Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26101 | Xy Investments (Hk) Ltd CRD 306443 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $7.5M | 2 | 2 | 4 | 09/16/2026 | ☆ |
| 26102 | Luma Financial Llc CRD 315033 | Wealth Manager · Boutique (under $100M) | $7.5M | 11 | 48 | 1 | 09/02/2026 | ☆ | |
| 26103 | Grinstead Wealth Management, Llc CRD 334096 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $7.5M | 26 | 92 | 1 | 03/10/2026 | ☆ |
| 26104 | Blue Mountain Financial Planning, Llc CRD 315830 | Wealth Manager · Boutique (under $100M) | $7.5M | 7 | 38 | 1 | 03/29/2026 | ☆ | |
| 26105 | Drs Financial Partners Llc CRD 311660 | Wealth Manager · Boutique (under $100M) | $7.5M | 12 | 1 | 06/30/2026 | ☆ | ||
| 26106 | Simplify Investments CRD 285556 | Wealth Manager · Boutique (under $100M) | $7.5M | 5 | 5 | 1 | 01/26/2026 | ☆ | |
| 26107 | Megaannum Capital, Llc CRD 171002 | Downingtown, PA | Wealth Manager · Boutique (under $100M) | $7.5M | 28 | 55 | 2 | 03/30/2026 | ☆ |
| 26108 | Impact Financial Life Planning Llc CRD 325805 | Wealth Manager · Boutique (under $100M) | $7.5M | 13 | 1 | 03/19/2026 | ☆ | ||
| 26109 | Dhl Wealth Management Limited Liability Company CRD 325335 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $7.5M | 4 | 53 | 4 | 08/12/2026 | ☆ |
| 26110 | Neyrey, Rene' J. CRD 126578 | Clearwater, FL | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 18 | 18 | 1 | 03/08/2025 | ☆ |
| 26111 | Sun Global Llc CRD 317484 | King Of Prussia, PA | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 19 | 20 | 6 | 08/17/2026 | ☆ |
| 26112 | Odyssey Investments, Corp. CRD 315492 | Ocean City, MD | Wealth Manager · Boutique (under $100M) | $7.4M | 19 | 19 | 2 | 03/30/2026 | ☆ |
| 26113 | Fintelect Am, Llc CRD 324452 | Wealth Manager · Boutique (under $100M) | $7.4M | 72 | 72 | 1 | 02/26/2026 | ☆ | |
| 26114 | Private Client Services Group, Llc CRD 173969 | Wealth Manager · Boutique (under $100M) | $7.4M | 20 | 35 | 1 | 03/04/2026 | ☆ | |
| 26115 | Germana Capital Llc CRD 321214 | Miami, FL | Wealth Manager · Boutique (under $100M) | $7.4M | 16 | 18 | 2 | 03/10/2026 | ☆ |
| 26116 | Access Softek Advisory Services, Llc CRD 299800 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $7.4M | 2,223 | 2,352 | 4 | 02/17/2026 | ☆ |
| 26117 | Patton Hall, Llc CRD 167346 | Wealth Manager · Boutique (under $100M) | $7.4M | 12 | 37 | 1 | 03/28/2025 | ☆ | |
| 26118 | Flexincome Fund Llc CRD 337942 | Westhampton, NY | Wealth Manager · Boutique (under $100M) | $7.4M | 4 | 4 | 1 | 05/20/2026 | ☆ |
| 26119 | Frank Finances Llc CRD 305886 | Wealth Manager · Boutique (under $100M) | $7.4M | 24 | 24 | 1 | 03/20/2026 | ☆ | |
| 26120 | Nn Investment Advisory, Llc CRD 332240 | Wealth Manager · Boutique (under $100M) | $7.4M | 36 | 64 | 1 | 03/03/2026 | ☆ | |
| 26121 | Whale Shark Financial Llc CRD 289002 | Wealth Manager · Boutique (under $100M) | $7.4M | 14 | 55 | 0 | 03/28/2026 | ☆ | |
| 26122 | Centerpoint Financial Management Llc CRD 306065 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $7.4M | 15 | 1 | 08/20/2026 | ☆ | |
| 26123 | Fullguards Financial CRD 325399 | Santa Cruz, CA | Wealth Manager · Boutique (under $100M) | $7.4M | 15 | 33 | 1 | 09/13/2026 | ☆ |
| 26124 | John C. Foti, Dba Experient Portfolio Management CRD 153286 | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 5 | 9 | 1 | 03/06/2026 | ☆ | |
| 26125 | Abraham, Robert Ralph Jr CRD 127627 | Wealth Manager · Boutique (under $100M) | $7.4M | 19 | 19 | 1 | 08/07/2026 | ☆ | |
