Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28101 | Reyna Capital Advisors, Llc CRD 338262 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 1 | 03/30/2026 | ☆ | ||
| 28102 | Shifting The Culture Wealth Partners Llc CRD 309408 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 18 | 18 | 2 | 06/18/2026 | ☆ |
| 28103 | Stephen L. Hall CRD 111994 | Westborough, MA | Bank · Boutique (under $100M) | $2.0M | 5 | 1 | 01/03/2019 | ☆ | |
| 28104 | Tusker Capital, Llc CRD 158300 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 4 | 1 | 05/14/2026 | ☆ |
| 28105 | Zelus Wealth Management, Llc CRD 311028 | Wealth Manager · Boutique (under $100M) | $2.0M | 26 | 26 | 1 | 01/26/2026 | ☆ | |
| 28106 | Axon Capital Management Llc CRD 334888 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 3 | 1 | 03/19/2026 | ☆ | |
| 28107 | Tadpole Investments Llc CRD 335461 | Wealth Manager · Boutique (under $100M) | $2.0M | 12 | 18 | 1 | 01/08/2026 | ☆ | |
| 28108 | Trendhaven Investment Management, Llc CRD 168437 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 8 | 1 | 02/25/2025 | ☆ | |
| 28109 | Guiding Financial, Llc CRD 175119 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 0 | 03/22/2026 | ☆ | |
| 28110 | Costa, John Steven CRD 282367 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 11 | 14 | 1 | 03/31/2026 | ☆ | |
| 28111 | Decision Tree Advisor Llc CRD 322530 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 14 | 1 | 01/13/2026 | ☆ | |
| 28112 | Northpoint Wealth Financial Services, Llc CRD 166982 | Wealth Manager · Boutique (under $100M) | $2.0M | 0 | 19 | 1 | 02/27/2026 | ☆ | |
| 28113 | Lamplighter Capital Management Llc CRD 155066 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 11 | 1 | 03/30/2026 | ☆ | |
| 28114 | Brian Sly And Company CRD 111396 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 01/03/2026 | ☆ | |
| 28115 | Gbks Llc CRD 337678 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 7 | 1 | 03/10/2026 | ☆ | |
| 28116 | Coryell Capital Management. Llc CRD 310586 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 06/25/2026 | ☆ | |
| 28117 | Joseph M. Sebo, Cfp Inc. CRD 323589 | Oceanside, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 1 | 1 | 03/17/2026 | ☆ |
| 28118 | Fjeldsted, David Russell CRD 117244 | Farmington, UT | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 3 | 4 | 1 | 04/30/2026 | ☆ |
| 28119 | Ironwood Wealth Management Llc CRD 171008 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 03/25/2024 | ☆ | |
| 28120 | Integrated Capital Management Company, Inc.. CRD 119658 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 5 | 1 | 02/27/2026 | ☆ | |
| 28121 | Money Consultants Advisory, Inc. CRD 111158 | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 1 | 1 | 01/17/2025 | ☆ | |
| 28122 | Ansonia Capital Advisors Llc CRD 335574 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/16/2026 | ☆ |
| 28123 | Ford Investment & Retirement Management Llc CRD 315920 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 1 | 02/02/2026 | ☆ | ||
| 28124 | Summit Equity Management, Inc. CRD 132071 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 0 | 06/10/2026 | ☆ | |
| 28125 | Coastal Carolina Financial Partners Llc CRD 334447 | Wealth Manager · Boutique (under $100M) | $2.0M | 20 | 38 | 1 | 07/19/2026 | ☆ | |
| 28126 | Bqs Management Llc CRD 282313 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $1.9M | 3 | 1 | 04/03/2023 | ☆ | |
| 28127 | Planning Trail Investments, Llc CRD 305686 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 20 | 1 | 01/30/2026 | ☆ | |
| 28128 | C.R. Haupt Llc CRD 157149 | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 10 | 1 | 03/13/2026 | ☆ | |
| 28129 | Alphawave Investments, Llc. CRD 332510 | Wealth Manager · Boutique (under $100M) | $1.9M | 15 | 22 | 1 | 01/30/2026 | ☆ | |
| 28130 | Haney, Eric T CRD 166642 | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 4 | 1 | 03/27/2026 | ☆ | |
| 28131 | Mindful Capital Management, Llc CRD 340794 | Decatur, GA | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 17 | 1 | 08/20/2026 | ☆ |
| 28132 | Anora Wealth, Llc CRD 337437 | San Marcos, CA | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 14 | 1 | 04/14/2026 | ☆ |
| 28133 | Ardor Investment Management Consulting, Ltd. CRD 123206 | Northfield, IL | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 9 | 2 | 04/29/2021 | ☆ |
| 28134 | Pachamama Ventures Limited CRD 343497 | Private Fund Manager · Boutique (under $100M) | $1.9M | 2 | 2 | 3 | 07/15/2026 | ☆ | |
| 28135 | Carroll Wealth Management Inc. CRD 152211 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $1.9M | 13 | 13 | 1 | 03/27/2026 | ☆ |
| 28136 | Skp Wealth Management Llc CRD 331673 | Wealth Manager · Boutique (under $100M) | $1.9M | 15 | 26 | 1 | 03/26/2026 | ☆ | |
| 28137 | Cdt Capital Wealth Advisory Llc CRD 340966 | Syosset, NY | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 2 | 3 | 07/12/2026 | ☆ |
| 28138 | Del Val Retirement And Investment Services Inc CRD 332602 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $1.9M | 5 | 9 | 1 | 02/11/2026 | ☆ |
| 28139 | Crossover Capital Trading Llc CRD 328655 | Wealth Manager · Boutique (under $100M) | $1.9M | 11 | 11 | 1 | 07/15/2026 | ☆ | |
| 28140 | Dbg Capital Advisors, Llc CRD 147504 | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 6 | 1 | 05/15/2026 | ☆ | |
| 28141 | First Due Financial Llc CRD 335454 | Wareham, MA | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 5 | 7 | 1 | 02/11/2026 | ☆ |
| 28142 | Lincoln Investment Advisers, Llc CRD 131181 | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 2 | 1 | 03/16/2026 | ☆ | |
| 28143 | I Cthru Inc. CRD 170875 | Wealth Manager · Boutique (under $100M) | $1.9M | 8 | 9 | 2 | 03/25/2026 | ☆ | |
| 28144 | Alexander Lee Henderson CRD 152440 | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 5 | 1 | 03/02/2026 | ☆ | |
| 28145 | Companions On Your Journey, Llc CRD 292618 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 9 | 1 | 04/05/2023 | ☆ | |
| 28146 | Pantile Investments Inc. CRD 312696 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $1.9M | 14 | 29 | 4 | 05/26/2026 | ☆ |
| 28147 | Fintech Wealth Management, Llc CRD 306000 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 12 | 1 | 07/21/2026 | ☆ | |
| 28148 | Lakeside North Capital Advisors, Llc CRD 238789 | Wealth Manager · Boutique (under $100M) | $1.9M | 14 | 14 | 1 | 01/30/2026 | ☆ | |
| 28149 | Smartvalue Investment Management, Llc CRD 142786 | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 4 | 1 | 03/13/2026 | ☆ | |
| 28150 | Silverback Capital Management, Llc CRD 324151 | Investment Adviser · Boutique (under $100M) | $1.9M | 4 | 4 | 1 | 03/05/2026 | ☆ |