Investment advisers
44,621 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26151 | Oh Cap Asset Management Llc CRD 330600 | Wealth Manager · Boutique (under $100M) | $7.0M | 7 | 7 | 1 | 05/14/2026 | ☆ | |
| 26152 | Live, Learn, Grow Wealth Management, Llc CRD 289348 | Diamond Bar, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 11 | 14 | 1 | 06/16/2026 | ☆ |
| 26153 | One Under Wealth Management, Llc CRD 323568 | Wealth Manager · Boutique (under $100M) | $6.9M | 19 | 1 | 03/18/2026 | ☆ | ||
| 26154 | Value Rotation Strategies Llc CRD 306500 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $6.9M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 26155 | Solomon Investment Group, Inc. CRD 144575 | Insurance-Affiliated · Boutique (under $100M) | $6.9M | 58 | 119 | 1 | 02/25/2026 | ☆ | |
| 26156 | Noble Advisors, Llc CRD 149796 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 17 | 24 | 1 | 08/21/2023 | ☆ |
| 26157 | N CRD 306516 | Institutional / Pension Advisor · Boutique (under $100M) | $6.9M | 1 | 1 | 4 | 03/21/2025 | ☆ | |
| 26158 | Legion Capital Management, Llc CRD 322476 | Ellensburg, WA | Wealth Manager · Boutique (under $100M) | $6.9M | 24 | 28 | 2 | 04/13/2026 | ☆ |
| 26159 | 80 West Asset Management, Llc CRD 330401 | Wealth Manager · Boutique (under $100M) | $6.9M | 20 | 33 | 1 | 01/30/2026 | ☆ | |
| 26160 | Hypatia Capital Management Llc CRD 311411 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.9M | 1 | 1 | 2 | 03/06/2026 | ☆ |
| 26161 | Johnson Investment Partners, Llc CRD 142161 | Wealth Manager · Boutique (under $100M) | $6.9M | 39 | 38 | 1 | 03/13/2026 | ☆ | |
| 26162 | Hscore Advisors Llc CRD 330589 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 20 | 21 | 3 | 04/16/2026 | ☆ |
| 26163 | Mgc Capital, Llc CRD 323638 | Wealth Manager · Boutique (under $100M) | $6.9M | 22 | 21 | 1 | 08/12/2026 | ☆ | |
| 26164 | Beckham Financial, Llc CRD 331633 | Wealth Manager · Boutique (under $100M) | $6.9M | 13 | 27 | 1 | 03/30/2026 | ☆ | |
| 26165 | Wilson David Corporation CRD 172841 | Aiken, SC | Wealth Manager · Boutique (under $100M) | $6.9M | 14 | 18 | 2 | 02/19/2026 | ☆ |
| 26166 | Alexander D Cohen Investments, Llc CRD 170548 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 22 | 39 | 2 | 03/27/2026 | ☆ |
| 26167 | Black Diamond Investment Group,Inc. CRD 122917 | Kalamazoo, MI | Wealth Manager · Boutique (under $100M) | $6.9M | 32 | 32 | 1 | 01/22/2026 | ☆ |
| 26168 | Firstgen Wealth Llc CRD 319368 | Wealth Manager · Boutique (under $100M) | $6.9M | 21 | 80 | 1 | 04/14/2026 | ☆ | |
| 26169 | Wellspring Capital Group, Ltd. CRD 152400 | Wealth Manager · Boutique (under $100M) | $6.9M | 37 | 64 | 1 | 02/19/2025 | ☆ | |
| 26170 | Kingdom Financial, Llc CRD 328544 | South Bend, IN | Wealth Manager · Boutique (under $100M) | $6.9M | 23 | 1 | 03/13/2026 | ☆ | |
| 26171 | Retired Capital Llc CRD 313809 | Wealth Manager · Boutique (under $100M) | $6.9M | 117 | 117 | 1 | 03/05/2026 | ☆ | |
| 26172 | Outerlands Capital Management, Llc CRD 327602 | New York, NY | Investment Adviser · Boutique (under $100M) | $6.9M | 4 | 6 | 6 | 03/31/2026 | ☆ |
| 26173 | Gnrfunds Llc CRD 313395 | Wealth Manager · Boutique (under $100M) | $6.9M | 15 | 23 | 1 | 03/26/2026 | ☆ | |
| 26174 | Sound Capital Llc CRD 300582 | Wealth Manager · Boutique (under $100M) | $6.9M | 42 | 66 | 1 | 01/05/2026 | ☆ | |
| 26175 | Caltier Advisors, Llc CRD 317263 | Poway, CA | Wealth Manager · Boutique (under $100M) | $6.9M | 2,304 | 2,304 | 3 | 10/20/2025 | ☆ |
