Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26101 | Redmont Capital, Llc CRD 298636 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $7.1M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 26102 | Cherrywood Private Capital, Llc CRD 139240 | Wealth Manager · Boutique (under $100M) | $7.1M | 14 | 1 | 03/25/2026 | ☆ | ||
| 26103 | M Stevens Wealth Advisors, Llc CRD 291482 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $7.1M | 37 | 59 | 2 | 03/26/2026 | ☆ |
| 26104 | Zaki Financial Llc CRD 297921 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $7.1M | 42 | 42 | 3 | 03/23/2026 | ☆ |
| 26105 | Fortress Financial Partners Llc CRD 328804 | Florence, KY | Wealth Manager · Boutique (under $100M) | $7.1M | 16 | 36 | 2 | 06/24/2026 | ☆ |
| 26106 | Dejarnatt, Paul Edward CRD 138820 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $7.1M | 5 | 13 | 1 | 03/31/2026 | ☆ |
| 26107 | Live Oak Advisors, Llc CRD 118417 | Wealth Manager · Boutique (under $100M) | $7.1M | 3 | 1 | 03/26/2026 | ☆ | ||
| 26108 | N CRD 315753 | Private Fund Manager · Boutique (under $100M) | $7.1M | 2 | 2 | 2 | 03/11/2025 | ☆ | |
| 26109 | Plan Ahead Advisors, Inc. CRD 168685 | West Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $7.1M | 5 | 11 | 1 | 08/28/2025 | ☆ |
| 26110 | Pj9 K Adivisors Llc CRD 336140 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $7.1M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 26111 | Redgrove Capital Llc. CRD 166142 | Wealth Manager · Boutique (under $100M) | $7.1M | 12 | 18 | 1 | 03/16/2026 | ☆ | |
| 26112 | S12 Group Llc CRD 333997 | Endowment & Foundation Advisor · Boutique (under $100M) | $7.1M | 10 | 10 | 1 | 05/27/2026 | ☆ | |
| 26113 | Priority Financial Advisors, Llc CRD 143405 | Wealth Manager · Boutique (under $100M) | $7.0M | 12 | 153 | 0 | 01/09/2026 | ☆ | |
| 26114 | Scope Wealth Management, Llc CRD 179534 | Wealth Manager · Boutique (under $100M) | $7.0M | 23 | 23 | 2 | 03/11/2026 | ☆ | |
| 26115 | Lipton Capital Management CRD 141767 | Wealth Manager · Boutique (under $100M) | $7.0M | 15 | 15 | 1 | 03/19/2026 | ☆ | |
| 26116 | Savrin Llc CRD 291554 | Wealth Manager · Boutique (under $100M) | $7.0M | 19 | 39 | 1 | 06/01/2026 | ☆ | |
| 26117 | Clairwell Financial Planning Llc CRD 328505 | Wealth Manager · Boutique (under $100M) | $7.0M | 9 | 36 | 1 | 03/30/2026 | ☆ | |
| 26118 | Vitality Planning, Llc CRD 315580 | Wealth Manager · Boutique (under $100M) | $7.0M | 8 | 1 | 03/30/2026 | ☆ | ||
| 26119 | Andrae Financial Services Llc CRD 277134 | Wealth Manager · Boutique (under $100M) | $7.0M | 26 | 38 | 1 | 02/17/2026 | ☆ | |
| 26120 | Garrison Phillips, Llc CRD 136156 | Rye Brook, NY | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 17 | 17 | 1 | 03/30/2026 | ☆ |
| 26121 | Rabkin Advisors Llc CRD 288531 | Wealth Manager · Boutique (under $100M) | $7.0M | 13 | 29 | 1 | 01/04/2026 | ☆ | |
| 26122 | Baker & Company Advisory Group Inc CRD 123671 | Decatur, IL | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 46 | 47 | 1 | 05/23/2024 | ☆ |
| 26123 | Bradley Wealth Group, Llc CRD 337777 | Wealth Manager · Boutique (under $100M) | $7.0M | 25 | 103 | 1 | 05/14/2026 | ☆ | |
| 26124 | Brigham Jr, William H CRD 122667 | Mobile, AL | Wealth Manager · Boutique (under $100M) | $7.0M | 10 | 15 | 1 | 05/16/2025 | ☆ |
| 26125 | Brilliant Financial Advisors Llc CRD 327147 | Wealth Manager · Boutique (under $100M) | $7.0M | 86 | 86 | 1 | 03/12/2026 | ☆ | |
