Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26801 | Edwards, Daniel Lee CRD 286259 | Wealth Manager · Boutique (under $100M) | $5.3M | 5 | 5 | 1 | 02/06/2026 | ☆ | |
| 26802 | Great Lakes Retirement Planning, Llc CRD 290434 | Cleveland, OH | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 66 | 66 | 2 | 10/02/2026 | ☆ |
| 26803 | Baucom Wealth Management Llc CRD 332763 | Victoria, TX | Wealth Manager · Boutique (under $100M) | $5.3M | 20 | 55 | 3 | 09/18/2026 | ☆ |
| 26804 | Beckmann & Company, Llc CRD 329965 | Wealth Manager · Boutique (under $100M) | $5.3M | 27 | 67 | 1 | 07/20/2026 | ☆ | |
| 26805 | Designed Wealth Usa Ltd. CRD 337487 | Wealth Manager · Boutique (under $100M) | $5.3M | 11 | 18 | 10 | 08/20/2026 | ☆ | |
| 26806 | Merrell Brothers, Llc CRD 165148 | Wealth Manager · Boutique (under $100M) | $5.3M | 26 | 32 | 1 | 04/11/2026 | ☆ | |
| 26807 | Black Dog Financial Planning Llc CRD 307369 | Wealth Manager · Boutique (under $100M) | $5.3M | 24 | 28 | 1 | 03/31/2026 | ☆ | |
| 26808 | Windmills Capital Inc. CRD 149805 | Wealth Manager · Boutique (under $100M) | $5.3M | 13 | 15 | 4 | 07/14/2026 | ☆ | |
| 26809 | Jk Financial Planning,Inc. CRD 145146 | Wealth Manager · Boutique (under $100M) | $5.3M | 12 | 1 | 03/21/2026 | ☆ | ||
| 26810 | Gjw Investment Adviser Llc CRD 135511 | Medina, OH | Wealth Manager · Boutique (under $100M) | $5.3M | 19 | 19 | 1 | 02/13/2026 | ☆ |
| 26811 | Woolly Mammoth, Llc CRD 338779 | Wealth Manager · Boutique (under $100M) | $5.3M | 2 | 2 | 1 | 02/04/2026 | ☆ | |
| 26812 | Zephyr Investment Advisers Llc CRD 331521 | Wealth Manager · Boutique (under $100M) | $5.3M | 67 | 104 | 1 | 02/04/2026 | ☆ | |
| 26813 | Be Water Investments Llc CRD 315634 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 10 | 29 | 1 | 09/30/2026 | ☆ | |
| 26814 | Carey S. Roebuck Financial Services, Llc CRD 280029 | Wealth Manager · Boutique (under $100M) | $5.2M | 29 | 29 | 1 | 03/30/2026 | ☆ | |
| 26815 | Meridian Venture Partners, Inc CRD 332975 | Wealth Manager · Boutique (under $100M) | $5.2M | 80 | 80 | 3 | 03/27/2026 | ☆ | |
| 26816 | C. Silk & Sons, Inc. CRD 156030 | Wealth Manager · Boutique (under $100M) | $5.2M | 55 | 63 | 1 | 03/13/2026 | ☆ | |
| 26817 | Addison Asset Management, Llc CRD 153485 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 15 | 1 | 03/05/2026 | ☆ | |
| 26818 | Shanzer, Herbert Martin CRD 124452 | Wealth Manager · Boutique (under $100M) | $5.2M | 3 | 2 | 1 | 01/18/2026 | ☆ | |
| 26819 | Alphaai Capital Management Llc CRD 316128 | Wealth Manager · Boutique (under $100M) | $5.2M | 205 | 205 | 1 | 02/23/2026 | ☆ | |
| 26820 | Kuns, Timothy Neil CRD 136441 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 18 | 1 | 03/30/2026 | ☆ | |
| 26821 | Familyroot Wealth Advisors, Llc CRD 338085 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 27 | 1 | 02/24/2026 | ☆ | |
| 26822 | Goldberg, Fred CRD 170150 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 11 | 1 | 04/29/2025 | ☆ | |
| 26823 | Dream Financial Planning Llc CRD 304086 | Herndon, VA | Wealth Manager · Boutique (under $100M) | $5.2M | 20 | 44 | 1 | 03/31/2026 | ☆ |
| 26824 | Elephant Investment Group Management, Llc CRD 292616 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $5.2M | 42 | 42 | 1 | 04/23/2024 | ☆ |
| 26825 | Lbh Wealth Advisors, Llc CRD 326458 | Wealth Manager · Boutique (under $100M) | $5.2M | 30 | 30 | 1 | 01/08/2025 | ☆ | |
