Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28301 | Wealth Ready, Llc CRD 322146 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 22 | 27 | 1 | 04/07/2026 | ☆ | |
| 28302 | Us Wealth Management Advisors, Llc CRD 327223 | Investment Adviser · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 05/15/2026 | ☆ | |
| 28303 | Legacy Wealth Management Group, Llc CRD 311361 | Dothan, AL | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 02/09/2023 | ☆ |
| 28304 | Render Financial, Llc CRD 335983 | Wealth Manager · Boutique (under $100M) | $1.6M | 0 | 19 | 1 | 05/15/2026 | ☆ | |
| 28305 | Carlson Financial Advisory, Llc CRD 281868 | Liberty Lake, WA | Wealth Manager · Boutique (under $100M) | $1.6M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 28306 | Stewardship Investment Services Llc CRD 318026 | Wealth Manager · Boutique (under $100M) | $1.6M | 26 | 32 | 1 | 01/13/2026 | ☆ | |
| 28307 | Johnson Wealth Management, Llc CRD 286036 | Palm Coast, FL | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 12 | 1 | 01/16/2026 | ☆ |
| 28308 | Nemo Capital CRD 301309 | Wealth Manager · Boutique (under $100M) | $1.6M | 10 | 13 | 1 | 03/31/2026 | ☆ | |
| 28309 | Point 16 Capital, Llc CRD 286414 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 10 | 1 | 02/11/2019 | ☆ |
| 28310 | Whisper Financial Llc CRD 317414 | Wealth Manager · Boutique (under $100M) | $1.6M | 11 | 23 | 1 | 03/06/2026 | ☆ | |
| 28311 | Legatum Services Llc CRD 316299 | St Augustine, FL | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 1 | 1 | 1 | 03/19/2026 | ☆ |
| 28312 | Ridgeback Wealth Management, Llc CRD 331999 | Peachtree City, GA | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 8 | 1 | 01/14/2026 | ☆ |
| 28313 | Bishopsgate Investment Company CRD 104516 | Private Fund Manager · Boutique (under $100M) | $1.6M | 2 | 2 | 1 | 02/27/2026 | ☆ | |
| 28314 | Freedom Asset Management Inc. CRD 122939 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 53 | 53 | 1 | 03/31/2026 | ☆ | |
| 28315 | Latham Financial Llc CRD 337217 | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 28 | 1 | 08/17/2026 | ☆ | |
| 28316 | Summit Gates Capital Llc CRD 296071 | Wealth Manager · Boutique (under $100M) | $1.6M | 13 | 16 | 1 | 05/16/2026 | ☆ | |
| 28317 | Sigma Capital Management CRD 302063 | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 03/24/2023 | ☆ | |
| 28318 | Wellfin360 Llc CRD 329254 | Wealth Manager · Boutique (under $100M) | $1.6M | 12 | 26 | 1 | 05/22/2026 | ☆ | |
| 28319 | Portafolio Capital Management Llc CRD 329023 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $1.6M | 7 | 10 | 1 | 06/23/2026 | ☆ |
| 28320 | Spratley, Troy , Ronald CRD 120956 | Investment Adviser · Boutique (under $100M) | $1.6M | 33 | 1 | 03/12/2015 | ☆ | ||
| 28321 | Create Your Path Llc CRD 310062 | Wealth Manager · Boutique (under $100M) | $1.6M | 14 | 26 | 1 | 03/19/2026 | ☆ | |
| 28322 | Ambrozy & Associates, Inc. CRD 129318 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 6 | 1 | 11/07/2012 | ☆ | ||
| 28323 | Gwblake & Company CRD 310742 | Wealth Manager · Boutique (under $100M) | $1.6M | 7 | 13 | 1 | 03/31/2026 | ☆ | |
| 28324 | Hartman, Jeremy CRD 152508 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 60 | 60 | 1 | 05/31/2023 | ☆ | |
| 28325 | Se Hunt Capital, Llc CRD 336201 | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 7 | 1 | 01/21/2026 | ☆ | |