| 26176 | Brucker Wealth Llc CRD 335781 | Wealth Manager · Boutique (under $100M) | $6.9M | 11 | 47 | 1 | 03/27/2026 | ☆ | |
| 26177 | Inspire Capital Management Llc CRD 126771 | Wealth Manager · Boutique (under $100M) | $6.9M | 24 | 58 | 1 | 03/30/2026 | ☆ | |
| 26178 | Tammy Goodman Financial, Llc CRD 300979 | Wealth Manager · Boutique (under $100M) | $6.9M | 8 | 21 | 1 | 03/13/2026 | ☆ | |
| 26179 | Kingfisher Capital Management Llc CRD 324155 | Wealth Manager · Boutique (under $100M) | $6.9M | 4 | 11 | 1 | 02/02/2026 | ☆ | |
| 26180 | Shepherd Advisor Llc CRD 328734 | Institutional / Pension Advisor · Boutique (under $100M) | $6.9M | 6 | 7 | 1 | 03/10/2026 | ☆ | |
| 26181 | Bonsai Financial Services, Llc CRD 292432 | Wealth Manager · Boutique (under $100M) | $6.8M | 62 | 89 | 2 | 09/21/2023 | ☆ | |
| 26182 | Pocket Project Llc CRD 310651 | Wealth Manager · Boutique (under $100M) | $6.8M | 35 | 101 | 1 | 02/12/2026 | ☆ | |
| 26183 | Nubian Square Investment Advisors, Llc CRD 315955 | Brookline, MA | Insurance-Affiliated · Boutique (under $100M) | $6.8M | 26 | 37 | 5 | 02/04/2026 | ☆ |
| 26184 | Gaines Capital Management Llc CRD 335414 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $6.8M | 27 | 45 | 1 | 03/18/2026 | ☆ |
| 26185 | Emerging Oaks Capital Llc CRD 306759 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 8 | 1 | 03/18/2026 | ☆ | |
| 26186 | Balcony Partners, Llc CRD 157426 | East Hampton, NY | Wealth Manager · Boutique (under $100M) | $6.8M | 1 | 2 | 03/27/2026 | ☆ | |
| 26187 | Retirement And Investment Solutions, Llc CRD 331575 | Institutional / Pension Advisor · Boutique (under $100M) | $6.8M | 17 | 28 | 1 | 04/03/2026 | ☆ | |
| 26188 | Delta Capital Management, Inc. CRD 164736 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $6.8M | 24 | 24 | 2 | 03/23/2026 | ☆ |
| 26189 | Noble Investors Llc CRD 325722 | Fredericksburg, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 2 | 13 | 1 | 03/18/2026 | ☆ |
| 26190 | Axxes Advisors I Llc CRD 332460 | Coral Gables, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.8M | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 26191 | Luna Investment Services Inc. CRD 113474 | Wealth Manager · Boutique (under $100M) | $6.8M | 21 | 21 | 1 | 06/11/2026 | ☆ | |
| 26192 | Trust Alliance Wealth Partners Llc CRD 318514 | Wealth Manager · Boutique (under $100M) | $6.8M | 5 | 6 | 1 | 04/02/2026 | ☆ | |
| 26193 | Cgi Investment Advisers Llc CRD 147655 | Altamonte Springs, FL | Wealth Manager · Boutique (under $100M) | $6.8M | 19 | 19 | 1 | 03/30/2026 | ☆ |
| 26194 | Terrell Advisors, Llc CRD 313984 | Windsor Heights, IA | Wealth Manager · Boutique (under $100M) | $6.8M | 9 | 22 | 1 | 02/18/2026 | ☆ |
| 26195 | Sherman Financial & Wealth Management Llc CRD 290219 | Daniel Island, SC | Wealth Manager · Boutique (under $100M) | $6.8M | 29 | 19 | 1 | 03/31/2026 | ☆ |
| 26196 | Balfour Capital, Llc CRD 285590 | Wealth Manager · Boutique (under $100M) | $6.8M | 18 | 29 | 1 | 03/03/2026 | ☆ | |
| 26197 | Freedom Formula Wealth Management Llc CRD 340258 | Wealth Manager · Boutique (under $100M) | $6.8M | 32 | 32 | 2 | 08/05/2026 | ☆ | |
| 26198 | Fit Financial Consulting Llc CRD 173028 | Wealth Manager · Boutique (under $100M) | $6.8M | 40 | 87 | 1 | 07/17/2026 | ☆ | |
| 26199 | Stone Oak Capital, Llc CRD 289105 | Wealth Manager · Boutique (under $100M) | $6.8M | 11 | 16 | 1 | 03/30/2026 | ☆ | |
| 26200 | Thoughtful Financial Planning, Llc CRD 171525 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $6.8M | 20 | 81 | 1 | 03/31/2026 | ☆ |