Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28351 | Iengage Asset Management Llc CRD 299108 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $1.5M | 0 | 3 | 1 | 03/24/2026 | ☆ |
| 28352 | Myfi Wealth Management, Llc CRD 318456 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 7 | 1 | 03/15/2026 | ☆ | |
| 28353 | Obex Investments Llc CRD 118461 | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 2 | 2 | 03/30/2026 | ☆ | |
| 28354 | Pilot Investment Services, Llc CRD 277155 | Wealth Manager · Boutique (under $100M) | $1.5M | 9 | 8 | 1 | 08/13/2026 | ☆ | |
| 28355 | Priore, Matthew Cote CRD 174319 | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 1 | 02/11/2025 | ☆ | ||
| 28356 | Prosperilux Llc CRD 334864 | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 6 | 1 | 02/18/2026 | ☆ | |
| 28357 | Puentes Mayorga Advisers, S.A.S CRD 292085 | Wealth Manager · Boutique (under $100M) | $1.5M | 4 | 4 | 2 | 08/20/2026 | ☆ | |
| 28358 | Rosasharn Investment Management, Llc CRD 173541 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 6 | 1 | 07/20/2026 | ☆ | |
| 28359 | Saffron Consulting Services Llc CRD 255788 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 2 | 2 | 1 | 08/14/2025 | ☆ | |
| 28360 | Steven Harry Altman CRD 330626 | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 4 | 1 | 01/15/2025 | ☆ | |
| 28361 | Wealthn Llc CRD 285915 | Newtown Square, PA | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 4 | 2 | 04/01/2026 | ☆ |
| 28362 | William Regan Scheel CRD 114798 | Wealth Manager · Boutique (under $100M) | $1.5M | 6 | 6 | 1 | 03/25/2026 | ☆ | |
| 28363 | Jay Ray Radke CRD 113502 | Wealth Manager · Boutique (under $100M) | $1.5M | 17 | 30 | 1 | 03/04/2026 | ☆ | |
| 28364 | 2 Pifinancial Corp. CRD 326171 | Wealth Manager · Boutique (under $100M) | $1.5M | 9 | 10 | 2 | 03/12/2026 | ☆ | |
| 28365 | Streamline Advisory Llc CRD 335789 | Bellingham, WA | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 19 | 1 | 04/22/2026 | ☆ |
| 28366 | Von Kohorn Research & Advisory, Inc. CRD 139516 | Norwalk, CT | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 1 | 06/23/2026 | ☆ | |
| 28367 | The Santa Cruz Company Llc CRD 331936 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 11 | 3 | 05/14/2026 | ☆ | |
| 28368 | The Zillenial Advisors Llc CRD 324808 | Wealth Manager · Boutique (under $100M) | $1.5M | 61 | 61 | 3 | 07/31/2026 | ☆ | |
| 28369 | Armadale Asset Management Llc CRD 327824 | Mineola, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 5 | 1 | 08/05/2026 | ☆ |
| 28370 | Followthru Planning Associates Llc CRD 145730 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 19 | 19 | 1 | 03/31/2026 | ☆ | |
| 28371 | Washpark Capital, Llc CRD 281306 | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 1 | 03/31/2026 | ☆ | ||
| 28372 | Jura Investments, Llc CRD 154614 | King Of Prussia, PA | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 28373 | Rr Financial Management Llc CRD 310395 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $1.5M | 57 | 62 | 1 | 03/25/2026 | ☆ |
| 28374 | N CRD 148519 | Private Fund Manager · Boutique (under $100M) | $1.5M | 3 | 3 | 14 | 03/31/2025 | ☆ | |
| 28375 | Moon Lasso Asset Management, Llc CRD 316278 | Private Fund Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 01/23/2026 | ☆ | |
| 28376 | Procapita Partners, Llc CRD 300292 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 14 | 2 | 04/23/2024 | ☆ |
| 28377 | Ascending Assets, Llc CRD 291852 | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 19 | 1 | 03/31/2026 | ☆ | |
| 28378 | Bloomercbw Llc Eusebius Advisors Series CRD 310057 | Evanston, IL | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 11 | 11 | 1 | 03/21/2024 | ☆ |
| 28379 | Freedom Financial Advisors, Llc CRD 330516 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 10 | 19 | 1 | 03/31/2026 | ☆ | |
| 28380 | Seven Pines Capital, Llc CRD 305716 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 14 | 1 | 05/20/2026 | ☆ | |
| 28381 | Koios Private Family Offices, Llc CRD 338355 | Des Moines, IA | Multi-Family Office · Boutique (under $100M) | $1.5M | 5 | 10 | 2 | 06/11/2026 | ☆ |
| 28382 | Inove Asset Management, L.L.C. CRD 157224 | St. Thomas, VI | Wealth Manager · Boutique (under $100M) | $1.5M | 6 | 7 | 1 | 03/30/2026 | ☆ |
| 28383 | Entoro Advisors, Llc CRD 323700 | Houston, TX | Investment Adviser · Boutique (under $100M) | $1.5M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 28384 | Medina Financial, Llc CRD 300643 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 20 | 1 | 03/30/2026 | ☆ | |
| 28385 | Aurelia Capital Advisors, Inc. CRD 334467 | Wealth Manager · Boutique (under $100M) | $1.4M | 12 | 26 | 1 | 03/31/2026 | ☆ | |
| 28386 | Aequitas Financial, Llc CRD 325830 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 18 | 1 | 06/27/2026 | ☆ | |
| 28387 | She Wealth Advisors, Llc CRD 337375 | Agoura Hills, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 8 | 1 | 06/18/2026 | ☆ |
| 28388 | Alpine Financial Advisers, Llc CRD 147393 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 1 | 07/16/2026 | ☆ | |
| 28389 | Panthera Capital Llc CRD 300224 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 2 | 1 | 04/01/2026 | ☆ | |
| 28390 | Treehouse Financial, Inc CRD 161164 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 4 | 11 | 2 | 03/26/2026 | ☆ | |
| 28391 | First Main Capital Llc CRD 319246 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 4 | 1 | 03/31/2026 | ☆ |
| 28392 | Friend Financial Group Inc CRD 333887 | Thornton, CO | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 3 | 1 | 01/21/2026 | ☆ |
| 28393 | Robert Young Advisory, Llc CRD 167473 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 18 | 1 | 01/19/2026 | ☆ | |
| 28394 | Apricity Financial Planning, Llc CRD 327291 | Whitehouse, OH | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 25 | 1 | 03/30/2026 | ☆ |
| 28395 | Aihara Wealth Management Llc CRD 332749 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 23 | 27 | 2 | 03/13/2026 | ☆ |
| 28396 | Evergreen Investment Management Llc CRD 339989 | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 6 | 1 | 05/28/2026 | ☆ | |
| 28397 | Wolverine Investment Advisors, Llc CRD 307037 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $1.4M | 9 | 9 | 3 | 05/07/2026 | ☆ |
| 28398 | Folse Financial, Llc CRD 336470 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 21 | 1 | 01/07/2026 | ☆ | |
| 28399 | Conklin Financial Management, Llc CRD 287948 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 27 | 1 | 07/22/2026 | ☆ | |
| 28400 | Elphinstone, Inc. CRD 311264 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 579 | 579 | 5 | 04/02/2026 | ☆ |