Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26901 | Kiehne Wealth & Retirement, Llc CRD 309251 | Los Lunas, NM | Wealth Manager · Boutique (under $100M) | $5.0M | 106 | 106 | 1 | 01/15/2025 | ☆ |
| 26902 | Loughlin, John Jackson CRD 117247 | Wealth Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 03/31/2026 | ☆ | ||
| 26903 | Magnum Research Global Limited CRD 291667 | Hong Kong | Investment Adviser · Boutique (under $100M) | $5.0M | 20 | 20 | 8 | 05/08/2026 | ☆ |
| 26904 | Markertree Capital, Llc CRD 287850 | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 1 | 03/12/2026 | ☆ | |
| 26905 | Murapa Investments Inc. CRD 168510 | Agoura Hills, CA | Wealth Manager · Boutique (under $100M) | $5.0M | 45 | 45 | 1 | 04/13/2026 | ☆ |
| 26906 | Onelegacy Advisors, Llc CRD 328926 | Green Bay, WI | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 19 | 29 | 2 | 04/10/2026 | ☆ |
| 26907 | Opes Capital Group, Llc CRD 166106 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $5.0M | 7 | 4 | 2 | 06/08/2026 | ☆ |
| 26908 | Pinnacle Planning Advisors, Llc CRD 155093 | Wealth Manager · Boutique (under $100M) | $5.0M | 9 | 18 | 1 | 03/24/2026 | ☆ | |
| 26909 | Quantcore Capital Management, Llc CRD 166321 | Wealth Manager · Boutique (under $100M) | $5.0M | 80 | 80 | 5 | 02/11/2026 | ☆ | |
| 26910 | Rook Strategies Wealth Management, Pllc CRD 316901 | Wealth Manager · Boutique (under $100M) | $5.0M | 33 | 38 | 1 | 03/19/2024 | ☆ | |
| 26911 | Rosales Wealth Management Llc CRD 324172 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 16 | 16 | 1 | 04/30/2026 | ☆ | |
| 26912 | Schooner Wealth Management, Llc CRD 335749 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 9 | 1 | 02/03/2026 | ☆ | |
| 26913 | Scott Investment Advisors Limited Partnership CRD 110466 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $5.0M | 15 | 14 | 2 | 11/26/2024 | ☆ |
| 26914 | Second Avenue Capital Llc CRD 141998 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $5.0M | 2 | 1 | 1 | 02/17/2026 | ☆ |
| 26915 | Skymark Advisors Llc CRD 290428 | Sun City, AZ | Wealth Manager · Boutique (under $100M) | $5.0M | 50 | 80 | 3 | 06/10/2019 | ☆ |
| 26916 | Step Financial Services, Llc CRD 173864 | Wealth Manager · Boutique (under $100M) | $5.0M | 10 | 15 | 1 | 03/12/2026 | ☆ | |
| 26917 | Steven William Sherman CRD 134043 | Wealth Manager · Boutique (under $100M) | $5.0M | 25 | 25 | 1 | 02/19/2026 | ☆ | |
| 26918 | Tactical Investments Fl Llc CRD 328761 | Longboat Key, FL | Wealth Manager · Boutique (under $100M) | $5.0M | 4 | 4 | 1 | 10/30/2024 | ☆ |
| 26919 | Tavel Insurance & Financial Services, Llc CRD 301989 | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 37 | 37 | 1 | 01/06/2026 | ☆ | |
| 26920 | W.M. Baker Investments Llc CRD 164490 | Wealth Manager · Boutique (under $100M) | $5.0M | 42 | 42 | 1 | 05/20/2024 | ☆ | |
| 26921 | Wg Plan Llc CRD 338296 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $5.0M | 9 | 22 | 3 | 02/13/2026 | ☆ |
| 26922 | White River Capital Advisors, Llc CRD 312013 | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 2 | 02/16/2026 | ☆ | |
| 26923 | Bemiston Asset Management, Llc CRD 289190 | Wealth Manager · Boutique (under $100M) | $5.0M | 17 | 17 | 1 | 03/31/2026 | ☆ | |
| 26924 | Aspired Wealth Planning Llc CRD 330891 | Wealth Manager · Boutique (under $100M) | $5.0M | 55 | 93 | 1 | 01/19/2026 | ☆ | |
| 26925 | Integrated Wealth Management Solutions, Llc CRD 289318 | Wealth Manager · Boutique (under $100M) | $5.0M | 5 | 5 | 1 | 02/25/2025 | ☆ | |
