Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27001 | Lynch, Winton & Associates, Llc CRD 122097 | Wealth Manager · Boutique (under $100M) | $4.8M | 6 | 17 | 1 | 03/21/2025 | ☆ | |
| 27002 | Rock Solid Investments Llc CRD 283721 | Wealth Manager · Boutique (under $100M) | $4.8M | 13 | 14 | 1 | 02/03/2026 | ☆ | |
| 27003 | Protegro, Inc. CRD 328738 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 34 | 34 | 1 | 03/31/2026 | ☆ | |
| 27004 | Flood Tide Financial Llc CRD 298924 | Wealth Manager · Boutique (under $100M) | $4.8M | 4 | 9 | 1 | 03/05/2026 | ☆ | |
| 27005 | Redmont Wealth Advisors Llc CRD 310981 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $4.8M | 5 | 5 | 2 | 05/04/2026 | ☆ |
| 27006 | Valoria Wealth Management Llc CRD 329346 | Wealth Manager · Boutique (under $100M) | $4.8M | 8 | 8 | 1 | 07/16/2026 | ☆ | |
| 27007 | 3 Dhwealth Llc CRD 331809 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 10 | 35 | 1 | 07/23/2026 | ☆ | |
| 27008 | J Dostal Investments Inc. CRD 118085 | Wealth Manager · Boutique (under $100M) | $4.8M | 8 | 14 | 1 | 02/25/2026 | ☆ | |
| 27009 | Estes Financial Services, Inc. CRD 146590 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $4.8M | 32 | 35 | 3 | 03/24/2026 | ☆ |
| 27010 | Right Path Financial Llc CRD 310268 | Wealth Manager · Boutique (under $100M) | $4.8M | 28 | 102 | 1 | 11/06/2024 | ☆ | |
| 27011 | Pyn Wealth Management Llc CRD 327667 | Breckenridge, CO | Wealth Manager · Boutique (under $100M) | $4.8M | 34 | 87 | 1 | 03/30/2026 | ☆ |
| 27012 | Altus, Inc CRD 145259 | Insurance-Affiliated · Boutique (under $100M) | $4.8M | 25 | 57 | 1 | 05/31/2026 | ☆ | |
| 27013 | Sf Planning Group Llc CRD 331145 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $4.8M | 17 | 14 | 1 | 09/09/2026 | ☆ |
| 27014 | Boynton Financial, Llc CRD 143201 | Wealth Manager · Boutique (under $100M) | $4.7M | 22 | 22 | 1 | 03/18/2026 | ☆ | |
| 27015 | Taurus Financial Planning, Llc CRD 324486 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 16 | 1 | 04/07/2026 | ☆ | |
| 27016 | Crifasi Enterprises, Inc. CRD 126470 | Wealth Manager · Boutique (under $100M) | $4.7M | 7 | 7 | 1 | 03/19/2026 | ☆ | |
| 27017 | Briarwood Financial Planning Llc CRD 310562 | Gig Harbor, WA | Wealth Manager · Boutique (under $100M) | $4.7M | 27 | 49 | 4 | 05/11/2026 | ☆ |
| 27018 | Arons Wealth Management Llc CRD 334234 | Wealth Manager · Boutique (under $100M) | $4.7M | 5 | 5 | 2 | 03/17/2026 | ☆ | |
| 27019 | Presidio Financial Advisors Llc CRD 313150 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $4.7M | 13 | 19 | 1 | 02/16/2026 | ☆ |
| 27020 | Business Wise Insurance, Pllc CRD 297580 | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 7 | 7 | 1 | 08/24/2026 | ☆ | |
| 27021 | Advising For Life, Llc CRD 336634 | Wealth Manager · Boutique (under $100M) | $4.7M | 19 | 53 | 1 | 02/20/2026 | ☆ | |
| 27022 | Montgomery Capital Management, Llc CRD 126819 | Newport News, VA | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 13 | 2 | 03/27/2026 | ☆ |
| 27023 | Solid Investment Advisory Llc CRD 325993 | Wealth Manager · Boutique (under $100M) | $4.7M | 10 | 25 | 1 | 05/12/2026 | ☆ | |
| 27024 | Borden, Curtis Arthur CRD 122501 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 16 | 1 | 08/10/2026 | ☆ | |
| 27025 | Meera Advisory, L.L.C. CRD 323191 | Wealth Manager · Boutique (under $100M) | $4.7M | 7 | 9 | 1 | 02/11/2026 | ☆ | |
