Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25001 | Burris Wealth Management, Inc. CRD 171049 | Surprise, AZ | Wealth Manager · Boutique (under $100M) | $11.6M | 29 | 39 | 1 | 01/10/2025 | ☆ |
| 25002 | Efficient Capital Strategies, Llc CRD 283922 | Barrington, RI | Wealth Manager · Boutique (under $100M) | $11.6M | 8 | 14 | 1 | 03/31/2026 | ☆ |
| 25003 | Sapphire Wealth Planning Llc CRD 282779 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $11.6M | 100 | 185 | 2 | 03/30/2026 | ☆ |
| 25004 | Pathway Planning Inc CRD 117051 | Brookhaven, MS | Wealth Manager · Boutique (under $100M) | $11.6M | 22 | 22 | 2 | 04/06/2026 | ☆ |
| 25005 | Kennedy Investment Counsel Llc CRD 300459 | Wealth Manager · Boutique (under $100M) | $11.6M | 6 | 6 | 1 | 03/06/2026 | ☆ | |
| 25006 | New York Ivy Capital Management Llc CRD 322777 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $11.6M | 27 | 28 | 1 | 03/05/2025 | ☆ |
| 25007 | Cadger Tax And Financial Inc. CRD 312033 | Wealth Manager · Boutique (under $100M) | $11.6M | 43 | 43 | 1 | 02/16/2026 | ☆ | |
| 25008 | Balance Cash Management Inc. CRD 333867 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $11.6M | 52 | 52 | 10 | 04/29/2026 | ☆ |
| 25009 | Breakout Private Wealth Llc CRD 307339 | Glenview, IL | Wealth Manager · Boutique (under $100M) | $11.6M | 21 | 36 | 1 | 03/10/2023 | ☆ |
| 25010 | Lassen, Lars Edward CRD 174638 | Newport News, VA | Wealth Manager · Boutique (under $100M) | $11.6M | 17 | 17 | 1 | 02/26/2024 | ☆ |
| 25011 | Ins Capital Management, Llc CRD 130701 | Wealth Manager · Boutique (under $100M) | $11.6M | 17 | 38 | 1 | 03/30/2026 | ☆ | |
| 25012 | Collective Wealth, Llc CRD 321142 | Insurance-Affiliated · Boutique (under $100M) | $11.6M | 24 | 48 | 1 | 04/29/2026 | ☆ | |
| 25013 | Griffinest Asia Asset Management, Llc CRD 306355 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $11.6M | 11 | 11 | 6 | 03/23/2026 | ☆ |
| 25014 | Pettus & Dawkins Financial Group, Llc CRD 318639 | Wealth Manager · Boutique (under $100M) | $11.6M | 35 | 46 | 2 | 03/24/2026 | ☆ | |
| 25015 | Parker Financial Planning, Llc. CRD 147413 | Bradenton, FL | Wealth Manager · Boutique (under $100M) | $11.6M | 9 | 31 | 1 | 06/25/2026 | ☆ |
| 25016 | Farrecian Investments Inc CRD 305371 | Wichita, KS | Insurance-Affiliated · Boutique (under $100M) | $11.6M | 44 | 81 | 1 | 04/27/2026 | ☆ |
| 25017 | Freedom Mountain Investments Llc CRD 141745 | Wealth Manager · Boutique (under $100M) | $11.5M | 5 | 10 | 1 | 01/19/2026 | ☆ | |
| 25018 | Mercer Financial Group, Inc. CRD 123164 | Insurance-Affiliated · Boutique (under $100M) | $11.5M | 12 | 14 | 1 | 03/31/2026 | ☆ | |
| 25019 | Wealth Management Services Of Austin, Llc CRD 129588 | Austin, TX | Wealth Manager · Boutique (under $100M) | $11.5M | 19 | 31 | 1 | 03/30/2026 | ☆ |
| 25020 | Wolff Financial Planning, Llc CRD 314116 | Wealth Manager · Boutique (under $100M) | $11.5M | 29 | 73 | 1 | 06/12/2026 | ☆ | |
| 25021 | Bert Riddell Cramer, Investment Adviser CRD 121241 | Wealth Manager · Boutique (under $100M) | $11.5M | 16 | 28 | 1 | 03/17/2021 | ☆ | |
| 25022 | Thomas Smith And Associates, Inc. CRD 126810 | Wealth Manager · Boutique (under $100M) | $11.5M | 5 | 5 | 2 | 03/26/2026 | ☆ | |
| 25023 | Equatorial Advisors, Llc CRD 152412 | Wealth Manager · Boutique (under $100M) | $11.5M | 58 | 62 | 1 | 03/31/2026 | ☆ | |
| 25024 | Park Lane Financial Group Llc CRD 332774 | West Pittston, PA | Insurance-Affiliated · Boutique (under $100M) | $11.5M | 53 | 53 | 4 | 09/11/2026 | ☆ |
