Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28251 | Reg Capital L.L.C. CRD 142625 | Wealth Manager · Boutique (under $100M) | $1.7M | 4 | 1 | 03/16/2026 | ☆ | ||
| 28252 | Velev, Jivko Stoyanov CRD 283370 | Wealth Manager · Boutique (under $100M) | $1.7M | 2 | 2 | 1 | 01/22/2026 | ☆ | |
| 28253 | Eastmont Llc CRD 300094 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 1 | 1 | 03/24/2026 | ☆ | ||
| 28254 | Upside Lab Advisors Inc. CRD 304862 | Wealth Manager · Boutique (under $100M) | $1.7M | 4 | 6 | 1 | 02/14/2024 | ☆ | |
| 28255 | Trimingham Financial, Llc CRD 298983 | Wealth Manager · Boutique (under $100M) | $1.7M | 7 | 15 | 1 | 03/30/2026 | ☆ | |
| 28256 | Guttman Financial Planning, Inc. CRD 283061 | Wealth Manager · Boutique (under $100M) | $1.7M | 11 | 3 | 1 | 03/24/2026 | ☆ | |
| 28257 | Lakemont Wealth Management Llc CRD 338421 | Wealth Manager · Boutique (under $100M) | $1.7M | 2 | 5 | 1 | 08/17/2026 | ☆ | |
| 28258 | Todd Washburn Solutions, Llc CRD 118770 | Durham, NC | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 1 | 01/27/2026 | ☆ | |
| 28259 | Black Harbor Financial Llc CRD 290015 | Wealth Manager · Boutique (under $100M) | $1.7M | 6 | 6 | 1 | 02/11/2025 | ☆ | |
| 28260 | Casmilner Consulting Llc CRD 329570 | Wealth Manager · Boutique (under $100M) | $1.7M | 4 | 4 | 1 | 10/28/2025 | ☆ | |
| 28261 | Peelle Wealth Management, Llc CRD 159742 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $1.7M | 16 | 28 | 1 | 03/13/2026 | ☆ |
| 28262 | Yamasaki, Dennis K CRD 174344 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 5 | 5 | 1 | 04/06/2026 | ☆ | |
| 28263 | Eppes Wealth Management, Llc CRD 332781 | Satellite Beach, FL | Wealth Manager · Boutique (under $100M) | $1.7M | 9 | 22 | 1 | 02/02/2026 | ☆ |
| 28264 | Finance 180, Llc CRD 289453 | Wealth Manager · Boutique (under $100M) | $1.7M | 16 | 16 | 1 | 03/14/2026 | ☆ | |
| 28265 | Reed Investment Management, Llc CRD 157108 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 73 | 105 | 1 | 03/31/2026 | ☆ |
| 28266 | Nelson, Steven Charles CRD 130218 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 21 | 22 | 1 | 03/23/2026 | ☆ | |
| 28267 | Ventura Investments, Llc CRD 141643 | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 12 | 1 | 03/05/2026 | ☆ | |
| 28268 | City Investment Advisors, Inc. CRD 123145 | Langhorne, PA | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 50 | 50 | 1 | 02/11/2026 | ☆ |
| 28269 | Grow Planning, Llc CRD 285295 | Wealth Manager · Boutique (under $100M) | $1.7M | 18 | 18 | 1 | 01/26/2026 | ☆ | |
| 28270 | Vesta Investment Advisors, Llc CRD 288315 | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 3 | 1 | 02/04/2025 | ☆ | |
| 28271 | Barlow, Paul David CRD 284512 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 5 | 7 | 1 | 02/27/2026 | ☆ |
| 28272 | Edward Wealth Partners, Llc CRD 338899 | Lithia Springs, GA | Wealth Manager · Boutique (under $100M) | $1.6M | 27 | 27 | 1 | 04/17/2026 | ☆ |
| 28273 | Wealth Team Llc CRD 312747 | Wealth Manager · Boutique (under $100M) | $1.6M | 27 | 26 | 1 | 07/07/2026 | ☆ | |
| 28274 | Triex Financial Services, Inc. CRD 158822 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $1.6M | 26 | 26 | 2 | 03/26/2026 | ☆ |
| 28275 | Andrey, Douglas, George CRD 312183 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 2 | 2 | 1 | 03/26/2026 | ☆ |
