Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28301 | C.R. Retirement Strategies, Llc CRD 339017 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 14 | 1 | 02/24/2026 | ☆ | |
| 28302 | Quality Financial Planning Llc CRD 319000 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 15 | 1 | 08/25/2026 | ☆ | |
| 28303 | Alluvial Wealth Management Inc. CRD 305503 | Matthews, NC | Wealth Manager · Boutique (under $100M) | $1.8M | 23 | 26 | 1 | 03/23/2026 | ☆ |
| 28304 | Moneypro Wealth Management, Llc CRD 135340 | Franklin, TN | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 10 | 1 | 03/31/2026 | ☆ |
| 28305 | Fd Ball Investment Advisors, Llc CRD 155944 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 9 | 9 | 1 | 03/23/2026 | ☆ | |
| 28306 | Kavout Algo Financial Llc CRD 310424 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 4 | 03/28/2026 | ☆ | |
| 28307 | Developing Financial Llc CRD 315242 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 51 | 1 | 02/09/2026 | ☆ | |
| 28308 | Mjc Financial Fitness Llc CRD 306875 | Wealth Manager · Boutique (under $100M) | $1.8M | 15 | 58 | 1 | 02/03/2026 | ☆ | |
| 28309 | El Castillo Investments, Llc CRD 328068 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 22 | 2 | 05/04/2026 | ☆ | |
| 28310 | Hassey, Dan, Herman CRD 324462 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 7 | 1 | 05/11/2026 | ☆ | |
| 28311 | J Moss And Co, Inc CRD 328259 | Wealth Manager · Boutique (under $100M) | $1.8M | 1 | 1 | 1 | 05/03/2024 | ☆ | |
| 28312 | Jwl & Associates, Inc. CRD 314576 | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 04/13/2026 | ☆ | |
| 28313 | Libra Investment Advisors Inc CRD 333647 | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 3 | 2 | 03/30/2026 | ☆ | |
| 28314 | Orion Archstone Asset Management Inc. CRD 286225 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 01/06/2026 | ☆ |
| 28315 | Patrick J. Keating Investment Management, Llc CRD 153642 | Wealth Manager · Boutique (under $100M) | $1.8M | 2 | 1 | 03/27/2026 | ☆ | ||
| 28316 | Ryefield Capital, Llc CRD 178514 | Germantown, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 23 | 1 | 03/28/2024 | ☆ |
| 28317 | Sd Perron & Co. Investment Services, Inc. CRD 132592 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 17 | 1 | 04/01/2026 | ☆ | |
| 28318 | Right Path Financial Planning, L.L.C. CRD 336466 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 1 | 03/27/2026 | ☆ | ||
| 28319 | Capital 360 Financial, Llc CRD 297178 | Springfield, MO | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 15 | 14 | 1 | 11/04/2024 | ☆ |
| 28320 | Sharper Image Financial Services, Llc CRD 330048 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 35 | 2 | 05/18/2026 | ☆ | |
| 28321 | Hannegan Wealth Management, Llc CRD 312062 | Edgewood, KY | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 17 | 1 | 03/31/2026 | ☆ |
| 28322 | Haddon Group Llc CRD 307998 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 20 | 1 | 03/09/2026 | ☆ | |
| 28323 | Sanguine Owl, Lc CRD 163924 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 10 | 1 | 02/28/2020 | ☆ | |
| 28324 | 1 St & 3 Rd Investments Llc CRD 337417 | Wealth Manager · Boutique (under $100M) | $1.8M | 20 | 23 | 2 | 03/03/2026 | ☆ | |
| 28325 | Hazelwood Investment Advisors Llc CRD 333703 | Wealth Manager · Boutique (under $100M) | $1.8M | 10 | 13 | 1 | 09/03/2026 | ☆ | |
