Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28401 | Allen J Romain CRD 151506 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 27 | 31 | 2 | 03/30/2026 | ☆ | |
| 28402 | David Gray Consulting Llc CRD 323526 | Wealth Manager · Boutique (under $100M) | $1.4M | 24 | 24 | 1 | 10/06/2025 | ☆ | |
| 28403 | Src Capital Management CRD 130310 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 7 | 1 | 07/23/2026 | ☆ |
| 28404 | Rock Financial Planning Llc CRD 304615 | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 28 | 1 | 03/31/2026 | ☆ | |
| 28405 | Watership Private Capital Management, Llc CRD 334791 | Brandenton, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 7 | 1 | 01/30/2026 | ☆ |
| 28406 | Gregory Advisors Incorporated CRD 112537 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 1 | 01/14/2026 | ☆ | |
| 28407 | Emk Investment Advisors, Llc CRD 167474 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 3 | 2 | 01/29/2026 | ☆ | |
| 28408 | Lively Financial Llc CRD 324940 | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 35 | 1 | 03/24/2026 | ☆ | |
| 28409 | Discretionary Inc. CRD 329342 | Reno, NV | Wealth Manager · Boutique (under $100M) | $1.4M | 10 | 15 | 1 | 03/12/2026 | ☆ |
| 28410 | Dishow Wealth Management Llc CRD 338903 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 24 | 1 | 03/24/2026 | ☆ | |
| 28411 | Gold Star Asset Management, Llc CRD 283789 | Westbury, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 28412 | Hackberry Capital Management, Llc CRD 288130 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 1 | 01/23/2024 | ☆ | ||
| 28413 | Maat Investment Group Gmbh CRD 332840 | Munich | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 5 | 06/15/2026 | ☆ |
| 28414 | Odinson Partners, Llc CRD 316153 | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 2 | 1 | 03/30/2026 | ☆ | |
| 28415 | The Abc Squared Llc CRD 334631 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 31 | 1 | 06/30/2026 | ☆ | |
| 28416 | The Wealth Collaborative Llc CRD 329753 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 64 | 3 | 08/14/2026 | ☆ | |
| 28417 | Hughes & Company Investment Advisory, Llc CRD 173614 | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 8 | 1 | 04/22/2024 | ☆ | |
| 28418 | Financial Lab Inc. CRD 326483 | Decatur, GA | Wealth Manager · Boutique (under $100M) | $1.4M | 20 | 10 | 1 | 03/12/2026 | ☆ |
| 28419 | Pl Wealth Advisors, Llc CRD 170887 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 13 | 10 | 03/27/2026 | ☆ |
| 28420 | Baf Advisors Corp CRD 323286 | Miami, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 2 | 03/30/2026 | ☆ | |
| 28421 | Roschman Capital Advisors, Llc CRD 282080 | Fort Lauderdale, FL | Investment Adviser · Boutique (under $100M) | $1.4M | 14 | 14 | 1 | 03/13/2026 | ☆ |
| 28422 | Southmore Opportunity Investment Llc CRD 328426 | Wealth Manager · Boutique (under $100M) | $1.4M | 5 | 11 | 1 | 01/08/2026 | ☆ | |
| 28423 | C2 Capital Llc CRD 324440 | New York, NY | Investment Adviser · Boutique (under $100M) | $1.4M | 8 | 22 | 1 | 06/25/2026 | ☆ |
| 28424 | Pendulum Asset Management, Llc CRD 328110 | Wealth Manager · Boutique (under $100M) | $1.4M | 16 | 19 | 1 | 04/22/2026 | ☆ | |
| 28425 | Your Money Matters Wealth Management, Llc CRD 146623 | Sayre, PA | Investment Adviser · Boutique (under $100M) | $1.4M | 10 | 11 | 2 | 05/01/2026 | ☆ |
| 28426 | Health & Wealth Works Llc CRD 311482 | Wealth Manager · Boutique (under $100M) | $1.4M | 29 | 29 | 1 | 03/30/2026 | ☆ | |
| 28427 | Fulton Joseph Wood Jr. CRD 134481 | Wealth Manager · Boutique (under $100M) | $1.4M | 23 | 23 | 1 | 03/13/2026 | ☆ | |
| 28428 | Colab Capital, Llc CRD 338182 | St. George, UT | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 4 | 2 | 04/06/2026 | ☆ | |
| 28429 | Rockettrader Inc. CRD 313310 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 14 | 1 | 07/13/2026 | ☆ |
| 28430 | Ironforge Llc Dba Forthright Partners CRD 317358 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 18 | 11 | 3 | 01/12/2026 | ☆ | |
| 28431 | Dorfman, Mikhail CRD 113751 | Wealth Manager · Boutique (under $100M) | $1.4M | 5 | 5 | 1 | 08/01/2023 | ☆ | |
| 28432 | Valley Regional Capital Management Llc CRD 169706 | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 3 | 1 | 01/24/2025 | ☆ | |
| 28433 | Full Bloom Financial, Llc CRD 330572 | Northville, MI | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 13 | 1 | 03/16/2026 | ☆ |
| 28434 | Seneca Wealth Advisors, Llc CRD 330699 | Westport, CT | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 2 | 1 | 03/16/2026 | ☆ |
| 28435 | Sporl & Company CRD 130785 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 2 | 1 | 07/20/2026 | ☆ | |
| 28436 | Cintron, Julio Javier CRD 283973 | Ponce, PR | Wealth Manager · Boutique (under $100M) | $1.3M | 8 | 16 | 1 | 02/05/2026 | ☆ |
| 28437 | Open Wealth Management Llc CRD 312743 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 14 | 1 | 03/17/2024 | ☆ | |
| 28438 | Capital Advice, Llc CRD 300414 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 8 | 1 | 03/20/2026 | ☆ | |
| 28439 | Larsen Financial Management Llc CRD 318482 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 14 | 1 | 10/23/2025 | ☆ |
| 28440 | Measured Money Maneuvers Llc CRD 329939 | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 29 | 1 | 03/12/2026 | ☆ | |
| 28441 | Atai Capital Management Llc CRD 323427 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/24/2026 | ☆ | |
| 28442 | D'arcy Wealth Management, Inc. CRD 284975 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/10/2026 | ☆ | |
| 28443 | Integrated Wealth Planners, Llc CRD 309917 | Oak Brook, IL | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 35 | 35 | 1 | 06/19/2024 | ☆ |
| 28444 | Total Assets Management, Inc. CRD 129050 | Portland, OR | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 22 | 2 | 04/21/2026 | ☆ |
| 28445 | Best Case Financial Llc CRD 334845 | Greencastle, IN | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 16 | 1 | 08/20/2026 | ☆ |
| 28446 | Clark Lewis Llc CRD 305792 | Oak Park, IL | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 24 | 1 | 03/31/2023 | ☆ |
| 28447 | Mastodon Capital Management, Llc CRD 166522 | Private Fund Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 04/14/2022 | ☆ | |
| 28448 | Wealth Iq Llc CRD 331880 | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 4 | 1 | 07/24/2026 | ☆ | |
| 28449 | Baird Venture Partners Management Company Iii, Llc CRD 145166 | Milwaukee, WI | Private Fund Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 14 | 06/24/2026 | ☆ |
| 28450 | Halieus Investment Advisors Llc CRD 284482 | Broadway, VA | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 4 | 1 | 05/26/2026 | ☆ |