| 28276 | Grad Wealth Management Pllc CRD 333499 | Livonia, MI | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 14 | 1 | 01/15/2026 | ☆ |
| 28277 | West Ridge Capital Management L.L.C. CRD 332236 | Wealth Manager · Boutique (under $100M) | $1.6M | 11 | 1 | 01/30/2026 | ☆ | ||
| 28278 | Atk Financial Prosperity, Llc CRD 324287 | Oswego, IL | Wealth Manager · Boutique (under $100M) | $1.6M | 14 | 17 | 1 | 03/26/2026 | ☆ |
| 28279 | Brown Investors Wealth Management, Llc CRD 313663 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 10 | 16 | 1 | 01/23/2026 | ☆ | |
| 28280 | Elevated Finance Llc CRD 334769 | Willard, OH | Wealth Manager · Boutique (under $100M) | $1.6M | 24 | 16 | 1 | 02/21/2026 | ☆ |
| 28281 | Contreras Financial, Inc. CRD 305463 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 28 | 34 | 1 | 06/11/2026 | ☆ | |
| 28282 | Jg Wealth Management, Llc CRD 286651 | Aliso Viejo, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 56 | 2 | 03/30/2026 | ☆ |
| 28283 | Futuremoney Ria, Llc CRD 329835 | Manchester, NH | Wealth Manager · Boutique (under $100M) | $1.6M | 35,072 | 35,072 | 9 | 03/30/2026 | ☆ |
| 28284 | Branson Fowlkes Russell Inc CRD 107656 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.6M | 1 | 1 | 6 | 03/23/2026 | ☆ |
| 28285 | Greyfox Investors Llc CRD 334180 | Wealth Manager · Boutique (under $100M) | $1.6M | 7 | 7 | 2 | 12/20/2024 | ☆ | |
| 28286 | Kyw Financial, Llc CRD 306771 | Wealth Manager · Boutique (under $100M) | $1.6M | 4 | 4 | 1 | 03/06/2026 | ☆ | |
| 28287 | Ironfjord Wealth Management Llc CRD 333955 | Lakewood, CO | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 21 | 1 | 04/26/2026 | ☆ |
| 28288 | Kiel Investment Company Llc CRD 131043 | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 6 | 1 | 03/10/2026 | ☆ | |
| 28289 | Kirwin Financial Llc CRD 314561 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 5 | 1 | 03/09/2026 | ☆ |
| 28290 | Lindisfarne, Llc CRD 149919 | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 24 | 2 | 04/14/2026 | ☆ | |
| 28291 | Wealth Warden Llc CRD 337835 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 6 | 9 | 05/25/2026 | ☆ |
| 28292 | Trilogy Financial Solutions, Llc CRD 168104 | Wealth Manager · Boutique (under $100M) | $1.6M | 13 | 17 | 1 | 01/18/2026 | ☆ | |
| 28293 | Christian A. Hermo Llc CRD 154947 | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 9 | 1 | 03/30/2026 | ☆ | |
| 28294 | Cobb, Robert Douglas CRD 150880 | Santa Ana, CA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 80 | 80 | 1 | 06/09/2026 | ☆ |
| 28295 | Elite Wealth Management, Llc CRD 317481 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 35 | 35 | 2 | 06/09/2026 | ☆ |
| 28296 | Jolley Wealth Management, Llc CRD 334209 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $1.6M | 14 | 1 | 03/19/2026 | ☆ | |
| 28297 | Minas Wealth Management Llc CRD 146718 | Okatie, SC | Wealth Manager · Boutique (under $100M) | $1.6M | 17 | 17 | 1 | 03/31/2026 | ☆ |
| 28298 | Nav Wealth Management Corp. CRD 149629 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 10 | 10 | 0 | 02/27/2026 | ☆ | |
| 28299 | Palladium Wealth Management, Llc CRD 306689 | Burke, VA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 4 | 8 | 1 | 04/03/2026 | ☆ |
| 28300 | Quarterpoint Capital Management, Llc CRD 166918 | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 21 | 1 | 02/02/2026 | ☆ |