Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26951 | Harrison Capital Management Llc CRD 130843 | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 20 | 1 | 07/29/2026 | ☆ | |
| 26952 | Whitfill Investment Management, Llc CRD 128668 | Kingwood, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 11 | 27 | 1 | 03/10/2026 | ☆ |
| 26953 | Amb Financial Llc CRD 329930 | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 16 | 1 | 02/13/2026 | ☆ | |
| 26954 | Chair Six Financial Planning, Pllc CRD 282052 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $4.9M | 5 | 32 | 1 | 01/30/2026 | ☆ |
| 26955 | Brownsboro Financial, Llc CRD 285221 | Lockhart, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 13 | 29 | 1 | 03/30/2026 | ☆ |
| 26956 | Advantage Wealth Management, L.L.C. CRD 135092 | Lafayette, LA | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 39 | 1 | 03/27/2025 | ☆ |
| 26957 | Unda Financial And Consulting Llc CRD 315468 | Palmetto Bay, FL | Wealth Manager · Boutique (under $100M) | $4.9M | 51 | 51 | 1 | 03/30/2026 | ☆ |
| 26958 | Sterling Capital Management Inc CRD 107706 | Dewitt, NY | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 21 | 1 | 04/29/2026 | ☆ |
| 26959 | Freeman Financial Llc CRD 288904 | Needham, MA | Wealth Manager · Boutique (under $100M) | $4.9M | 8 | 2 | 07/08/2026 | ☆ | |
| 26960 | Penfield Investments Llc CRD 320883 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 55 | 54 | 1 | 02/27/2026 | ☆ | |
| 26961 | Streetbeat Llc CRD 315893 | Wilmington, DE | Wealth Manager · Boutique (under $100M) | $4.9M | 853 | 853 | 2 | 03/30/2026 | ☆ |
| 26962 | Bn Investment, Llc CRD 159313 | Wealth Manager · Boutique (under $100M) | $4.9M | 23 | 23 | 1 | 12/12/2025 | ☆ | |
| 26963 | Strategic Investment Solutions, Llc CRD 298363 | Wealth Manager · Boutique (under $100M) | $4.9M | 16 | 16 | 1 | 03/09/2026 | ☆ | |
| 26964 | Eves&Haines Wealth Management, Inc. CRD 171501 | Greeley, CO | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 20 | 20 | 2 | 01/15/2026 | ☆ |
| 26965 | Summerhill & Co. Ria, Llc CRD 293069 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 26966 | Onboard Financial Management, Llc CRD 309985 | Insurance-Affiliated · Boutique (under $100M) | $4.9M | 23 | 51 | 1 | 07/06/2026 | ☆ | |
| 26967 | Life's Sanctuary Financial Planning, Llc CRD 309677 | Wealth Manager · Boutique (under $100M) | $4.9M | 7 | 11 | 1 | 03/05/2026 | ☆ | |
| 26968 | Red Oak Advisors Llc CRD 288289 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $4.9M | 61 | 179 | 1 | 03/31/2026 | ☆ |
| 26969 | Rio Oaks Llc CRD 316688 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $4.9M | 14 | 14 | 1 | 07/02/2026 | ☆ |
| 26970 | Think Wealth, Llc CRD 293236 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $4.9M | 110 | 110 | 3 | 04/30/2026 | ☆ |
| 26971 | Fortifi Capital, Llc CRD 282653 | Wealth Manager · Boutique (under $100M) | $4.8M | 28 | 50 | 1 | 03/31/2026 | ☆ | |
| 26972 | Penn First Advisors Inc. CRD 123356 | Wealth Manager · Boutique (under $100M) | $4.8M | 24 | 24 | 1 | 02/09/2026 | ☆ | |
| 26973 | Ascent Fintech Llc CRD 316080 | Wealth Manager · Boutique (under $100M) | $4.8M | 53 | 53 | 1 | 03/31/2026 | ☆ | |
| 26974 | Gmr Capital Management Llc CRD 326296 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 28 | 2 | 05/19/2026 | ☆ | |
| 26975 | Butrimovitz, Gerald Paul CRD 112015 | Wealth Manager · Boutique (under $100M) | $4.8M | 15 | 10 | 1 | 05/13/2026 | ☆ | |
