Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28201 | Investmentpost Advisory CRD 32238 | Investment Adviser · Boutique (under $100M) | $2.0M | 6 | 2 | 11/09/2015 | ☆ | ||
| 28202 | Legacy Growth Wealth Management Llc CRD 336296 | Wealth Manager · Boutique (under $100M) | $2.0M | 9 | 9 | 1 | 06/02/2026 | ☆ | |
| 28203 | Malone Financial Planning Llc CRD 328035 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 1 | 03/28/2026 | ☆ | |
| 28204 | Moor Funds Llc CRD 316146 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 2 | 04/07/2026 | ☆ |
| 28205 | N CRD 340990 | Private Fund Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 4 | 09/24/2026 | ☆ | |
| 28206 | Noble Advisory Group Llc CRD 282307 | Waco, TX | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 02/01/2019 | ☆ |
| 28207 | Northstar Strategic Investments Inc CRD 155202 | Ormond Beach, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 12 | 1 | 05/04/2024 | ☆ |
| 28208 | Oris Wealth Designs Llc CRD 308463 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 0 | 2 | 1 | 03/13/2025 | ☆ | |
| 28209 | P.S. Reality Llc CRD 134313 | Investment Adviser · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 08/26/2024 | ☆ | |
| 28210 | Pierce Financial Llc CRD 293590 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 1 | 05/06/2023 | ☆ |
| 28211 | Plan Partners Llc CRD 167647 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 17 | 17 | 1 | 01/20/2026 | ☆ | |
| 28212 | Razzano Consulting, Llc CRD 152666 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 29 | 29 | 2 | 03/10/2026 | ☆ | |
| 28213 | Reyna Capital Advisors, Llc CRD 338262 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 1 | 03/30/2026 | ☆ | ||
| 28214 | Shifting The Culture Wealth Partners Llc CRD 309408 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 18 | 18 | 2 | 06/18/2026 | ☆ |
| 28215 | Stephen L. Hall CRD 111994 | Westborough, MA | Bank · Boutique (under $100M) | $2.0M | 5 | 1 | 01/03/2019 | ☆ | |
| 28216 | Tusker Capital, Llc CRD 158300 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 4 | 1 | 05/14/2026 | ☆ |
| 28217 | Zelus Wealth Management, Llc CRD 311028 | Wealth Manager · Boutique (under $100M) | $2.0M | 26 | 26 | 1 | 01/26/2026 | ☆ | |
| 28218 | Axon Capital Management Llc CRD 334888 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 3 | 1 | 08/24/2026 | ☆ | |
| 28219 | Tadpole Investments Llc CRD 335461 | Wealth Manager · Boutique (under $100M) | $2.0M | 12 | 18 | 1 | 01/08/2026 | ☆ | |
| 28220 | Trendhaven Investment Management, Llc CRD 168437 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 8 | 1 | 02/25/2025 | ☆ | |
| 28221 | Akamai Wealth Management, Llc CRD 322422 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 13 | 12 | 1 | 09/15/2026 | ☆ | |
| 28222 | Guiding Financial, Llc CRD 175119 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 0 | 03/22/2026 | ☆ | |
| 28223 | Costa, John Steven CRD 282367 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 11 | 14 | 1 | 03/31/2026 | ☆ | |
| 28224 | Decision Tree Advisor Llc CRD 322530 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 14 | 1 | 01/13/2026 | ☆ | |
| 28225 | Northpoint Wealth Financial Services, Llc CRD 166982 | Wealth Manager · Boutique (under $100M) | $2.0M | 0 | 19 | 1 | 02/27/2026 | ☆ | |
| 28226 | Lamplighter Capital Management Llc CRD 155066 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 11 | 1 | 03/30/2026 | ☆ | |
| 28227 | Brian Sly And Company CRD 111396 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 01/03/2026 | ☆ | |
| 28228 | Gbks Llc CRD 337678 | Wealth Manager · Boutique (under $100M) | $2.0M | 7 | 7 | 1 | 03/10/2026 | ☆ | |
| 28229 | Coryell Capital Management. Llc CRD 310586 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 06/25/2026 | ☆ | |
| 28230 | Joseph M. Sebo, Cfp Inc. CRD 323589 | Oceanside, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 1 | 1 | 03/17/2026 | ☆ |
| 28231 | Fjeldsted, David Russell CRD 117244 | Farmington, UT | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 3 | 4 | 1 | 04/30/2026 | ☆ |
| 28232 | Ironwood Wealth Management Llc CRD 171008 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 8 | 1 | 03/25/2024 | ☆ | |
| 28233 | Integrated Capital Management Company, Inc.. CRD 119658 | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 5 | 1 | 02/27/2026 | ☆ | |
| 28234 | Money Consultants Advisory, Inc. CRD 111158 | Wealth Manager · Boutique (under $100M) | $2.0M | 1 | 1 | 1 | 01/17/2025 | ☆ | |
| 28235 | Ansonia Capital Advisors Llc CRD 335574 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/16/2026 | ☆ |
| 28236 | Ford Investment & Retirement Management Llc CRD 315920 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 1 | 08/24/2026 | ☆ | ||
| 28237 | Summit Equity Management, Inc. CRD 132071 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 0 | 06/10/2026 | ☆ | |
| 28238 | Coastal Carolina Financial Partners Llc CRD 334447 | Wealth Manager · Boutique (under $100M) | $2.0M | 20 | 38 | 1 | 07/19/2026 | ☆ | |
| 28239 | Bqs Management Llc CRD 282313 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $1.9M | 3 | 1 | 04/03/2023 | ☆ | |
| 28240 | Planning Trail Investments, Llc CRD 305686 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 20 | 1 | 01/30/2026 | ☆ | |
| 28241 | C.R. Haupt Llc CRD 157149 | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 10 | 1 | 03/13/2026 | ☆ | |
| 28242 | Alphawave Investments, Llc. CRD 332510 | Wealth Manager · Boutique (under $100M) | $1.9M | 15 | 22 | 1 | 01/30/2026 | ☆ | |
| 28243 | Haney, Eric T CRD 166642 | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 4 | 1 | 03/27/2026 | ☆ | |
| 28244 | Mindful Capital Management, Llc CRD 340794 | Decatur, GA | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 17 | 1 | 08/20/2026 | ☆ |
| 28245 | Anora Wealth, Llc CRD 337437 | San Marcos, CA | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 14 | 1 | 04/14/2026 | ☆ |
| 28246 | Ardor Investment Management Consulting, Ltd. CRD 123206 | Northfield, IL | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 9 | 2 | 04/29/2021 | ☆ |
| 28247 | Pachamama Ventures Limited CRD 343497 | Private Fund Manager · Boutique (under $100M) | $1.9M | 2 | 2 | 3 | 07/15/2026 | ☆ | |
| 28248 | Carroll Wealth Management Inc. CRD 152211 | Chesterfield, MO | Wealth Manager · Boutique (under $100M) | $1.9M | 13 | 13 | 1 | 03/27/2026 | ☆ |
| 28249 | Skp Wealth Management Llc CRD 331673 | Wealth Manager · Boutique (under $100M) | $1.9M | 15 | 26 | 1 | 03/26/2026 | ☆ | |
| 28250 | Cdt Capital Wealth Advisory Llc CRD 340966 | Syosset, NY | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 2 | 3 | 07/12/2026 | ☆ |