Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26201 | J.P. Aubry Wealth Advisors, Llc CRD 322467 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $7.1M | 56 | 56 | 1 | 09/03/2026 | ☆ |
| 26202 | Bemrose Consulting, Llc CRD 336784 | Wealth Manager · Boutique (under $100M) | $7.1M | 11 | 1 | 03/30/2026 | ☆ | ||
| 26203 | David Lewis Karp CRD 141477 | Wealth Manager · Boutique (under $100M) | $7.1M | 17 | 34 | 1 | 05/08/2026 | ☆ | |
| 26204 | Synthesis Capital Group Llc CRD 312144 | Wealth Manager · Boutique (under $100M) | $7.1M | 47 | 76 | 2 | 09/21/2026 | ☆ | |
| 26205 | Redmont Capital, Llc CRD 298636 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $7.1M | 1 | 1 | 4 | 03/30/2026 | ☆ |
| 26206 | Mende Financial Council, Inc. CRD 335136 | Wealth Manager · Boutique (under $100M) | $7.1M | 14 | 14 | 1 | 09/02/2026 | ☆ | |
| 26207 | Cherrywood Private Capital, Llc CRD 139240 | Wealth Manager · Boutique (under $100M) | $7.1M | 14 | 1 | 03/25/2026 | ☆ | ||
| 26208 | M Stevens Wealth Advisors, Llc CRD 291482 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $7.1M | 37 | 59 | 2 | 03/26/2026 | ☆ |
| 26209 | Zaki Financial Llc CRD 297921 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $7.1M | 42 | 42 | 3 | 03/23/2026 | ☆ |
| 26210 | Fortress Financial Partners Llc CRD 328804 | Florence, KY | Wealth Manager · Boutique (under $100M) | $7.1M | 16 | 36 | 2 | 06/24/2026 | ☆ |
| 26211 | Dejarnatt, Paul Edward CRD 138820 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $7.1M | 5 | 13 | 1 | 03/31/2026 | ☆ |
| 26212 | Live Oak Advisors, Llc CRD 118417 | Wealth Manager · Boutique (under $100M) | $7.1M | 3 | 1 | 03/26/2026 | ☆ | ||
| 26213 | N CRD 315753 | Private Fund Manager · Boutique (under $100M) | $7.1M | 2 | 2 | 2 | 03/11/2025 | ☆ | |
| 26214 | Plan Ahead Advisors, Inc. CRD 168685 | West Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $7.1M | 5 | 11 | 1 | 08/28/2025 | ☆ |
| 26215 | Pj9 K Adivisors Llc CRD 336140 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $7.1M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 26216 | Redgrove Capital Llc. CRD 166142 | Wealth Manager · Boutique (under $100M) | $7.1M | 12 | 18 | 1 | 03/16/2026 | ☆ | |
| 26217 | S12 Group Llc CRD 333997 | Endowment & Foundation Advisor · Boutique (under $100M) | $7.1M | 10 | 10 | 1 | 05/27/2026 | ☆ | |
| 26218 | Sar Services, Inc. CRD 113579 | Wealth Manager · Boutique (under $100M) | $7.0M | 39 | 39 | 1 | 08/19/2026 | ☆ | |
| 26219 | Priority Financial Advisors, Llc CRD 143405 | Wealth Manager · Boutique (under $100M) | $7.0M | 12 | 153 | 0 | 01/09/2026 | ☆ | |
| 26220 | Scope Wealth Management, Llc CRD 179534 | Wealth Manager · Boutique (under $100M) | $7.0M | 23 | 23 | 2 | 03/11/2026 | ☆ | |
| 26221 | Lipton Capital Management CRD 141767 | Wealth Manager · Boutique (under $100M) | $7.0M | 15 | 15 | 1 | 03/19/2026 | ☆ | |
| 26222 | Savrin Llc CRD 291554 | Wealth Manager · Boutique (under $100M) | $7.0M | 19 | 39 | 1 | 06/01/2026 | ☆ | |
| 26223 | Clairwell Financial Planning Llc CRD 328505 | Wealth Manager · Boutique (under $100M) | $7.0M | 9 | 36 | 1 | 03/30/2026 | ☆ | |
| 26224 | Vitality Planning, Llc CRD 315580 | Wealth Manager · Boutique (under $100M) | $7.0M | 8 | 1 | 03/30/2026 | ☆ | ||
| 26225 | Andrae Financial Services Llc CRD 277134 | Wealth Manager · Boutique (under $100M) | $7.0M | 26 | 38 | 1 | 02/17/2026 | ☆ | |
