $100M) | $12.0M | 2 | 5 | 1 | 01/02/2026 | ☆ | |
| 24905 | Arbor Capital Management, Llc CRD 135450 | San Mateo, CA | Private Fund Manager · Boutique (under $100M) | $12.0M | 1 | 1 | 2 | 03/31/2026 | ☆ |
| 24906 | Aris Capital Strategies, Llc CRD 327675 | Insurance-Affiliated · Boutique (under $100M) | $12.0M | 73 | 73 | 2 | 03/30/2026 | ☆ | |
| 24907 | Biehl, David Bernard CRD 135617 | Wealth Manager · Boutique (under $100M) | $12.0M | 5 | 5 | 1 | 05/26/2026 | ☆ | |
| 24908 | Blair Investments Llc CRD 144539 | Wealth Manager · Boutique (under $100M) | $12.0M | 4 | 8 | 1 | 12/16/2025 | ☆ | |
| 24909 | Customers' Yachts Advisers, Inc. CRD 307730 | New York, NY | Wealth Manager · Boutique (under $100M) | $12.0M | 13 | 13 | 1 | 04/13/2026 | ☆ |
| 24910 | Equity Logic, Llc CRD 154870 | Wealth Manager · Boutique (under $100M) | $12.0M | 32 | 32 | 2 | 06/23/2026 | ☆ | |
| 24911 | Fiscalwise, Inc. CRD 121476 | Wealth Manager · Boutique (under $100M) | $12.0M | 10 | 10 | 1 | 02/28/2025 | ☆ | |
| 24912 | Freedom Capital Management, Inc. CRD 138256 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $12.0M | 45 | 45 | 1 | 06/22/2026 | ☆ | |
| 24913 | Lemley Yarling Management Co CRD 110792 | Wealth Manager · Boutique (under $100M) | $12.0M | 17 | 32 | 1 | 04/21/2026 | ☆ | |
| 24914 | Mill Creek Investment Management, Llc CRD 172834 | Wealth Manager · Boutique (under $100M) | $12.0M | 12 | 40 | 1 | 02/25/2026 | ☆ | |
| 24915 | Pelleton Capital Management, Ltd. CRD 117679 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $12.0M | 32 | 65 | 1 | 02/13/2025 | ☆ |
| 24916 | Prosperity Investment Advisors, Inc. CRD 148473 | Wealth Manager · Boutique (under $100M) | $12.0M | 43 | 44 | 1 | 09/18/2023 | ☆ | |
| 24917 | Raymond P. Virgilio, Cpa, P.A. CRD 147766 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $12.0M | 35 | 35 | 1 | 01/12/2026 | ☆ |
| 24918 | Rd Kelley Financial Group CRD 298189 | Wealth Manager · Boutique (under $100M) | $12.0M | 5 | 5 | 1 | 06/04/2021 | ☆ | |
| 24919 | Rowland, Duncan S. CRD 161597 | Multi-Family Office · Boutique (under $100M) | $12.0M | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 24920 | Scw Wealth Management, Llc CRD 317303 | Wealth Manager · Boutique (under $100M) | $12.0M | 41 | 53 | 1 | 03/31/2026 | ☆ | |
| 24921 | Spree Capital Advisers Llc CRD 299067 | Darien, CT | Wealth Manager · Boutique (under $100M) | $12.0M | 8 | 15 | 1 | 02/11/2026 | ☆ |
| 24922 | Sueing Investments, Llc CRD 139154 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $12.0M | 20 | 20 | 0 | 10/21/2024 | ☆ |
| 24923 | The Innes Associates, Ltd. CRD 117326 | Tempe, AZ | Investment Adviser · Boutique (under $100M) | $12.0M | 45 | 60 | 1 | 04/24/2024 | ☆ |
| 24924 | Wolfhound Wealth Llc CRD 332227 | Wealth Manager · Boutique (under $100M) | $12.0M | 4 | 4 | 1 | 02/17/2026 | ☆ | |
| 24925 | World Trends Wealth Management, Llc CRD 156276 | Wealth Manager · Boutique (under $100M) | $12.0M | 12 | 33 | 1 | 03/19/2026 | ☆ | |
| 24926 | Antunes, Antonio, Martins CRD 145703 | Wealth Manager · Boutique (under $100M) | $12.0M | 21 | 53 | 1 | 03/23/2026 | ☆ | |
| 24927 | Open World Financial Planning Llc CRD 297350 | Wealth Manager · Boutique (under $100M) | $12.0M | 41 | 102 | 1 | 02/16/2026 | ☆ | |
