Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24951 | Carlisle Financial Group, Llc CRD 157415 | Wealth Manager · Boutique (under $100M) | $11.9M | 8 | 24 | 1 | 04/13/2026 | ☆ | |
| 24952 | Barrington Capital Management, Inc. CRD 115603 | Bloomington, MN | Insurance-Affiliated · Boutique (under $100M) | $11.9M | 50 | 76 | 2 | 07/06/2026 | ☆ |
| 24953 | Freedom Financial Management, Inc CRD 315316 | Saint Cloud, FL | Wealth Manager · Boutique (under $100M) | $11.9M | 25 | 83 | 2 | 03/29/2026 | ☆ |
| 24954 | Bird Dog Trading Corporation CRD 152817 | Wealth Manager · Boutique (under $100M) | $11.9M | 5 | 5 | 1 | 01/13/2026 | ☆ | |
| 24955 | South Pointe Advisors Llc CRD 317019 | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 0 | 24 | 1 | 05/04/2026 | ☆ | |
| 24956 | Ingen Strategies, Llc CRD 314588 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $11.8M | 61 | 104 | 2 | 03/27/2026 | ☆ |
| 24957 | Joel Busboom Financial, Llc CRD 314481 | Wealth Manager · Boutique (under $100M) | $11.8M | 12 | 48 | 1 | 02/17/2026 | ☆ | |
| 24958 | First Principles Investment Management Llc CRD 322280 | Wealth Manager · Boutique (under $100M) | $11.8M | 31 | 35 | 1 | 06/12/2026 | ☆ | |
| 24959 | The Financial Planning Company Llc CRD 284440 | Wealth Manager · Boutique (under $100M) | $11.8M | 31 | 31 | 1 | 02/20/2026 | ☆ | |
| 24960 | Timm Financial Services Inc. CRD 331581 | Poughkeepsie, NY | Wealth Manager · Boutique (under $100M) | $11.8M | 33 | 53 | 2 | 03/26/2026 | ☆ |
| 24961 | Manna Wealth Strategies, Llc CRD 311887 | Wealth Manager · Boutique (under $100M) | $11.8M | 50 | 98 | 1 | 01/07/2026 | ☆ | |
| 24962 | Whitestone Capital Management Llc CRD 315646 | New Albany, IN | Wealth Manager · Boutique (under $100M) | $11.8M | 173 | 173 | 1 | 03/30/2026 | ☆ |
| 24963 | True Financial, Llc CRD 333363 | Houma, LA | Wealth Manager · Boutique (under $100M) | $11.8M | 21 | 77 | 1 | 02/26/2026 | ☆ |
| 24964 | Gro Capital, Llc CRD 131554 | Lambertville, NJ | Investment Adviser · Boutique (under $100M) | $11.8M | 26 | 2 | 03/31/2015 | ☆ | |
| 24965 | Swan Capital Group, Llc CRD 310807 | Wealth Manager · Boutique (under $100M) | $11.8M | 19 | 105 | 1 | 08/19/2026 | ☆ | |
| 24966 | Wildflower Financial Llc CRD 289288 | Santa Cruz, CA | Wealth Manager · Boutique (under $100M) | $11.8M | 17 | 50 | 1 | 05/05/2026 | ☆ |
| 24967 | Strandberg, Dave William CRD 172218 | Wealth Manager · Boutique (under $100M) | $11.8M | 23 | 41 | 1 | 07/26/2026 | ☆ | |
| 24968 | Tandem Financial Guidance, Llc CRD 174834 | Wealth Manager · Boutique (under $100M) | $11.8M | 20 | 65 | 1 | 04/02/2026 | ☆ | |
| 24969 | Ace Wealth Management, Llc CRD 145136 | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 20 | 67 | 1 | 03/27/2026 | ☆ | |
| 24970 | Investment Fiduciary Planners, Llc CRD 287842 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 110 | 195 | 1 | 04/16/2026 | ☆ |
| 24971 | Mbb Advisory Llc CRD 306115 | Wealth Manager · Boutique (under $100M) | $11.8M | 7 | 19 | 1 | 09/15/2026 | ☆ | |
| 24972 | Wa Financial Group Inc CRD 151633 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $11.8M | 66 | 66 | 3 | 03/30/2026 | ☆ |
| 24973 | Greenfield/Lewis Investment Counsel CRD 119916 | Wealth Manager · Boutique (under $100M) | $11.8M | 15 | 15 | 1 | 01/28/2025 | ☆ | |
| 24974 | Themoneymd.Com, Llc CRD 288761 | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 33 | 78 | 2 | 09/11/2026 | ☆ | |
| 24975 | Ollie Grant Private Wealth, Llc CRD 332010 | Evansville, IN | Insurance-Affiliated · Boutique (under $100M) | $11.8M | 1 | 4 | 4 | 08/17/2026 | ☆ |