| 26226 | Garrison Phillips, Llc CRD 136156 | Rye Brook, NY | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 17 | 17 | 1 | 03/30/2026 | ☆ |
| 26227 | Rabkin Advisors Llc CRD 288531 | Wealth Manager · Boutique (under $100M) | $7.0M | 13 | 29 | 1 | 01/04/2026 | ☆ | |
| 26228 | Alphavista Asset Management Llc CRD 329866 | Wealth Manager · Boutique (under $100M) | $7.0M | 4 | 4 | 1 | 09/02/2026 | ☆ | |
| 26229 | Baker & Company Advisory Group Inc CRD 123671 | Decatur, IL | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 46 | 47 | 1 | 05/23/2024 | ☆ |
| 26230 | Bradley Wealth Group, Llc CRD 337777 | Wealth Manager · Boutique (under $100M) | $7.0M | 25 | 103 | 1 | 05/14/2026 | ☆ | |
| 26231 | Brigham Jr, William H CRD 122667 | Mobile, AL | Wealth Manager · Boutique (under $100M) | $7.0M | 10 | 15 | 1 | 05/16/2025 | ☆ |
| 26232 | Brilliant Financial Advisors Llc CRD 327147 | Wealth Manager · Boutique (under $100M) | $7.0M | 86 | 86 | 1 | 03/12/2026 | ☆ | |
| 26233 | Cgaa Inc CRD 331075 | Hauppauge, NY | Investment Adviser · Boutique (under $100M) | $7.0M | 1 | 1 | 1 | 02/24/2026 | ☆ |
| 26234 | Crockett Wealth Management, Inc. CRD 322684 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 32 | 44 | 1 | 05/18/2026 | ☆ | |
| 26235 | Decca Private Wealth Management, Inc. CRD 328165 | Austin, TX | Wealth Manager · Boutique (under $100M) | $7.0M | 47 | 73 | 3 | 04/06/2026 | ☆ |
| 26236 | Douglas Lee Adams CRD 284971 | High Falls, NY | Wealth Manager · Boutique (under $100M) | $7.0M | 30 | 30 | 1 | 02/24/2020 | ☆ |
| 26237 | Doyle, Stephanie Elizabeth CRD 137067 | Wealth Manager · Boutique (under $100M) | $7.0M | 20 | 42 | 1 | 05/29/2026 | ☆ | |
| 26238 | Dsa Asset Management, Llc CRD 284185 | Wealth Manager · Boutique (under $100M) | $7.0M | 19 | 32 | 1 | 08/26/2020 | ☆ | |
| 26239 | Dupont Wealth Solutions, Llc CRD 152534 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $7.0M | 43 | 43 | 3 | 04/24/2026 | ☆ |
| 26240 | Ententvest Inc. CRD 311563 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 17 | 22 | 1 | 01/30/2026 | ☆ |
| 26241 | Geneva Financial Group Llc CRD 142899 | Wealth Manager · Boutique (under $100M) | $7.0M | 25 | 32 | 1 | 07/09/2025 | ☆ | |
| 26242 | Gold Coast Capital Management, Llc CRD 318822 | Wealth Manager · Boutique (under $100M) | $7.0M | 15 | 19 | 1 | 07/10/2026 | ☆ | |
| 26243 | Gray Lion Capital Llc CRD 338776 | Wealth Manager · Boutique (under $100M) | $7.0M | 5 | 10 | 1 | 06/10/2026 | ☆ | |
| 26244 | Lion's Eye Wealth Llc CRD 321669 | Wealth Manager · Boutique (under $100M) | $7.0M | 6 | 14 | 1 | 09/02/2026 | ☆ | |
| 26245 | Lyon Capital Strategies, Inc. CRD 156349 | Wealth Manager · Boutique (under $100M) | $7.0M | 67 | 67 | 2 | 05/26/2026 | ☆ | |
| 26246 | Mbs Mantra, Llc CRD 173533 | Wealth Manager · Boutique (under $100M) | $7.0M | 9 | 9 | 1 | 04/29/2026 | ☆ | |
| 26247 | Michie, Douglas Charles CRD 154280 | Ventura, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 17 | 20 | 1 | 03/31/2026 | ☆ |
| 26248 | Premier Investment Management, Llc CRD 318217 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 40 | 40 | 1 | 03/28/2026 | ☆ | |
| 26249 | S.Mart Advising Inc CRD 310330 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $7.0M | 28 | 28 | 1 | 02/19/2026 | ☆ |
| 26250 | Smith Advisory, Llc CRD 281663 | Wealth Manager · Boutique (under $100M) | $7.0M | 4 | 1 | 03/02/2026 | ☆ |