| 26126 | Grammatical Capital, Llc CRD 324428 | Wealth Manager · Boutique (under $100M) | $7.4M | 12 | 18 | 2 | 03/17/2026 | ☆ | |
| 26127 | Aumakua Capital Management Llc CRD 171791 | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.4M | 10 | 13 | 2 | 03/10/2026 | ☆ | |
| 26128 | Gompert, Myron Rex CRD 153780 | Insurance-Affiliated · Boutique (under $100M) | $7.4M | 15 | 29 | 1 | 03/04/2026 | ☆ | |
| 26129 | Momentum Fintech Llc CRD 292276 | Lisle, IL | Wealth Manager · Boutique (under $100M) | $7.3M | 34 | 41 | 1 | 03/11/2026 | ☆ |
| 26130 | Altimeter Wealth Llc CRD 329420 | Wealth Manager · Boutique (under $100M) | $7.3M | 75 | 75 | 1 | 11/26/2025 | ☆ | |
| 26131 | Coastal Equity Management, Llc CRD 331518 | Pensacola, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $7.3M | 1 | 1 | 2 | 03/23/2026 | ☆ |
| 26132 | Devkota Capital Advisors Llc CRD 292346 | Wealth Manager · Boutique (under $100M) | $7.3M | 20 | 25 | 1 | 02/18/2026 | ☆ | |
| 26133 | Harmony Wealth Llc CRD 314817 | Wealth Manager · Boutique (under $100M) | $7.3M | 37 | 47 | 1 | 03/20/2026 | ☆ | |
| 26134 | Henderson Asset Management, Llc CRD 150876 | Bend, OR | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 21 | 21 | 1 | 03/27/2026 | ☆ |
| 26135 | Pillar Point Wealth Management Llc CRD 336538 | Wealth Manager · Boutique (under $100M) | $7.3M | 5 | 24 | 1 | 08/12/2026 | ☆ | |
| 26136 | Fortis Wealth Management, Llc CRD 322409 | American Fork, UT | Wealth Manager · Boutique (under $100M) | $7.3M | 54 | 54 | 1 | 08/13/2026 | ☆ |
| 26137 | Lewis Berkeley Asset Management CRD 127352 | Wealth Manager · Boutique (under $100M) | $7.3M | 13 | 13 | 2 | 03/22/2024 | ☆ | |
| 26138 | On Keel Capital Llc CRD 311185 | Wealth Manager · Boutique (under $100M) | $7.3M | 3 | 8 | 1 | 05/12/2026 | ☆ | |
| 26139 | The Tiny House Adviser Llc CRD 325670 | Wealth Manager · Boutique (under $100M) | $7.3M | 13 | 49 | 1 | 02/23/2026 | ☆ | |
| 26140 | Level Up Financial Planning, Llc CRD 289967 | Wealth Manager · Boutique (under $100M) | $7.3M | 61 | 90 | 1 | 03/27/2026 | ☆ | |
| 26141 | Pembroke Wealth Management, Llc CRD 281341 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $7.3M | 25 | 23 | 1 | 03/30/2026 | ☆ |
| 26142 | Lakewealth Capital, Llc. CRD 298463 | Wealth Manager · Boutique (under $100M) | $7.3M | 54 | 67 | 1 | 02/18/2026 | ☆ | |
| 26143 | First Fidelity Group Llc CRD 174073 | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 37 | 37 | 1 | 01/14/2026 | ☆ | |
| 26144 | Phase Line Financial Llc CRD 337906 | Wealth Manager · Boutique (under $100M) | $7.3M | 21 | 28 | 1 | 03/30/2026 | ☆ | |
| 26145 | Bdc Investment Advisors, Llc CRD 147627 | Private Fund Manager · Boutique (under $100M) | $7.3M | 1 | 1 | 2 | 03/10/2026 | ☆ | |
| 26146 | Global Autotrading Inc. CRD 143231 | Wealth Manager · Boutique (under $100M) | $7.3M | 113 | 131 | 2 | 09/22/2026 | ☆ | |
| 26147 | Don Brown Investment Advisor, Llc CRD 159741 | Wealth Manager · Boutique (under $100M) | $7.3M | 4 | 4 | 1 | 02/09/2026 | ☆ | |
| 26148 | Legacy Financial Solutions, Inc. CRD 114932 | Manchester, NH | Insurance-Affiliated · Boutique (under $100M) | $7.3M | 49 | 77 | 2 | 03/04/2026 | ☆ |
| 26149 | Options Trading & Education, Llc CRD 142122 | Santa Clarita, CA | Wealth Manager · Boutique (under $100M) | $7.3M | 12 | 27 | 1 | 06/10/2026 | ☆ |
| 26150 | Wuenschell Financial Services Llc CRD 327097 | Wealth Manager · Boutique (under $100M) | $7.3M | 16 | 37 | 1 | 03/17/2026 | ☆ |