Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28251 | Del Val Retirement And Investment Services Inc CRD 332602 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $1.9M | 5 | 9 | 1 | 02/11/2026 | ☆ |
| 28252 | Crossover Capital Trading Llc CRD 328655 | Wealth Manager · Boutique (under $100M) | $1.9M | 11 | 11 | 1 | 09/03/2026 | ☆ | |
| 28253 | Dbg Capital Advisors, Llc CRD 147504 | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 6 | 1 | 05/15/2026 | ☆ | |
| 28254 | First Due Financial Llc CRD 335454 | Wareham, MA | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 5 | 7 | 1 | 02/11/2026 | ☆ |
| 28255 | Gulfcoast Embers Advisors, Llc CRD 343184 | Wealth Manager · Boutique (under $100M) | $1.9M | 1 | 7 | 1 | 08/07/2026 | ☆ | |
| 28256 | Lincoln Investment Advisers, Llc CRD 131181 | Wealth Manager · Boutique (under $100M) | $1.9M | 0 | 2 | 1 | 03/16/2026 | ☆ | |
| 28257 | I Cthru Inc. CRD 170875 | Wealth Manager · Boutique (under $100M) | $1.9M | 8 | 9 | 2 | 03/25/2026 | ☆ | |
| 28258 | Alexander Lee Henderson CRD 152440 | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 5 | 1 | 03/02/2026 | ☆ | |
| 28259 | Companions On Your Journey, Llc CRD 292618 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 9 | 1 | 04/05/2023 | ☆ | |
| 28260 | Pantile Investments Inc. CRD 312696 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $1.9M | 14 | 29 | 4 | 05/26/2026 | ☆ |
| 28261 | Fintech Wealth Management, Llc CRD 306000 | Wealth Manager · Boutique (under $100M) | $1.9M | 9 | 12 | 1 | 07/21/2026 | ☆ | |
| 28262 | Lakeside North Capital Advisors, Llc CRD 238789 | Wealth Manager · Boutique (under $100M) | $1.9M | 14 | 14 | 1 | 01/30/2026 | ☆ | |
| 28263 | Smartvalue Investment Management, Llc CRD 142786 | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 4 | 1 | 03/13/2026 | ☆ | |
| 28264 | Silverback Capital Management, Llc CRD 324151 | Investment Adviser · Boutique (under $100M) | $1.9M | 4 | 4 | 1 | 03/05/2026 | ☆ | |
| 28265 | Savvy Financial, Inc. CRD 304337 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $1.9M | 307 | 410 | 15 | 03/31/2026 | ☆ |
| 28266 | Wise Asset Management L.L.C. CRD 318614 | Wealth Manager · Boutique (under $100M) | $1.9M | 10 | 10 | 1 | 04/17/2026 | ☆ | |
| 28267 | Helping Hand Financial, Llc CRD 307692 | Greenwood, IN | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 5 | 5 | 2 | 03/26/2026 | ☆ |
| 28268 | Roud Financial Services, Llc CRD 156492 | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 1 | 05/02/2022 | ☆ | ||
| 28269 | Nu Paradigm Investment Partners L.L.C. CRD 170428 | Investment Adviser · Boutique (under $100M) | $1.9M | 2 | 2 | 2 | 03/20/2026 | ☆ | |
| 28270 | North Shore Wealth Management CRD 329710 | Westford, MA | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 8 | 1 | 01/15/2026 | ☆ |
| 28271 | Wong, Jimmy Siu Yan CRD 136295 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $1.9M | 2 | 2 | 1 | 03/30/2026 | ☆ |
| 28272 | Net Income Llc CRD 282066 | Cheyenne, WY | Wealth Manager · Boutique (under $100M) | $1.9M | 6 | 7 | 1 | 03/26/2026 | ☆ |
| 28273 | Stebnicki Financial Planning Llc CRD 307237 | Wealth Manager · Boutique (under $100M) | $1.9M | 3 | 5 | 1 | 03/02/2026 | ☆ | |
| 28274 | Daniel Ryan Financial Llc CRD 323029 | Wealth Manager · Boutique (under $100M) | $1.9M | 5 | 15 | 1 | 03/13/2026 | ☆ | |