| 25025 | New Capital Management, Llc CRD 133519 | Wealth Manager · Boutique (under $100M) | $11.5M | 3 | 15 | 2 | 03/17/2026 | ☆ | |
| 25026 | Sea Change Financial Planning Llc CRD 315726 | Wealth Manager · Boutique (under $100M) | $11.5M | 28 | 59 | 1 | 03/31/2026 | ☆ | |
| 25027 | Clavis Capital Management, Llc CRD 332545 | Englewood Cliffs, NJ | Wealth Manager · Boutique (under $100M) | $11.5M | 7 | 7 | 2 | 01/14/2026 | ☆ |
| 25028 | Douglass Inc. CRD 167140 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $11.5M | 94 | 94 | 1 | 05/14/2026 | ☆ |
| 25029 | Crouch Investment Group, Inc. CRD 282106 | Wealth Manager · Boutique (under $100M) | $11.5M | 12 | 12 | 2 | 07/23/2026 | ☆ | |
| 25030 | Financial Equations Advisors, Inc. CRD 305295 | Corona, CA | Wealth Manager · Boutique (under $100M) | $11.5M | 50 | 75 | 2 | 01/30/2026 | ☆ |
| 25031 | Financial Partners, Inc. CRD 331728 | Insurance-Affiliated · Boutique (under $100M) | $11.5M | 0 | 4 | 1 | 04/06/2026 | ☆ | |
| 25032 | Scamardo Financial Llc CRD 133491 | Wealth Manager · Boutique (under $100M) | $11.5M | 30 | 53 | 1 | 06/29/2026 | ☆ | |
| 25033 | Limber Capital Llc CRD 299315 | Wealth Manager · Boutique (under $100M) | $11.5M | 10 | 10 | 1 | 07/17/2026 | ☆ | |
| 25034 | Level Up Wealth Management Llc CRD 339278 | Wealth Manager · Boutique (under $100M) | $11.5M | 14 | 1 | 03/25/2026 | ☆ | ||
| 25035 | Miller, Randall Lee CRD 167957 | Wealth Manager · Boutique (under $100M) | $11.5M | 9 | 9 | 1 | 03/24/2026 | ☆ | |
| 25036 | First American Financial Advisors, Inc. CRD 113420 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $11.5M | 11 | 28 | 4 | 02/12/2026 | ☆ |
| 25037 | Enterprise Value Capital Management, Llc CRD 316054 | New York, NY | Wealth Manager · Boutique (under $100M) | $11.5M | 13 | 20 | 1 | 01/14/2026 | ☆ |
| 25038 | Ripple Ridge Enterprises Llc CRD 284046 | Countryside, IL | Insurance-Affiliated · Boutique (under $100M) | $11.5M | 38 | 45 | 1 | 01/07/2026 | ☆ |
| 25039 | Mpower Wealth Management, Llc CRD 314968 | Wealth Manager · Boutique (under $100M) | $11.5M | 18 | 37 | 1 | 03/14/2026 | ☆ | |
| 25040 | Legacy Wealth Planning, Llc CRD 152084 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $11.5M | 31 | 63 | 2 | 09/15/2026 | ☆ |
| 25041 | Directional Financial Services, Llc CRD 171903 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $11.5M | 34 | 34 | 4 | 03/31/2026 | ☆ |
| 25042 | 7 Staria Llc CRD 337938 | Wealth Manager · Boutique (under $100M) | $11.4M | 0 | 15 | 1 | 03/25/2026 | ☆ | |
| 25043 | Liberty Benefits Group, Llc CRD 164065 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $11.4M | 55 | 55 | 1 | 03/16/2026 | ☆ |
| 25044 | Holyoak Wealth Management, Llc CRD 170868 | Wealth Manager · Boutique (under $100M) | $11.4M | 35 | 35 | 1 | 12/17/2024 | ☆ | |
| 25045 | Walasik Financial Group Llc CRD 333483 | Deerfield, IL | Insurance-Affiliated · Boutique (under $100M) | $11.4M | 20 | 20 | 2 | 02/25/2026 | ☆ |
| 25046 | Intrust Advisors, Inc. CRD 132542 | Wealth Manager · Boutique (under $100M) | $11.4M | 28 | 75 | 2 | 03/09/2026 | ☆ | |
| 25047 | Hacket Asset Management, Inc. CRD 119777 | Wealth Manager · Boutique (under $100M) | $11.4M | 16 | 16 | 1 | 03/19/2026 | ☆ | |
| 25048 | Lakeside Planning Llc CRD 311120 | Wealth Manager · Boutique (under $100M) | $11.4M | 10 | 67 | 1 | 02/27/2026 | ☆ | |
| 25049 | Carlson Planning Company, Llc CRD 300667 | Wealth Manager · Boutique (under $100M) | $11.4M | 21 | 66 | 1 | 03/31/2026 | ☆ | |
| 25050 | Prosus Capital Partners, Llc CRD 312172 | New York, NY | Wealth Manager · Boutique (under $100M) | $11.4M | 6 | 20 | 1 | 03/02/2026 | ☆ |