| 24976 | Escalante Troesh, Joshua, Daniel CRD 292853 | Wealth Manager · Boutique (under $100M) | $11.8M | 58 | 151 | 2 | 03/27/2026 | ☆ | |
| 24977 | Freedom Wealth Advisors, Llc CRD 165151 | Wealth Manager · Boutique (under $100M) | $11.7M | 60 | 60 | 1 | 03/31/2026 | ☆ | |
| 24978 | Sonoma Mountain Financial Llc CRD 334099 | Wealth Manager · Boutique (under $100M) | $11.7M | 32 | 33 | 1 | 02/04/2026 | ☆ | |
| 24979 | Fairport Asset Management Corp CRD 108414 | Fairfield, CT | Insurance-Affiliated · Boutique (under $100M) | $11.7M | 51 | 82 | 2 | 03/30/2026 | ☆ |
| 24980 | Danny Robles Vision Wealth Advisors Llc CRD 158589 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $11.7M | 203 | 203 | 3 | 03/30/2026 | ☆ |
| 24981 | First Financial Security, Llc CRD 120878 | Wealth Manager · Boutique (under $100M) | $11.7M | 29 | 29 | 1 | 03/31/2026 | ☆ | |
| 24982 | B.P. Walsh And Company, Llc CRD 125477 | Branford, CT | Wealth Manager · Boutique (under $100M) | $11.7M | 21 | 42 | 1 | 03/10/2026 | ☆ |
| 24983 | Jwc Capital Management, Llc CRD 311713 | Annapolis, MD | Wealth Manager · Boutique (under $100M) | $11.7M | 5 | 8 | 1 | 03/30/2026 | ☆ |
| 24984 | Premier Prosperity Advisors Llc CRD 291571 | Wealth Manager · Boutique (under $100M) | $11.7M | 5 | 34 | 1 | 02/18/2026 | ☆ | |
| 24985 | Capital Stewards, Llc CRD 315761 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $11.7M | 13 | 14 | 1 | 02/24/2026 | ☆ |
| 24986 | Allora Wealth, Llc CRD 336562 | Wealth Manager · Boutique (under $100M) | $11.7M | 16 | 89 | 1 | 05/13/2026 | ☆ | |
| 24987 | Securities Industry Management Corp. CRD 19789 | Wealth Manager · Boutique (under $100M) | $11.7M | 14 | 14 | 1 | 05/07/2026 | ☆ | |
| 24988 | Livingston Financial Planning, Inc. CRD 128246 | Santa Rosa Beach, FL | Wealth Manager · Boutique (under $100M) | $11.7M | 15 | 56 | 2 | 01/30/2026 | ☆ |
| 24989 | Aequitas Equitas Wealth Management Llc CRD 312693 | Wealth Manager · Boutique (under $100M) | $11.7M | 44 | 58 | 2 | 02/24/2026 | ☆ | |
| 24990 | Winter Harbor Advisors, L.L.C. CRD 139074 | Wealth Manager · Boutique (under $100M) | $11.7M | 11 | 1 | 01/15/2026 | ☆ | ||
| 24991 | Sat Financial Advisors Inc. CRD 283792 | Wealth Manager · Boutique (under $100M) | $11.7M | 6 | 6 | 1 | 03/31/2026 | ☆ | |
| 24992 | Liv Wealth Management Llc CRD 334397 | Long Lake, MN | Insurance-Affiliated · Boutique (under $100M) | $11.7M | 19 | 85 | 1 | 03/30/2026 | ☆ |
| 24993 | Sterling Investment Advisor, Inc. CRD 147357 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $11.7M | 265 | 265 | 7 | 06/11/2020 | ☆ |
| 24994 | Jsbj Enterprises, Inc. CRD 333662 | Newtown, PA | Wealth Manager · Boutique (under $100M) | $11.6M | 34 | 63 | 2 | 04/21/2026 | ☆ |
| 24995 | Chester Financial Services Llc CRD 169565 | Wealth Manager · Boutique (under $100M) | $11.6M | 68 | 112 | 1 | 03/05/2026 | ☆ | |
| 24996 | Isadore Private Wealth, Llc CRD 172107 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $11.6M | 58 | 88 | 1 | 03/16/2026 | ☆ |
| 24997 | Broadpark Advisors, Llc CRD 282929 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $11.6M | 17 | 48 | 1 | 02/28/2026 | ☆ |
| 24998 | Martos Wealth Management Llc CRD 333128 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $11.6M | 15 | 47 | 2 | 03/20/2026 | ☆ |
| 24999 | 72 Capital, Llc CRD 335758 | Wealth Manager · Boutique (under $100M) | $11.6M | 2 | 1 | 03/26/2026 | ☆ | ||
| 25000 | Professional Asset Management, Inc. CRD 110212 | Insurance-Affiliated · Boutique (under $100M) | $11.6M | 20 | 70 | 2 | 03/09/2026 | ☆ |