| 27026 | Three Sigma Capital, Llc CRD 154013 | Private Fund Manager · Boutique (under $100M) | $4.7M | 2 | 4 | 1 | 03/30/2026 | ☆ | |
| 27027 | Aware Investing, Inc CRD 144809 | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 19 | 19 | 1 | 03/10/2026 | ☆ | |
| 27028 | Daehan Securities, Inc. CRD 167216 | Los Angeles, CA | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 35 | 35 | 1 | 07/31/2026 | ☆ |
| 27029 | Elm Tree Capital Management Llc CRD 158018 | Wealth Manager · Boutique (under $100M) | $4.7M | 5 | 5 | 1 | 07/27/2026 | ☆ | |
| 27030 | Krm Advisory Services Llc CRD 319206 | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 14 | 1 | 07/15/2026 | ☆ | |
| 27031 | Maaxiom Capital Llc CRD 314871 | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 12 | 1 | 03/10/2026 | ☆ | |
| 27032 | West, Daniel, Ray CRD 147138 | Wealth Manager · Boutique (under $100M) | $4.7M | 25 | 40 | 1 | 03/27/2026 | ☆ | |
| 27033 | Summit Wealth Llc CRD 333475 | Haysville, KS | Wealth Manager · Boutique (under $100M) | $4.7M | 48 | 48 | 1 | 02/02/2026 | ☆ |
| 27034 | The Siekmann Company Llc CRD 285337 | Plain City, OH | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 56 | 7 | 8 | 03/31/2026 | ☆ |
| 27035 | Gino Pellegrino Greco & Company, Incorporated CRD 318087 | Palo Alto, CA | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 16 | 50 | 1 | 08/14/2026 | ☆ |
| 27036 | Five8 Financial Llc CRD 339260 | Rogers, AR | Wealth Manager · Boutique (under $100M) | $4.7M | 2 | 8 | 2 | 05/19/2026 | ☆ |
| 27037 | Iur Capital, Llc CRD 153630 | Miami, FL | Wealth Manager · Boutique (under $100M) | $4.7M | 33 | 33 | 1 | 05/15/2026 | ☆ |
| 27038 | Integrity Dynamic Investments Llc CRD 170410 | Wealth Manager · Boutique (under $100M) | $4.7M | 4 | 5 | 1 | 03/20/2026 | ☆ | |
| 27039 | Pk Quantitative Investing, Llc CRD 314655 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 16 | 1 | 02/01/2026 | ☆ | |
| 27040 | Alvarado & Associates, Llc CRD 298577 | Wealth Manager · Boutique (under $100M) | $4.7M | 56 | 56 | 1 | 03/08/2026 | ☆ | |
| 27041 | Social Impact Investments Inc. CRD 297095 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 15 | 1 | 09/10/2026 | ☆ | |
| 27042 | Actuarial Direct Llc CRD 309970 | Pahrump, NV | Wealth Manager · Boutique (under $100M) | $4.7M | 82 | 82 | 1 | 03/31/2026 | ☆ |
| 27043 | Bishop Financial Services Llc CRD 314745 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 12 | 1 | 01/28/2026 | ☆ |
| 27044 | Discovery Investment Research Llc CRD 337737 | Wealth Manager · Boutique (under $100M) | $4.7M | 8 | 1 | 03/27/2026 | ☆ | ||
| 27045 | White Sail Advisors Llc CRD 315447 | Wealth Manager · Boutique (under $100M) | $4.7M | 20 | 33 | 1 | 06/23/2026 | ☆ | |
| 27046 | G. H. Wealth Management, Llc CRD 170897 | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 54 | 54 | 3 | 01/22/2026 | ☆ | |
| 27047 | Rack Consulting Llc CRD 281961 | Wealth Manager · Boutique (under $100M) | $4.7M | 6 | 6 | 1 | 03/13/2026 | ☆ | |
| 27048 | 3 G Capital Llc CRD 298280 | Urbandale, IA | Wealth Manager · Boutique (under $100M) | $4.7M | 12 | 23 | 1 | 02/24/2026 | ☆ |
| 27049 | Colomb Investment Management Company, Llc CRD 140088 | Metairie, LA | Insurance-Affiliated · Boutique (under $100M) | $4.7M | 32 | 32 | 8 | 03/27/2026 | ☆ |
| 27050 | Bespoke Capital Advisors, Inc. CRD 331647 | Wealth Manager · Boutique (under $100M) | $4.6M | 2 | 2 | 1 | 09/28/2026 | ☆ |