Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26251 | Strategic Finance & Management, Llc CRD 171894 | Insurance-Affiliated · Boutique (under $100M) | $7.0M | 20 | 20 | 1 | 01/07/2026 | ☆ | |
| 26252 | Wescal Wealth Llc CRD 335449 | Wealth Manager · Boutique (under $100M) | $7.0M | 3 | 2 | 2 | 03/24/2026 | ☆ | |
| 26253 | Whiting, Van Robert CRD 155391 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 6 | 1 | 03/06/2026 | ☆ | |
| 26254 | Freemind Financial Advisory Inc. CRD 329741 | Wealth Manager · Boutique (under $100M) | $7.0M | 16 | 32 | 1 | 07/31/2026 | ☆ | |
| 26255 | Eagle Tax Planning & Advisory Group.Llc CRD 124875 | Ozone Park, NY | Wealth Manager · Boutique (under $100M) | $7.0M | 81 | 81 | 1 | 03/09/2026 | ☆ |
| 26256 | Spotlight Investment Llc CRD 304750 | Wealth Manager · Boutique (under $100M) | $7.0M | 22 | 22 | 1 | 01/08/2026 | ☆ | |
| 26257 | Washington Securities Corporation CRD 46213 | Chevy Chase, MD | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $7.0M | 8 | 8 | 10 | 03/17/2022 | ☆ |
| 26258 | Oh Cap Asset Management Llc CRD 330600 | Wealth Manager · Boutique (under $100M) | $7.0M | 7 | 7 | 1 | 05/14/2026 | ☆ | |
| 26259 | Live, Learn, Grow Wealth Management, Llc CRD 289348 | Diamond Bar, CA | Wealth Manager · Boutique (under $100M) | $7.0M | 11 | 14 | 1 | 06/16/2026 | ☆ |
| 26260 | One Under Wealth Management, Llc CRD 323568 | Wealth Manager · Boutique (under $100M) | $6.9M | 19 | 1 | 03/18/2026 | ☆ | ||
| 26261 | Value Rotation Strategies Llc CRD 306500 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $6.9M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 26262 | Solomon Investment Group, Inc. CRD 144575 | Insurance-Affiliated · Boutique (under $100M) | $6.9M | 58 | 119 | 1 | 02/25/2026 | ☆ | |
| 26263 | Noble Advisors, Llc CRD 149796 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 17 | 24 | 1 | 08/21/2023 | ☆ |
| 26264 | N CRD 306516 | Institutional / Pension Advisor · Boutique (under $100M) | $6.9M | 1 | 1 | 4 | 03/21/2025 | ☆ | |
| 26265 | Legion Capital Management, Llc CRD 322476 | Ellensburg, WA | Wealth Manager · Boutique (under $100M) | $6.9M | 24 | 28 | 2 | 04/13/2026 | ☆ |
| 26266 | 80 West Asset Management, Llc CRD 330401 | Wealth Manager · Boutique (under $100M) | $6.9M | 20 | 33 | 1 | 01/30/2026 | ☆ | |
| 26267 | Hypatia Capital Management Llc CRD 311411 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.9M | 1 | 1 | 2 | 03/06/2026 | ☆ |
| 26268 | Johnson Investment Partners, Llc CRD 142161 | Wealth Manager · Boutique (under $100M) | $6.9M | 39 | 38 | 1 | 03/13/2026 | ☆ | |
| 26269 | Hscore Advisors Llc CRD 330589 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 20 | 21 | 3 | 04/16/2026 | ☆ |
| 26270 | Mgc Capital, Llc CRD 323638 | Wealth Manager · Boutique (under $100M) | $6.9M | 22 | 21 | 1 | 08/12/2026 | ☆ | |
| 26271 | Beckham Financial, Llc CRD 331633 | Wealth Manager · Boutique (under $100M) | $6.9M | 13 | 27 | 1 | 03/30/2026 | ☆ | |
| 26272 | Wilson David Corporation CRD 172841 | Aiken, SC | Wealth Manager · Boutique (under $100M) | $6.9M | 14 | 18 | 2 | 02/19/2026 | ☆ |
| 26273 | Alexander D Cohen Investments, Llc CRD 170548 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $6.9M | 22 | 39 | 2 | 03/27/2026 | ☆ |
| 26274 | Black Diamond Investment Group,Inc. CRD 122917 | Kalamazoo, MI | Wealth Manager · Boutique (under $100M) | $6.9M | 32 | 32 | 1 | 01/22/2026 | ☆ |
| 26275 | Firstgen Wealth Llc CRD 319368 | Wealth Manager · Boutique (under $100M) | $6.9M | 21 | 80 | 1 | 04/14/2026 | ☆ | |