| 24928 | Genrise Wealth Advisors Llc CRD 317337 | Mt. Laurel, NJ | Wealth Manager · Boutique (under $100M) | $12.0M | 20 | 89 | 2 | 02/26/2026 | ☆ |
| 24929 | Mkam Etf Llc CRD 324607 | Las Vegas, NV | Mutual Fund / Asset Manager · Boutique (under $100M) | $12.0M | 1 | 1 | 2 | 03/12/2026 | ☆ |
| 24930 | Sumski, William Joseph CRD 144807 | Wealth Manager · Boutique (under $100M) | $12.0M | 39 | 39 | 1 | 02/02/2026 | ☆ | |
| 24931 | The R.L. Brown Advisory Group, Llc CRD 145880 | Wealth Manager · Boutique (under $100M) | $12.0M | 23 | 40 | 1 | 03/31/2026 | ☆ | |
| 24932 | Neo Alliance Llc CRD 329395 | Institutional / Pension Advisor · Boutique (under $100M) | $12.0M | 4 | 4 | 4 | 03/10/2026 | ☆ | |
| 24933 | Shift 4 Advisors, Inc. CRD 329628 | Murrieta, CA | Insurance-Affiliated · Boutique (under $100M) | $12.0M | 49 | 88 | 1 | 07/31/2026 | ☆ |
| 24934 | Sage Wealth Consulting, Llc CRD 298912 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $12.0M | 32 | 67 | 1 | 02/10/2026 | ☆ |
| 24935 | Clovelly Management Advisors Llc CRD 323690 | Wayne, PA | Wealth Manager · Boutique (under $100M) | $12.0M | 7 | 26 | 1 | 03/22/2026 | ☆ |
| 24936 | Unrivaled Wealth Management CRD 325112 | Wealth Manager · Boutique (under $100M) | $11.9M | 11 | 35 | 1 | 01/20/2026 | ☆ | |
| 24937 | Petrarch Llc CRD 319001 | Wealth Manager · Boutique (under $100M) | $11.9M | 40 | 111 | 1 | 03/31/2026 | ☆ | |
| 24938 | Chimborazo Investment Research Llc CRD 327113 | Wealth Manager · Boutique (under $100M) | $11.9M | 11 | 29 | 1 | 03/17/2026 | ☆ | |
| 24939 | Better Things Financial Partners Llc CRD 172601 | Insurance-Affiliated · Boutique (under $100M) | $11.9M | 74 | 122 | 1 | 03/16/2026 | ☆ | |
| 24940 | Gustafsson Wealth Management, Inc. CRD 138109 | Wealth Manager · Boutique (under $100M) | $11.9M | 28 | 59 | 1 | 03/30/2026 | ☆ | |
| 24941 | Twinleaf Financial Advisors, Llc CRD 323737 | Wealth Manager · Boutique (under $100M) | $11.9M | 82 | 223 | 3 | 07/27/2026 | ☆ | |
| 24942 | Zh Wealth Management, Llc CRD 152819 | Wealth Manager · Boutique (under $100M) | $11.9M | 17 | 62 | 1 | 03/31/2026 | ☆ | |
| 24943 | Wealth Resource Investment Advisors Llc CRD 300752 | Mesa, AZ | Endowment & Foundation Advisor · Boutique (under $100M) | $11.9M | 23 | 23 | 1 | 03/19/2026 | ☆ |
| 24944 | Szafran Capital Management, Llc CRD 146157 | Wealth Manager · Boutique (under $100M) | $11.9M | 16 | 54 | 1 | 01/13/2021 | ☆ | |
| 24945 | Animus Wealth Management, Llc. CRD 309189 | Mcallen, TX | Wealth Manager · Boutique (under $100M) | $11.9M | 33 | 33 | 2 | 09/23/2026 | ☆ |
| 24946 | Dauntless Advisory, Llc CRD 334412 | Wealth Manager · Boutique (under $100M) | $11.9M | 7 | 7 | 7 | 07/13/2026 | ☆ | |
| 24947 | Value Trend Capital Management Lp CRD 108716 | El Cajon, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $11.9M | 1 | 1 | 1 | 03/19/2026 | ☆ |
| 24948 | Pelican Wealth Management, Llc CRD 289549 | Monroe, LA | Wealth Manager · Boutique (under $100M) | $11.9M | 49 | 90 | 1 | 03/12/2026 | ☆ |
| 24949 | Lifelong Wealth Strategies, Llc CRD 125504 | Insurance-Affiliated · Boutique (under $100M) | $11.9M | 43 | 43 | 0 | 03/29/2026 | ☆ | |
| 24950 | Jewell Wealth Management Inc. CRD 304259 | Wealth Manager · Boutique (under $100M) | $11.9M | 38 | 54 | 1 | 03/27/2026 | ☆ |