Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28451 | Jaston Capital, Llc CRD 284543 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/31/2026 | ☆ | |
| 28452 | Kellam Insurance And Financial Services Llc CRD 169922 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 01/06/2026 | ☆ | |
| 28453 | Corcovado Investment Advisors, Llc CRD 333517 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 1 | 03/06/2026 | ☆ | ||
| 28454 | Avertrust Wealth Llc CRD 155983 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 16 | 16 | 1 | 03/26/2026 | ☆ | |
| 28455 | Atip, Inc CRD 136440 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 05/22/2026 | ☆ | |
| 28456 | Dominion Capital Management, Llc CRD 287620 | Clinton, OK | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 5 | 2 | 08/12/2026 | ☆ |
| 28457 | Mountaintop Wealth Llc CRD 318153 | Wealth Manager · Boutique (under $100M) | $1.3M | 26 | 34 | 1 | 07/12/2026 | ☆ | |
| 28458 | Ebbert Asset Management, Lp CRD 124087 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $1.3M | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 28459 | Create My Wealth Llc CRD 316717 | Wealth Manager · Boutique (under $100M) | $1.3M | 13 | 13 | 1 | 05/26/2026 | ☆ | |
| 28460 | Dwj, Llc CRD 323069 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $1.3M | 20 | 19 | 2 | 04/08/2026 | ☆ |
| 28461 | Enso Financial Plc CRD 328410 | Wealth Manager · Boutique (under $100M) | $1.3M | 17 | 25 | 1 | 08/10/2026 | ☆ | |
| 28462 | Birnberg, Jake CRD 289866 | Lafayette, CA | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 06/10/2026 | ☆ |
| 28463 | Dark Horse Llc CRD 156501 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 9 | 1 | 03/11/2026 | ☆ | |
| 28464 | Jondaknows Financial Group, Inc. CRD 325480 | Huntinton, WV | Wealth Manager · Boutique (under $100M) | $1.3M | 16 | 16 | 1 | 01/16/2026 | ☆ |
| 28465 | Krh Investments, Llc CRD 152805 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 12 | 1 | 01/11/2018 | ☆ | |
| 28466 | Oia Ltd CRD 136174 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/17/2026 | ☆ | |
| 28467 | Peter Dag & Associates, Inc. CRD 119762 | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 4 | 1 | 03/16/2026 | ☆ | |
| 28468 | Poise Investment Advisors CRD 315434 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 4 | 07/01/2026 | ☆ | |
| 28469 | Rodino Wealth Management Llc CRD 335891 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 17 | 31 | 1 | 06/29/2026 | ☆ | |
| 28470 | Simmons Financial Services, Inc. CRD 132218 | Richmond, MI | Wealth Manager · Boutique (under $100M) | $1.3M | 32 | 32 | 2 | 04/21/2023 | ☆ |
| 28471 | Soho Financial Services Llc CRD 142510 | Montecito, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 2 | 2 | 04/13/2026 | ☆ |
| 28472 | Square Peg Financial Services, Llc CRD 327940 | Wealth Manager · Boutique (under $100M) | $1.3M | 11 | 13 | 1 | 03/28/2026 | ☆ | |
| 28473 | Swenson, Seth CRD 283963 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 04/23/2026 | ☆ | |
| 28474 | Truetide Wealth, Llc. CRD 306312 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 06/10/2026 | ☆ | ||
| 28475 | Tsu, Huayu CRD 285284 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 04/09/2026 | ☆ | |
| 28476 | Ccm New Opportunities, Llc CRD 301887 | Merriam, KS | Investment Adviser · Boutique (under $100M) | $1.3M | 2 | 4 | 03/23/2026 | ☆ | |
| 28477 | Stravida Wealth Llc CRD 335465 | Anaheim, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 20 | 1 | 03/31/2026 | ☆ |
| 28478 | Green Wing Financial Solutions Llc CRD 311959 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 28479 | Jfk Advisory Services, Llc CRD 160026 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 12/05/2019 | ☆ | ||
| 28480 | Sonship Creations, Llc D/B/A Echo Collaborative CRD 323323 | Bentonville, AR | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/02/2026 | ☆ |
| 28481 | Golden Reed Wealth Management, Llc CRD 340673 | Ocala, FL | Wealth Manager · Boutique (under $100M) | $1.3M | 13 | 13 | 2 | 07/15/2026 | ☆ |
| 28482 | Purvis Investments, Inc. CRD 124996 | Wealth Manager · Boutique (under $100M) | $1.3M | 20 | 20 | 1 | 01/22/2026 | ☆ | |
| 28483 | Everyplan Financial Llc CRD 334519 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 07/30/2026 | ☆ | |
| 28484 | Solid Rock Investment Advisory Llc CRD 339036 | Cleveland, TN | Wealth Manager · Boutique (under $100M) | $1.3M | 21 | 21 | 1 | 04/24/2026 | ☆ |
| 28485 | Fia Services, Inc. CRD 282694 | Navarre, FL | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 6 | 1 | 03/12/2026 | ☆ |
| 28486 | Kyso Financial Llc CRD 283171 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 14 | 1 | 04/03/2026 | ☆ | |
| 28487 | Crosscurrent Wealthmanagement, Llc CRD 156589 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/14/2026 | ☆ | |
| 28488 | Potts, Hannah & Fischer Wealth Management Group, Llc CRD 156003 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 04/27/2026 | ☆ |
| 28489 | Rma Capital Management, Llc CRD 314811 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/30/2026 | ☆ | |
| 28490 | Allvet Financial Llc CRD 336247 | Wealth Manager · Boutique (under $100M) | $1.3M | 117 | 70 | 2 | 07/06/2026 | ☆ | |
| 28491 | Ambrosia Herb Tea, Llc CRD 288737 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 10 | 1 | 05/20/2026 | ☆ | |
| 28492 | Budak Financial Group, Llc CRD 144041 | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 14 | 1 | 03/30/2026 | ☆ | |
| 28493 | Asesordeinversiones.Com Ltd CRD 331588 | Road Town, Tortola | Investment Adviser · Boutique (under $100M) | $1.3M | 4 | 2 | 01/08/2026 | ☆ | |
| 28494 | Planpath Financial, L.L.C. CRD 330175 | Marquette, MI | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 12 | 2 | 03/25/2026 | ☆ |
| 28495 | Pfaffmann Financial, Inc. CRD 113980 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 5 | 1 | 03/19/2026 | ☆ |
| 28496 | Duvall Wealth Management Llc CRD 339034 | Wealth Manager · Boutique (under $100M) | $1.3M | 27 | 75 | 1 | 04/02/2026 | ☆ | |
| 28497 | Aces Advisors Llc CRD 315407 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.3M | 19 | 21 | 1 | 03/18/2025 | ☆ |
| 28498 | Alpha Tech Investments, Llc CRD 311490 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.3M | 18 | 18 | 1 | 04/07/2026 | ☆ |
| 28499 | Barbco Financial, Llc CRD 332386 | Columbia, SC | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 1 | 1 | 04/23/2026 | ☆ | |
| 28500 | Dfs Capital Management Llc CRD 327508 | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 11 | 1 | 06/01/2026 | ☆ |