| 28326 | Winston Wealth Strategies, Llc CRD 332891 | Wealth Manager · Boutique (under $100M) | $1.5M | 11 | 1 | 01/20/2026 | ☆ | ||
| 28327 | Soaring Investment Management, Llc CRD 166086 | Wealth Manager · Boutique (under $100M) | $1.5M | 35 | 35 | 1 | 03/30/2026 | ☆ | |
| 28328 | Hilty Wealth Management Llc CRD 324529 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 8 | 1 | 03/12/2026 | ☆ | |
| 28329 | To One A.M. Llc CRD 160117 | Hr 10000 Zagreb | Investment Adviser · Boutique (under $100M) | $1.5M | 12 | 1 | 03/31/2021 | ☆ | |
| 28330 | Park Financial Planning Solutions, Llc CRD 334210 | Wealth Manager · Boutique (under $100M) | $1.5M | 10 | 9 | 1 | 02/12/2026 | ☆ | |
| 28331 | Bvb And Partners S.A. CRD 288814 | Geneva | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 1 | 04/13/2026 | ☆ | |
| 28332 | Crg Wealth, Llc CRD 300615 | Clear Lake, MN | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 8 | 1 | 05/11/2026 | ☆ |
| 28333 | Dakota Wealth Advisors Llc CRD 319527 | Bismarck, ND | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 11 | 11 | 1 | 03/19/2026 | ☆ |
| 28334 | Phan Capital Management, Llc CRD 301304 | Wealth Manager · Boutique (under $100M) | $1.5M | 12 | 21 | 1 | 04/01/2026 | ☆ | |
| 28335 | Dehoff Wealth Advisory Llc CRD 338328 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 15 | 1 | 02/17/2026 | ☆ | |
| 28336 | Fenwick Financial L.L.C. CRD 331235 | Wealth Manager · Boutique (under $100M) | $1.5M | 28 | 41 | 1 | 02/13/2026 | ☆ | |
| 28337 | G4 Financial Planning, Llc CRD 327290 | Wealth Manager · Boutique (under $100M) | $1.5M | 19 | 55 | 1 | 03/07/2026 | ☆ | |
| 28338 | Dalton Wealth Planners CRD 334952 | Dalton, GA | Investment Adviser · Boutique (under $100M) | $1.5M | 9 | 13 | 3 | 08/18/2026 | ☆ |
| 28339 | David Huff Llc CRD 332064 | Chalmette, LA | Wealth Manager · Boutique (under $100M) | $1.5M | 8 | 8 | 1 | 03/30/2026 | ☆ |
| 28340 | Baczkowski & Company CRD 122327 | Wealth Manager · Boutique (under $100M) | $1.5M | 8 | 15 | 1 | 01/02/2024 | ☆ | |
| 28341 | Weisert Investment Services, Inc. CRD 111670 | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 30 | 2 | 03/16/2026 | ☆ | |
| 28342 | Apex Quantitative Group, Llc CRD 333956 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.5M | 4 | 5 | 4 | 08/05/2026 | ☆ |
| 28343 | Cg Capital Wealth Llc CRD 342521 | Hialeah, FL | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 4 | 4 | 1 | 07/18/2026 | ☆ |
| 28344 | Comprehensive Wealth Management CRD 144891 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 4 | 1 | 01/08/2024 | ☆ | ||
| 28345 | Curtin Financial Services, Inc. CRD 133095 | Burlington, MA | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 2 | 1 | 07/31/2023 | ☆ |
| 28346 | Edwards Premier Financial Corporation CRD 298453 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 50 | 50 | 1 | 09/10/2023 | ☆ | |
| 28347 | Exciten Capital Llc CRD 168580 | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 05/19/2026 | ☆ | |
| 28348 | Fiducial Partners Llc CRD 294063 | Brighton, MI | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 7 | 7 | 1 | 04/24/2023 | ☆ |
| 28349 | Flb Capital Management, Llc CRD 146379 | Rowlett, TX | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 6 | 6 | 1 | 06/21/2018 | ☆ |
| 28350 | Genesis Capital Management, Llc CRD 281149 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 30 | 30 | 1 | 10/07/2020 | ☆ |