Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28151 | Savvy Financial, Inc. CRD 304337 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $1.9M | 307 | 410 | 15 | 03/31/2026 | ☆ |
| 28152 | Wise Asset Management L.L.C. CRD 318614 | Wealth Manager · Boutique (under $100M) | $1.9M | 10 | 10 | 1 | 04/17/2026 | ☆ | |
| 28153 | Helping Hand Financial, Llc CRD 307692 | Greenwood, IN | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 5 | 5 | 2 | 03/26/2026 | ☆ |
| 28154 | Roud Financial Services, Llc CRD 156492 | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 1 | 05/02/2022 | ☆ | ||
| 28155 | Nu Paradigm Investment Partners L.L.C. CRD 170428 | Investment Adviser · Boutique (under $100M) | $1.9M | 2 | 2 | 2 | 03/20/2026 | ☆ | |
| 28156 | North Shore Wealth Management CRD 329710 | Westford, MA | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 8 | 1 | 01/15/2026 | ☆ |
| 28157 | Wong, Jimmy Siu Yan CRD 136295 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 2 | 1 | 03/30/2026 | ☆ |
| 28158 | Net Income Llc CRD 282066 | Cheyenne, WY | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 7 | 1 | 03/26/2026 | ☆ |
| 28159 | Stebnicki Financial Planning Llc CRD 307237 | Wealth Manager · Boutique (under $100M) | $1.9M | 3 | 5 | 1 | 03/02/2026 | ☆ | |
| 28160 | Daniel Ryan Financial Llc CRD 323029 | Wealth Manager · Boutique (under $100M) | $1.9M | 5 | 15 | 1 | 03/13/2026 | ☆ | |
| 28161 | Clearvue Financial Planning, Llc CRD 284068 | Wealth Manager · Boutique (under $100M) | $1.9M | 25 | 27 | 1 | 02/16/2026 | ☆ | |
| 28162 | Quest Investment Firm CRD 170742 | Wealth Manager · Boutique (under $100M) | $1.9M | 11 | 11 | 1 | 08/11/2026 | ☆ | |
| 28163 | Sm Carlton Advisory Llc CRD 310381 | Wealth Manager · Boutique (under $100M) | $1.9M | 17 | 17 | 1 | 05/13/2022 | ☆ | |
| 28164 | The Wealth Mastery, Llc CRD 318682 | Palo Alto, CA | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 4 | 6 | 1 | 03/16/2026 | ☆ |
| 28165 | True North Wealth Management, Llc CRD 302020 | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 1 | 01/08/2025 | ☆ | ||
| 28166 | Basilic Llc CRD 329731 | Denver, CO | Institutional / Pension Advisor · Boutique (under $100M) | $1.8M | 22 | 24 | 1 | 01/28/2026 | ☆ |
| 28167 | Central Point Wealth Management Llc CRD 330412 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 28168 | Pursuit Planning And Investments, Llc CRD 297257 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 20 | 1 | 02/12/2026 | ☆ | |
| 28169 | Maine Investment And Planning Services, Llc CRD 318440 | Falmouth, ME | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 9 | 2 | 03/31/2026 | ☆ |
| 28170 | Solid Oak Planning Co CRD 300575 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 28171 | Mp3 Finance Llc CRD 331694 | Wealth Manager · Boutique (under $100M) | $1.8M | 17 | 16 | 1 | 07/21/2026 | ☆ | |
| 28172 | Condata Group Inc CRD 108715 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 19 | 25 | 3 | 03/24/2026 | ☆ |
| 28173 | Riccio & Associates, Llc CRD 304972 | Wealth Manager · Boutique (under $100M) | $1.8M | 58 | 58 | 1 | 03/20/2026 | ☆ | |
| 28174 | Villaire Financial, Llc CRD 318796 | Wealth Manager · Boutique (under $100M) | $1.8M | 80 | 80 | 1 | 01/08/2026 | ☆ | |
| 28175 | Granite Financial Advisors, Inc. CRD 284917 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 13 | 1 | 01/13/2026 | ☆ | |
| 28176 | Advisifi Llc CRD 332477 | St Petersburg, FL | Investment Adviser · Boutique (under $100M) | $1.8M | 134 | 134 | 6 | 03/31/2026 | ☆ |
| 28177 | Botamer Financial Corporation CRD 124077 | Wealth Manager · Boutique (under $100M) | $1.8M | 16 | 16 | 1 | 04/03/2026 | ☆ | |
| 28178 | Quantact Capital Advisors Llc CRD 168360 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 1 | 03/31/2021 | ☆ | ||
| 28179 | Wealthy Intentions Llc CRD 310994 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 31 | 2 | 02/21/2026 | ☆ | |
| 28180 | Indiwealth Llc CRD 335563 | Maple Grove, MN | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 9 | 1 | 01/27/2026 | ☆ |
| 28181 | N CRD 332762 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 14 | 2 | 03/04/2025 | ☆ | |
| 28182 | Shorebird, Llc CRD 290121 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 03/03/2026 | ☆ |
| 28183 | Family Investment Advisory, Llc CRD 160189 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 12 | 1 | 06/29/2026 | ☆ | |
| 28184 | Tcp Investments Llc CRD 137073 | Wealth Manager · Boutique (under $100M) | $1.8M | 10 | 16 | 1 | 01/21/2026 | ☆ | |
| 28185 | Stillwater Investing Inc CRD 307511 | Veazie, ME | Wealth Manager · Boutique (under $100M) | $1.8M | 45 | 68 | 3 | 05/01/2026 | ☆ |
| 28186 | C.R. Retirement Strategies, Llc CRD 339017 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 14 | 1 | 02/24/2026 | ☆ | |
| 28187 | Quality Financial Planning Llc CRD 319000 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 15 | 1 | 08/13/2026 | ☆ | |
| 28188 | Alluvial Wealth Management Inc. CRD 305503 | Matthews, NC | Wealth Manager · Boutique (under $100M) | $1.8M | 23 | 26 | 1 | 03/23/2026 | ☆ |
| 28189 | Moneypro Wealth Management, Llc CRD 135340 | Franklin, TN | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 10 | 1 | 03/31/2026 | ☆ |
| 28190 | Fd Ball Investment Advisors, Llc CRD 155944 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 9 | 9 | 1 | 03/23/2026 | ☆ | |
| 28191 | Kavout Algo Financial Llc CRD 310424 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 4 | 03/28/2026 | ☆ | |
| 28192 | Developing Financial Llc CRD 315242 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 51 | 1 | 02/09/2026 | ☆ | |
| 28193 | Mjc Financial Fitness Llc CRD 306875 | Wealth Manager · Boutique (under $100M) | $1.8M | 15 | 58 | 1 | 02/03/2026 | ☆ | |
| 28194 | Lanmar Capital Management Llc CRD 338848 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 8 | 1 | 07/01/2026 | ☆ | |
| 28195 | El Castillo Investments, Llc CRD 328068 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 22 | 2 | 05/04/2026 | ☆ | |
| 28196 | Hassey, Dan, Herman CRD 324462 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 7 | 1 | 05/11/2026 | ☆ | |
| 28197 | J Moss And Co, Inc CRD 328259 | Wealth Manager · Boutique (under $100M) | $1.8M | 1 | 1 | 1 | 05/03/2024 | ☆ | |
| 28198 | Jwl & Associates, Inc. CRD 314576 | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 04/13/2026 | ☆ | |
| 28199 | Libra Investment Advisors Inc CRD 333647 | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 3 | 2 | 03/30/2026 | ☆ | |
| 28200 | Orion Archstone Asset Management Inc. CRD 286225 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 01/06/2026 | ☆ |