| 28326 | Pluto Wealth Management Llc CRD 307295 | Woodridge, IL | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 42 | 1 | 03/25/2026 | ☆ |
| 28327 | Shadowfax Investments Llc CRD 308003 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 8 | 2 | 03/30/2026 | ☆ | |
| 28328 | Synouvo Wealth Management, Llc CRD 171123 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $1.8M | 52 | 105 | 1 | 03/05/2026 | ☆ |
| 28329 | Educated Investors CRD 327581 | Wealth Manager · Boutique (under $100M) | $1.8M | 0 | 5 | 1 | 03/01/2026 | ☆ | |
| 28330 | Swiss Alpine Wealth Management Llc CRD 269906 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 6 | 1 | 02/24/2026 | ☆ | |
| 28331 | Piece Of Wealth Planning Llc CRD 307247 | Wealth Manager · Boutique (under $100M) | $1.8M | 13 | 29 | 2 | 05/28/2026 | ☆ | |
| 28332 | The Astraea Corporation CRD 114124 | Private Fund Manager · Boutique (under $100M) | $1.8M | 2 | 2 | 1 | 03/12/2026 | ☆ | |
| 28333 | Affinity Financial, Llc CRD 311700 | Millcreek, UT | Institutional / Pension Advisor · Boutique (under $100M) | $1.8M | 27 | 27 | 1 | 03/27/2026 | ☆ |
| 28334 | Cornbelt Financial, Llc CRD 299617 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 13 | 20 | 4 | 02/22/2023 | ☆ |
| 28335 | Boardwalk Wealth Management, Llc CRD 310308 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 28336 | Steven Suib, Inc. CRD 170636 | King Of Prussia, PA | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 9 | 9 | 1 | 09/21/2026 | ☆ |
| 28337 | Disciplined Wealth Management, Llc CRD 139473 | Wealth Manager · Boutique (under $100M) | $1.8M | 30 | 30 | 2 | 07/30/2026 | ☆ | |
| 28338 | Integritas Semper, Llc CRD 152008 | Wealth Manager · Boutique (under $100M) | $1.8M | 29 | 90 | 1 | 03/26/2026 | ☆ | |
| 28339 | Gant Investment Advisors, Inc. CRD 120467 | Toledo, OH | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 40 | 40 | 1 | 04/28/2026 | ☆ |
| 28340 | Harris, Stephen Paul CRD 277035 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 1 | 09/17/2021 | ☆ | ||
| 28341 | Vestera Wealth Llc CRD 338108 | Wealth Manager · Boutique (under $100M) | $1.7M | 3 | 1 | 02/12/2026 | ☆ | ||
| 28342 | N CRD 322277 | Wealth Manager · Boutique (under $100M) | $1.7M | 7 | 3 | 1 | 10/08/2025 | ☆ | |
| 28343 | Griffis Asset Management Company, Llc CRD 304813 | Chiefland, FL | Wealth Manager · Boutique (under $100M) | $1.7M | 20 | 30 | 1 | 06/12/2026 | ☆ |
| 28344 | Blue Ridge Financial Services Llc CRD 155134 | Wealth Manager · Boutique (under $100M) | $1.7M | 2 | 5 | 1 | 02/26/2026 | ☆ | |
| 28345 | Fern Impact Advisors, Llc CRD 164264 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 5 | 2 | 03/27/2026 | ☆ |
| 28346 | Arnold, Stephen Ray CRD 147449 | Insurance-Affiliated · Boutique (under $100M) | $1.7M | 0 | 3 | 1 | 08/21/2026 | ☆ | |
| 28347 | Valor Advisers, Llc CRD 301292 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.7M | 74 | 94 | 2 | 03/16/2026 | ☆ |
| 28348 | Aim Advisors Llc CRD 317933 | Wealth Manager · Boutique (under $100M) | $1.7M | 14 | 14 | 1 | 02/03/2026 | ☆ | |
| 28349 | Hilltop Planning Llc CRD 334342 | Wealth Manager · Boutique (under $100M) | $1.7M | 10 | 1 | 03/30/2026 | ☆ | ||
| 28350 | Proper Money Management Llc CRD 329724 | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 11 | 3 | 03/02/2026 | ☆ |