| 26826 | Rl Wright & Associates, Llc CRD 171032 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 11 | 2 | 03/03/2026 | ☆ |
| 26827 | Wanderwealth Inc. CRD 141509 | Wealth Manager · Boutique (under $100M) | $5.2M | 13 | 20 | 1 | 09/16/2026 | ☆ | |
| 26828 | 361 Financial Planning, Inc. CRD 283581 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $5.2M | 23 | 34 | 1 | 07/27/2026 | ☆ |
| 26829 | Orr Financial, Llc CRD 139553 | Wealth Manager · Boutique (under $100M) | $5.2M | 14 | 23 | 1 | 02/04/2026 | ☆ | |
| 26830 | Trane Capital, Llc CRD 166255 | Wealth Manager · Boutique (under $100M) | $5.2M | 10 | 19 | 1 | 05/13/2026 | ☆ | |
| 26831 | Cade Wealth Management Llc CRD 320796 | Institutional / Pension Advisor · Boutique (under $100M) | $5.2M | 18 | 16 | 1 | 01/07/2026 | ☆ | |
| 26832 | Abundance Advisors, Inc. CRD 135647 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 33 | 0 | 08/28/2014 | ☆ | ||
| 26833 | Nrw Asset Management, Inc. CRD 144190 | Wealth Manager · Boutique (under $100M) | $5.2M | 28 | 20 | 1 | 05/01/2026 | ☆ | |
| 26834 | Joseph C. Kelly & Associates, Inc. CRD 129279 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 35 | 1 | 10/12/2012 | ☆ | ||
| 26835 | Global Wealth Harbor Llc CRD 315907 | Wealth Manager · Boutique (under $100M) | $5.2M | 19 | 29 | 1 | 03/23/2026 | ☆ | |
| 26836 | Schieferle, Cole CRD 168521 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $5.2M | 14 | 29 | 1 | 01/02/2026 | ☆ | |
| 26837 | Yeti Wealth Management Group, Llc CRD 338425 | Highlands Ranch, CO | Wealth Manager · Boutique (under $100M) | $5.2M | 12 | 28 | 1 | 09/13/2026 | ☆ |
| 26838 | Poulos, Ernest, D. CRD 142598 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 12 | 1 | 03/29/2026 | ☆ | |
| 26839 | Bpd Wealth Management Llc CRD 147806 | Wealth Manager · Boutique (under $100M) | $5.2M | 8 | 8 | 1 | 07/24/2025 | ☆ | |
| 26840 | Wangerin, James C CRD 284491 | Deer Lodge, MT | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 61 | 61 | 1 | 02/06/2026 | ☆ |
| 26841 | Mason Wealth Strategies, Llc CRD 308456 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 21 | 1 | 03/02/2026 | ☆ | |
| 26842 | Confluent Asset Management Llc CRD 323760 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $5.1M | 29 | 29 | 3 | 08/10/2026 | ☆ |
| 26843 | Ogden Asset Management, Llc CRD 132419 | Wealth Manager · Boutique (under $100M) | $5.1M | 4 | 8 | 1 | 06/09/2026 | ☆ | |
| 26844 | Tcg Strategic Income Advisor Llc CRD 336718 | West Palm Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.1M | 1 | 1 | 29 | 03/31/2026 | ☆ |
| 26845 | Enduring Investments Llc CRD 150282 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 23 | 1 | 01/09/2026 | ☆ | |
| 26846 | Martin Capital Management Llc CRD 315155 | Wealth Manager · Boutique (under $100M) | $5.1M | 2 | 7 | 1 | 04/15/2026 | ☆ | |
| 26847 | Cornerstone Asset Management CRD 117094 | Wealth Manager · Boutique (under $100M) | $5.1M | 9 | 13 | 1 | 04/06/2026 | ☆ | |
| 26848 | Employee & Institution Securities Research Corporation CRD 164031 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 15 | 1 | 04/20/2026 | ☆ | |
| 26849 | Lkl Advisors, Llc CRD 336769 | Wealth Manager · Boutique (under $100M) | $5.1M | 22 | 95 | 1 | 08/25/2026 | ☆ | |
| 26850 | 1035 Capital Management Llc CRD 306526 | Wealth Manager · Boutique (under $100M) | $5.1M | 24 | 24 | 1 | 06/01/2026 | ☆ |