| 28275 | Clearvue Financial Planning, Llc CRD 284068 | Wealth Manager · Boutique (under $100M) | $1.9M | 25 | 27 | 1 | 02/16/2026 | ☆ | |
| 28276 | Quest Investment Firm CRD 170742 | Wealth Manager · Boutique (under $100M) | $1.9M | 11 | 11 | 1 | 09/17/2026 | ☆ | |
| 28277 | Sm Carlton Advisory Llc CRD 310381 | Wealth Manager · Boutique (under $100M) | $1.9M | 17 | 17 | 1 | 05/13/2022 | ☆ | |
| 28278 | The Wealth Mastery, Llc CRD 318682 | Palo Alto, CA | Insurance-Affiliated · Boutique (under $100M) | $1.9M | 4 | 6 | 1 | 03/16/2026 | ☆ |
| 28279 | True North Wealth Management, Llc CRD 302020 | Wealth Manager · Boutique (under $100M) | $1.9M | 4 | 1 | 01/08/2025 | ☆ | ||
| 28280 | Basilic Llc CRD 329731 | Denver, CO | Institutional / Pension Advisor · Boutique (under $100M) | $1.8M | 22 | 24 | 1 | 01/28/2026 | ☆ |
| 28281 | Central Point Wealth Management Llc CRD 330412 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 28282 | Pursuit Planning And Investments, Llc CRD 297257 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 20 | 1 | 02/12/2026 | ☆ | |
| 28283 | Maine Investment And Planning Services, Llc CRD 318440 | Falmouth, ME | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 9 | 2 | 03/31/2026 | ☆ |
| 28284 | Solid Oak Planning Co CRD 300575 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 28285 | Mp3 Finance Llc CRD 331694 | Wealth Manager · Boutique (under $100M) | $1.8M | 17 | 16 | 1 | 07/21/2026 | ☆ | |
| 28286 | Condata Group Inc CRD 108715 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 19 | 25 | 3 | 03/24/2026 | ☆ |
| 28287 | Riccio & Associates, Llc CRD 304972 | Wealth Manager · Boutique (under $100M) | $1.8M | 58 | 58 | 1 | 03/20/2026 | ☆ | |
| 28288 | Villaire Financial, Llc CRD 318796 | Wealth Manager · Boutique (under $100M) | $1.8M | 80 | 80 | 1 | 01/08/2026 | ☆ | |
| 28289 | Granite Financial Advisors, Inc. CRD 284917 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 13 | 1 | 01/13/2026 | ☆ | |
| 28290 | Advisifi Llc CRD 332477 | St Petersburg, FL | Investment Adviser · Boutique (under $100M) | $1.8M | 134 | 134 | 6 | 03/31/2026 | ☆ |
| 28291 | Botamer Financial Corporation CRD 124077 | Wealth Manager · Boutique (under $100M) | $1.8M | 16 | 16 | 1 | 04/03/2026 | ☆ | |
| 28292 | Quantact Capital Advisors Llc CRD 168360 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 1 | 03/31/2021 | ☆ | ||
| 28293 | Wealthy Intentions Llc CRD 310994 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 31 | 2 | 02/21/2026 | ☆ | |
| 28294 | Indiwealth Llc CRD 335563 | Maple Grove, MN | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 9 | 1 | 01/27/2026 | ☆ |
| 28295 | N CRD 332762 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 14 | 2 | 03/04/2025 | ☆ | |
| 28296 | Fenwick Financial L.L.C. CRD 331235 | New Haven, KY | Wealth Manager · Boutique (under $100M) | $1.8M | 31 | 47 | 1 | 10/02/2026 | ☆ |
| 28297 | Shorebird, Llc CRD 290121 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 03/03/2026 | ☆ |
| 28298 | Family Investment Advisory, Llc CRD 160189 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 12 | 1 | 06/29/2026 | ☆ | |
| 28299 | Tcp Investments Llc CRD 137073 | Wealth Manager · Boutique (under $100M) | $1.8M | 10 | 16 | 1 | 01/21/2026 | ☆ | |
| 28300 | Stillwater Investing Inc CRD 307511 | Veazie, ME | Wealth Manager · Boutique (under $100M) | $1.8M | 45 | 68 | 3 | 05/01/2026 | ☆ |