| 26276 | Wellspring Capital Group, Ltd. CRD 152400 | Wealth Manager · Boutique (under $100M) | $6.9M | 37 | 64 | 1 | 02/19/2025 | ☆ | |
| 26277 | Kingdom Financial, Llc CRD 328544 | South Bend, IN | Wealth Manager · Boutique (under $100M) | $6.9M | 23 | 1 | 03/13/2026 | ☆ | |
| 26278 | Retired Capital Llc CRD 313809 | Wealth Manager · Boutique (under $100M) | $6.9M | 117 | 117 | 1 | 03/05/2026 | ☆ | |
| 26279 | Outerlands Capital Management, Llc CRD 327602 | New York, NY | Investment Adviser · Boutique (under $100M) | $6.9M | 4 | 6 | 6 | 03/31/2026 | ☆ |
| 26280 | Gnrfunds Llc CRD 313395 | Wealth Manager · Boutique (under $100M) | $6.9M | 15 | 23 | 1 | 03/26/2026 | ☆ | |
| 26281 | Sound Capital Llc CRD 300582 | Wealth Manager · Boutique (under $100M) | $6.9M | 42 | 66 | 1 | 01/05/2026 | ☆ | |
| 26282 | Caltier Advisors, Llc CRD 317263 | Poway, CA | Wealth Manager · Boutique (under $100M) | $6.9M | 2,304 | 2,304 | 3 | 10/20/2025 | ☆ |
| 26283 | Brucker Wealth Llc CRD 335781 | Wealth Manager · Boutique (under $100M) | $6.9M | 11 | 47 | 1 | 03/27/2026 | ☆ | |
| 26284 | Inspire Capital Management Llc CRD 126771 | Wealth Manager · Boutique (under $100M) | $6.9M | 24 | 58 | 1 | 03/30/2026 | ☆ | |
| 26285 | Tammy Goodman Financial, Llc CRD 300979 | Wealth Manager · Boutique (under $100M) | $6.9M | 8 | 21 | 1 | 03/13/2026 | ☆ | |
| 26286 | Kingfisher Capital Management Llc CRD 324155 | Wealth Manager · Boutique (under $100M) | $6.9M | 4 | 11 | 1 | 02/02/2026 | ☆ | |
| 26287 | Shepherd Advisor Llc CRD 328734 | Institutional / Pension Advisor · Boutique (under $100M) | $6.9M | 6 | 7 | 1 | 03/10/2026 | ☆ | |
| 26288 | Bonsai Financial Services, Llc CRD 292432 | Wealth Manager · Boutique (under $100M) | $6.8M | 62 | 89 | 2 | 09/21/2023 | ☆ | |
| 26289 | Hk Funds, Llc CRD 338583 | Wealth Manager · Boutique (under $100M) | $6.8M | 21 | 51 | 2 | 08/28/2026 | ☆ | |
| 26290 | Pocket Project Llc CRD 310651 | Wealth Manager · Boutique (under $100M) | $6.8M | 35 | 101 | 1 | 02/12/2026 | ☆ | |
| 26291 | Gaines Capital Management Llc CRD 335414 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $6.8M | 27 | 45 | 1 | 03/18/2026 | ☆ |
| 26292 | Emerging Oaks Capital Llc CRD 306759 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 8 | 1 | 03/18/2026 | ☆ | |
| 26293 | Balcony Partners, Llc CRD 157426 | East Hampton, NY | Wealth Manager · Boutique (under $100M) | $6.8M | 1 | 2 | 03/27/2026 | ☆ | |
| 26294 | Retirement And Investment Solutions, Llc CRD 331575 | Institutional / Pension Advisor · Boutique (under $100M) | $6.8M | 17 | 28 | 1 | 10/02/2026 | ☆ | |
| 26295 | Delta Capital Management, Inc. CRD 164736 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $6.8M | 24 | 24 | 2 | 03/23/2026 | ☆ |
| 26296 | Noble Investors Llc CRD 325722 | Fredericksburg, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 2 | 13 | 1 | 03/18/2026 | ☆ |
| 26297 | Axxes Advisors I Llc CRD 332460 | Coral Gables, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.8M | 1 | 1 | 10 | 09/23/2026 | ☆ |
| 26298 | Luna Investment Services Inc. CRD 113474 | Wealth Manager · Boutique (under $100M) | $6.8M | 21 | 21 | 1 | 06/11/2026 | ☆ | |
| 26299 | Trust Alliance Wealth Partners Llc CRD 318514 | Wealth Manager · Boutique (under $100M) | $6.8M | 5 | 6 | 1 | 04/02/2026 | ☆ | |
| 26300 | Cgi Investment Advisers Llc CRD 147655 | Altamonte Springs, FL | Wealth Manager · Boutique (under $100M) | $6.8M | 19 | 19 | 1 | 03/30/2026 | ☆ |