| 26976 | Kelly Capital Group, Llc CRD 288475 | Jackson, MS | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 19 | 29 | 2 | 03/17/2026 | ☆ |
| 26977 | Coastal Capital Management, Llc CRD 170383 | Wealth Manager · Boutique (under $100M) | $4.8M | 17 | 17 | 1 | 08/31/2026 | ☆ | |
| 26978 | Tone Financial Advisors, Llc CRD 139873 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 03/16/2026 | ☆ | |
| 26979 | Preferred Wealth Advisors, Llc CRD 297228 | Wealth Manager · Boutique (under $100M) | $4.8M | 32 | 32 | 2 | 04/24/2026 | ☆ | |
| 26980 | Jimenez, James Anthony CRD 136200 | San Jose, CA | Institutional / Pension Advisor · Boutique (under $100M) | $4.8M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 26981 | Chris Hays Wealth Management Llc CRD 307786 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 02/20/2026 | ☆ | |
| 26982 | Asset Management Services Group, Inc. CRD 40701 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $4.8M | 54 | 54 | 1 | 03/20/2023 | ☆ |
| 26983 | Heritage Planning & Investing Services, Llc CRD 116287 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 25 | 37 | 1 | 03/03/2026 | ☆ | |
| 26984 | Financial Vision Advisory Services, Llc. CRD 125195 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $4.8M | 11 | 17 | 1 | 03/30/2026 | ☆ |
| 26985 | Vera Wealth Llc CRD 333522 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 31 | 1 | 02/06/2026 | ☆ |
| 26986 | Anderson Financial Planning Group, Llc CRD 164651 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 16 | 1 | 03/30/2026 | ☆ | |
| 26987 | Stoken Asset Management Llc CRD 167515 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 25 | 1 | 03/14/2025 | ☆ | |
| 26988 | Vicon Capital Partners Llc CRD 300405 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.8M | 40 | 39 | 1 | 03/04/2026 | ☆ |
| 26989 | The Oic Advisory Llc CRD 329938 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 6 | 1 | 07/09/2026 | ☆ | |
| 26990 | Vsi Capital Group, Llc CRD 334566 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 38 | 1 | 04/07/2026 | ☆ | |
| 26991 | Investedge Planning Llc CRD 316167 | Wealth Manager · Boutique (under $100M) | $4.8M | 21 | 23 | 1 | 07/08/2026 | ☆ | |
| 26992 | H.G. Harper Financial Group Llc CRD 151758 | Tifton, GA | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 33 | 1 | 11/14/2014 | ☆ | |
| 26993 | Icicle Investments Llc CRD 297238 | Wealth Manager · Boutique (under $100M) | $4.8M | 22 | 22 | 1 | 02/21/2026 | ☆ | |
| 26994 | Marin Financial Group Inc CRD 288327 | Wealth Manager · Boutique (under $100M) | $4.8M | 7 | 7 | 1 | 08/11/2025 | ☆ | |
| 26995 | Mclachlan Investment Services Llc CRD 155633 | Wealth Manager · Boutique (under $100M) | $4.8M | 12 | 12 | 1 | 08/26/2026 | ☆ | |
| 26996 | Salmon Bay Wealth Management, Llc CRD 167975 | Wealth Manager · Boutique (under $100M) | $4.8M | 9 | 21 | 1 | 09/09/2026 | ☆ | |
| 26997 | Seed Money Consulting, Llc. CRD 306209 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $4.8M | 30 | 30 | 4 | 05/07/2026 | ☆ |
| 26998 | Worchestershire Financial, Inc. CRD 154986 | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 11 | 1 | 08/20/2023 | ☆ | |
| 26999 | Yield Growth Advisors Llc CRD 328437 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 1 | 07/16/2026 | ☆ | |
| 27000 | Reel Financial Planning Llc CRD 333611 | Wealth Manager · Boutique (under $100M) | $4.8M | 23 | 31 | 1 | 03/29/2026 | ☆ |