| 26126 | Cgaa Inc CRD 331075 | Hauppauge, NY | Investment Adviser · Boutique (under $100M) | $7.0M | 1 | 1 | 1 | 02/24/2026 | ☆ |
| 26127 | Crockett Wealth Management, Inc. CRD 322684 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 32 | 44 | 1 | 05/18/2026 | ☆ | |
| 26128 | Decca Private Wealth Management, Inc. CRD 328165 | Austin, TX | Wealth Manager · Boutique (under $100M) | $7.0M | 47 | 73 | 3 | 04/06/2026 | ☆ |
| 26129 | Douglas Lee Adams CRD 284971 | High Falls, NY | Wealth Manager · Boutique (under $100M) | $7.0M | 30 | 30 | 1 | 02/24/2020 | ☆ |
| 26130 | Doyle, Stephanie Elizabeth CRD 137067 | Wealth Manager · Boutique (under $100M) | $7.0M | 20 | 42 | 1 | 05/29/2026 | ☆ | |
| 26131 | Dsa Asset Management, Llc CRD 284185 | Wealth Manager · Boutique (under $100M) | $7.0M | 19 | 32 | 1 | 08/26/2020 | ☆ | |
| 26132 | Dupont Wealth Solutions, Llc CRD 152534 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $7.0M | 43 | 43 | 3 | 04/24/2026 | ☆ |
| 26133 | Ententvest Inc. CRD 311563 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 17 | 22 | 1 | 01/30/2026 | ☆ |
| 26134 | Geneva Financial Group Llc CRD 142899 | Wealth Manager · Boutique (under $100M) | $7.0M | 25 | 32 | 1 | 07/09/2025 | ☆ | |
| 26135 | Gold Coast Capital Management, Llc CRD 318822 | Wealth Manager · Boutique (under $100M) | $7.0M | 15 | 19 | 1 | 07/10/2026 | ☆ | |
| 26136 | Gray Lion Capital Llc CRD 338776 | Wealth Manager · Boutique (under $100M) | $7.0M | 5 | 10 | 1 | 06/10/2026 | ☆ | |
| 26137 | Hornsby Asset Management, Llc CRD 170180 | Wealth Manager · Boutique (under $100M) | $7.0M | 41 | 77 | 1 | 05/12/2026 | ☆ | |
| 26138 | Lyon Capital Strategies, Inc. CRD 156349 | Wealth Manager · Boutique (under $100M) | $7.0M | 67 | 67 | 2 | 05/26/2026 | ☆ | |
| 26139 | Mbs Mantra, Llc CRD 173533 | Wealth Manager · Boutique (under $100M) | $7.0M | 9 | 9 | 1 | 04/29/2026 | ☆ | |
| 26140 | Michie, Douglas Charles CRD 154280 | Ventura, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 17 | 20 | 1 | 03/31/2026 | ☆ |
| 26141 | Premier Investment Management, Llc CRD 318217 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 40 | 40 | 1 | 03/28/2026 | ☆ | |
| 26142 | S.Mart Advising Inc CRD 310330 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $7.0M | 28 | 28 | 1 | 02/19/2026 | ☆ |
| 26143 | Smith Advisory, Llc CRD 281663 | Wealth Manager · Boutique (under $100M) | $7.0M | 4 | 1 | 03/02/2026 | ☆ | ||
| 26144 | Strategic Finance & Management, Llc CRD 171894 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 20 | 20 | 1 | 01/07/2026 | ☆ | |
| 26145 | Wescal Wealth Llc CRD 335449 | Wealth Manager · Boutique (under $100M) | $7.0M | 3 | 2 | 2 | 03/24/2026 | ☆ | |
| 26146 | Whiting, Van Robert CRD 155391 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 6 | 1 | 03/06/2026 | ☆ | |
| 26147 | Freemind Financial Advisory Inc. CRD 329741 | Wealth Manager · Boutique (under $100M) | $7.0M | 16 | 32 | 1 | 07/31/2026 | ☆ | |
| 26148 | Eagle Tax Planning & Advisory Group.Llc CRD 124875 | Ozone Park, NY | Wealth Manager · Boutique (under $100M) | $7.0M | 81 | 81 | 1 | 03/09/2026 | ☆ |
| 26149 | Spotlight Investment Llc CRD 304750 | Wealth Manager · Boutique (under $100M) | $7.0M | 22 | 22 | 1 | 01/08/2026 | ☆ | |
| 26150 | Washington Securities Corporation CRD 46213 | Chevy Chase, MD | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $7.0M | 8 | 8 | 10 | 03/17/2022 | ☆ |