Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26851 | Sterling Capital Management Inc CRD 107706 | Dewitt, NY | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 21 | 1 | 04/29/2026 | ☆ |
| 26852 | Freeman Financial Llc CRD 288904 | Needham, MA | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 2 | 07/08/2026 | ☆ | |
| 26853 | Penfield Investments Llc CRD 320883 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 55 | 54 | 1 | 02/27/2026 | ☆ | |
| 26854 | Streetbeat Llc CRD 315893 | Wilmington, DE | Wealth Manager · Boutique (under $100M) | $4.9M | 853 | 853 | 2 | 03/30/2026 | ☆ |
| 26855 | Bn Investment, Llc CRD 159313 | Wealth Manager · Boutique (under $100M) | $4.9M | 23 | 23 | 1 | 12/12/2025 | ☆ | |
| 26856 | Strategic Investment Solutions, Llc CRD 298363 | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 16 | 1 | 03/09/2026 | ☆ | |
| 26857 | Eves&Haines Wealth Management, Inc. CRD 171501 | Greeley, CO | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 20 | 2 | 01/15/2026 | ☆ |
| 26858 | Summerhill & Co. Ria, Llc CRD 293069 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 26859 | Onboard Financial Management, Llc CRD 309985 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 23 | 51 | 1 | 07/06/2026 | ☆ | |
| 26860 | Life's Sanctuary Financial Planning, Llc CRD 309677 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 11 | 1 | 03/05/2026 | ☆ | |
| 26861 | Red Oak Advisors Llc CRD 288289 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $4.9M | 61 | 179 | 1 | 03/31/2026 | ☆ |
| 26862 | Rio Oaks Llc CRD 316688 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 14 | 14 | 1 | 07/02/2026 | ☆ |
| 26863 | Think Wealth, Llc CRD 293236 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $4.9M | 110 | 110 | 3 | 04/30/2026 | ☆ |
| 26864 | Fortifi Capital, Llc CRD 282653 | Wealth Manager · Boutique (under $100M) | $4.8M | 28 | 50 | 1 | 03/31/2026 | ☆ | |
| 26865 | Penn First Advisors Inc. CRD 123356 | Wealth Manager · Boutique (under $100M) | $4.8M | 24 | 24 | 1 | 02/09/2026 | ☆ | |
| 26866 | Ascent Fintech Llc CRD 316080 | Wealth Manager · Boutique (under $100M) | $4.8M | 53 | 53 | 1 | 03/31/2026 | ☆ | |
| 26867 | Gmr Capital Management Llc CRD 326296 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 28 | 2 | 05/19/2026 | ☆ | |
| 26868 | Butrimovitz, Gerald Paul CRD 112015 | Wealth Manager · Boutique (under $100M) | $4.8M | 15 | 10 | 1 | 05/13/2026 | ☆ | |
| 26869 | Kelly Capital Group, Llc CRD 288475 | Jackson, MS | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 19 | 29 | 2 | 03/17/2026 | ☆ |
| 26870 | Lkl Advisors, Llc CRD 336769 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 95 | 1 | 08/13/2026 | ☆ | |
| 26871 | Coastal Capital Management, Llc CRD 170383 | Wealth Manager · Boutique (under $100M) | $4.8M | 17 | 17 | 1 | 06/29/2026 | ☆ | |
| 26872 | Tone Financial Advisors, Llc CRD 139873 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 03/16/2026 | ☆ | |
| 26873 | Preferred Wealth Advisors, Llc CRD 297228 | Wealth Manager · Boutique (under $100M) | $4.8M | 32 | 32 | 2 | 04/24/2026 | ☆ | |
| 26874 | Jimenez, James Anthony CRD 136200 | San Jose, CA | Institutional / Pension Advisor · Boutique (under $100M) | $4.8M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 26875 | Chris Hays Wealth Management Llc CRD 307786 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 02/20/2026 | ☆ | |
| 26876 | Asset Management Services Group, Inc. CRD 40701 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $4.8M | 54 | 54 | 1 | 03/20/2023 | ☆ |
| 26877 | Heritage Planning & Investing Services, Llc CRD 116287 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 25 | 37 | 1 | 03/03/2026 | ☆ | |
| 26878 | Financial Vision Advisory Services, Llc. CRD 125195 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $4.8M | 11 | 17 | 1 | 03/30/2026 | ☆ |
| 26879 | Vera Wealth Llc CRD 333522 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 31 | 1 | 02/06/2026 | ☆ |
| 26880 | Anderson Financial Planning Group, Llc CRD 164651 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 16 | 1 | 03/30/2026 | ☆ | |
| 26881 | Stoken Asset Management Llc CRD 167515 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 25 | 1 | 03/14/2025 | ☆ | |
| 26882 | Vicon Capital Partners Llc CRD 300405 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.8M | 40 | 39 | 1 | 03/04/2026 | ☆ |
| 26883 | The Oic Advisory Llc CRD 329938 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 07/09/2026 | ☆ | |
| 26884 | Vsi Capital Group, Llc CRD 334566 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 38 | 1 | 04/07/2026 | ☆ | |
| 26885 | Investedge Planning Llc CRD 316167 | Wealth Manager · Boutique (under $100M) | $4.8M | 21 | 23 | 1 | 07/08/2026 | ☆ | |
| 26886 | H.G. Harper Financial Group Llc CRD 151758 | Tifton, GA | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 33 | 1 | 11/14/2014 | ☆ | |
| 26887 | Icicle Investments Llc CRD 297238 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 02/21/2026 | ☆ | |
| 26888 | Marin Financial Group Inc CRD 288327 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 7 | 1 | 08/11/2025 | ☆ | |
| 26889 | Mclachlan Investment Services Llc CRD 155633 | Wealth Manager · Boutique (under $100M) | $4.8M | 12 | 12 | 1 | 06/10/2026 | ☆ | |
| 26890 | Salmon Bay Wealth Management, Llc CRD 167975 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 21 | 1 | 02/03/2026 | ☆ | |
| 26891 | Seed Money Consulting, Llc. CRD 306209 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $4.8M | 30 | 30 | 4 | 05/07/2026 | ☆ |
| 26892 | Worchestershire Financial, Inc. CRD 154986 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 11 | 1 | 08/20/2023 | ☆ | |
| 26893 | Yield Growth Advisors Llc CRD 328437 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 1 | 07/16/2026 | ☆ | |
| 26894 | Reel Financial Planning Llc CRD 333611 | Wealth Manager · Boutique (under $100M) | $4.8M | 23 | 31 | 1 | 03/29/2026 | ☆ | |
| 26895 | Lynch, Winton & Associates, Llc CRD 122097 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 17 | 1 | 03/21/2025 | ☆ | |
| 26896 | Rock Solid Investments Llc CRD 283721 | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 14 | 1 | 02/03/2026 | ☆ | |
| 26897 | Protegro, Inc. CRD 328738 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 34 | 34 | 1 | 03/31/2026 | ☆ | |
| 26898 | Flood Tide Financial Llc CRD 298924 | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 9 | 1 | 03/05/2026 | ☆ | |
| 26899 | Redmont Wealth Advisors Llc CRD 310981 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 5 | 2 | 05/04/2026 | ☆ |
| 26900 | Valoria Wealth Management Llc CRD 329346 | Wealth Manager · Boutique (under $100M) | $4.8M | 8 | 8 | 1 | 07/16/2026 | ☆ |