| 26926 | Truesdell Wealth, Inc. CRD 167112 | Ocala, FL | Insurance-Affiliated · Boutique (under $100M) | $5.0M | 54 | 77 | 4 | 03/23/2026 | ☆ |
| 26927 | Tracker Research Llc CRD 166767 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $5.0M | 1 | 1 | 1 | 04/14/2026 | ☆ |
| 26928 | Gerritz Wealth Management, Inc. CRD 152716 | Wealth Manager · Boutique (under $100M) | $5.0M | 22 | 24 | 1 | 01/02/2026 | ☆ | |
| 26929 | Masterson Investment Counsel, Llc CRD 308196 | Wealth Manager · Boutique (under $100M) | $5.0M | 19 | 24 | 1 | 03/31/2026 | ☆ | |
| 26930 | Carriere Financial Planning Llc CRD 315205 | Wealth Manager · Boutique (under $100M) | $5.0M | 22 | 61 | 1 | 03/03/2026 | ☆ | |
| 26931 | Aspire Financail Advisors Llc CRD 164902 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 24 | 0 | 03/30/2025 | ☆ | |
| 26932 | Wallace, Donald Edward CRD 119379 | Wealth Manager · Boutique (under $100M) | $4.9M | 17 | 17 | 1 | 03/27/2026 | ☆ | |
| 26933 | Lybis Investing Llc CRD 315770 | Wealth Manager · Boutique (under $100M) | $4.9M | 15 | 22 | 1 | 03/20/2026 | ☆ | |
| 26934 | Larsen Financial Services CRD 153465 | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 23 | 1 | 03/14/2026 | ☆ | |
| 26935 | Guepardo Investimentos Ltda CRD 340061 | São Paulo,Sp | Endowment & Foundation Advisor · Boutique (under $100M) | $4.9M | 1 | 11 | 03/20/2026 | ☆ | |
| 26936 | Barton Creek Advisors, Llc CRD 130994 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 22 | 38 | 1 | 05/31/2023 | ☆ | |
| 26937 | Pappas Wealth Management, Llc CRD 299387 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 23 | 23 | 2 | 02/03/2026 | ☆ | |
| 26938 | Jle Wealth Management, Llc CRD 167171 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $4.9M | 22 | 36 | 1 | 07/28/2026 | ☆ |
| 26939 | Retirement & Investment Planning, Inc. CRD 306082 | Petoskey, MI | Wealth Manager · Boutique (under $100M) | $4.9M | 25 | 39 | 2 | 04/13/2026 | ☆ |
| 26940 | By Design Financial Planning, Llc CRD 323253 | Greensboro, NC | Wealth Manager · Boutique (under $100M) | $4.9M | 24 | 83 | 1 | 05/15/2026 | ☆ |
| 26941 | Kruger, Steven Alan CRD 128595 | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 7 | 1 | 04/11/2025 | ☆ | |
| 26942 | Campos Financial Llc CRD 304860 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.9M | 26 | 37 | 1 | 03/16/2026 | ☆ |
| 26943 | Dakota Region Advisors, Llc CRD 330985 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 47 | 47 | 1 | 02/04/2026 | ☆ |
| 26944 | John Masters, Cpa, Pc CRD 126151 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $4.9M | 20 | 37 | 2 | 03/28/2026 | ☆ |
| 26945 | Fleschner, Andrew King CRD 244787 | Wealth Manager · Boutique (under $100M) | $4.9M | 6 | 15 | 1 | 01/12/2026 | ☆ | |
| 26946 | Reliance Capital Holdings, Llc CRD 154005 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 35 | 35 | 1 | 08/23/2023 | ☆ |
| 26947 | Wojick, Matthew Paul CRD 329006 | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 22 | 1 | 02/11/2026 | ☆ | |
| 26948 | Colloquium Asset Management, Inc. CRD 304446 | Novi, MI | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 35 | 35 | 1 | 04/19/2026 | ☆ |
| 26949 | H&C Financial Services CRD 158768 | Wealth Manager · Boutique (under $100M) | $4.9M | 28 | 28 | 0 | 05/13/2019 | ☆ | |
| 26950 | Golden Goose Wealth Planning, Llc CRD 311595 | Wealth Manager · Boutique (under $100M) | $4.9M | 17 | 34 | 1 | 08/06/2026 | ☆ |