Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28451 | Dehoff Wealth Advisory Llc CRD 338328 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 15 | 1 | 02/17/2026 | ☆ | |
| 28452 | G4 Financial Planning, Llc CRD 327290 | Wealth Manager · Boutique (under $100M) | $1.5M | 19 | 55 | 1 | 03/07/2026 | ☆ | |
| 28453 | Dalton Wealth Planners CRD 334952 | Dalton, GA | Investment Adviser · Boutique (under $100M) | $1.5M | 9 | 13 | 3 | 08/18/2026 | ☆ |
| 28454 | David Huff Llc CRD 332064 | Chalmette, LA | Wealth Manager · Boutique (under $100M) | $1.5M | 8 | 8 | 1 | 03/30/2026 | ☆ |
| 28455 | Baczkowski & Company CRD 122327 | Wealth Manager · Boutique (under $100M) | $1.5M | 8 | 15 | 1 | 01/02/2024 | ☆ | |
| 28456 | Weisert Investment Services, Inc. CRD 111670 | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 30 | 2 | 03/16/2026 | ☆ | |
| 28457 | Dignum Et Justum Investments, Llc CRD 342404 | Saint Augustine, FL | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 8 | 1 | 10/02/2026 | ☆ |
| 28458 | Apex Quantitative Group, Llc CRD 333956 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.5M | 4 | 5 | 4 | 08/05/2026 | ☆ |
| 28459 | Cg Capital Wealth Llc CRD 342521 | Hialeah, FL | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 4 | 4 | 1 | 08/24/2026 | ☆ |
| 28460 | Comprehensive Wealth Management CRD 144891 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 4 | 1 | 01/08/2024 | ☆ | ||
| 28461 | Curtin Financial Services, Inc. CRD 133095 | Burlington, MA | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 2 | 1 | 07/31/2023 | ☆ |
| 28462 | Edwards Premier Financial Corporation CRD 298453 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 50 | 50 | 1 | 09/10/2023 | ☆ | |
| 28463 | Exciten Capital Llc CRD 168580 | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 05/19/2026 | ☆ | |
| 28464 | Fiducial Partners Llc CRD 294063 | Brighton, MI | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 7 | 7 | 1 | 04/24/2023 | ☆ |
| 28465 | Flb Capital Management, Llc CRD 146379 | Rowlett, TX | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 6 | 6 | 1 | 06/21/2018 | ☆ |
| 28466 | Genesis Capital Management, Llc CRD 281149 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 30 | 30 | 1 | 10/07/2020 | ☆ | |
| 28467 | Iengage Asset Management Llc CRD 299108 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $1.5M | 0 | 3 | 1 | 03/24/2026 | ☆ |
| 28468 | Myfi Wealth Management, Llc CRD 318456 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 7 | 1 | 03/15/2026 | ☆ | |
| 28469 | Obex Investments Llc CRD 118461 | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 2 | 2 | 03/30/2026 | ☆ | |
| 28470 | Pilot Investment Services, Llc CRD 277155 | Wealth Manager · Boutique (under $100M) | $1.5M | 9 | 8 | 1 | 08/13/2026 | ☆ | |
| 28471 | Priore, Matthew Cote CRD 174319 | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 1 | 02/11/2025 | ☆ | ||
| 28472 | Prosperilux Llc CRD 334864 | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 6 | 1 | 02/18/2026 | ☆ | |
| 28473 | Puentes Mayorga Advisers, S.A.S CRD 292085 | Wealth Manager · Boutique (under $100M) | $1.5M | 4 | 4 | 2 | 09/15/2026 | ☆ | |
| 28474 | Rosasharn Investment Management, Llc CRD 173541 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 6 | 1 | 07/20/2026 | ☆ | |
| 28475 | Saffron Consulting Services Llc CRD 255788 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 2 | 2 | 1 | 08/14/2025 | ☆ | |
| 28476 | Steven Harry Altman CRD 330626 | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 4 | 1 | 01/15/2025 | ☆ | |
| 28477 | Wealthn Llc CRD 285915 | Newtown Square, PA | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 4 | 2 | 04/01/2026 | ☆ |
| 28478 | William Regan Scheel CRD 114798 | Wealth Manager · Boutique (under $100M) | $1.5M | 6 | 6 | 1 | 03/25/2026 | ☆ | |
| 28479 | Jay Ray Radke CRD 113502 | Wealth Manager · Boutique (under $100M) | $1.5M | 17 | 30 | 1 | 03/04/2026 | ☆ | |
| 28480 | 2 Pifinancial Corp. CRD 326171 | Wealth Manager · Boutique (under $100M) | $1.5M | 9 | 10 | 2 | 03/12/2026 | ☆ | |
| 28481 | Streamline Advisory Llc CRD 335789 | Bellingham, WA | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 19 | 1 | 04/22/2026 | ☆ |
| 28482 | Von Kohorn Research & Advisory, Inc. CRD 139516 | Norwalk, CT | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 1 | 06/23/2026 | ☆ | |
| 28483 | The Santa Cruz Company Llc CRD 331936 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 11 | 3 | 10/01/2026 | ☆ | |
| 28484 | The Zillenial Advisors Llc CRD 324808 | Wealth Manager · Boutique (under $100M) | $1.5M | 61 | 61 | 3 | 07/31/2026 | ☆ | |
| 28485 | Armadale Asset Management Llc CRD 327824 | Mineola, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 5 | 1 | 08/05/2026 | ☆ |
| 28486 | Followthru Planning Associates Llc CRD 145730 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 19 | 19 | 1 | 03/31/2026 | ☆ | |
| 28487 | Washpark Capital, Llc CRD 281306 | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 1 | 03/31/2026 | ☆ | ||
| 28488 | Jura Investments, Llc CRD 154614 | King Of Prussia, PA | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 28489 | Rr Financial Management Llc CRD 310395 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $1.5M | 57 | 62 | 1 | 03/25/2026 | ☆ |
| 28490 | N CRD 148519 | Private Fund Manager · Boutique (under $100M) | $1.5M | 3 | 3 | 14 | 03/31/2025 | ☆ | |
| 28491 | Moon Lasso Asset Management, Llc CRD 316278 | Private Fund Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 01/23/2026 | ☆ | |
| 28492 | Procapita Partners, Llc CRD 300292 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 14 | 2 | 04/23/2024 | ☆ |
| 28493 | Ascending Assets, Llc CRD 291852 | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 19 | 1 | 03/31/2026 | ☆ | |
| 28494 | Bloomercbw Llc Eusebius Advisors Series CRD 310057 | Evanston, IL | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 11 | 11 | 1 | 03/21/2024 | ☆ |
| 28495 | Freedom Financial Advisors, Llc CRD 330516 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 147 | 19 | 1 | 09/01/2026 | ☆ | |
| 28496 | Seven Pines Capital, Llc CRD 305716 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 14 | 1 | 05/20/2026 | ☆ | |
| 28497 | Koios Private Family Offices, Llc CRD 338355 | Des Moines, IA | Multi-Family Office · Boutique (under $100M) | $1.5M | 5 | 10 | 2 | 06/11/2026 | ☆ |
| 28498 | Inove Asset Management, L.L.C. CRD 157224 | St. Thomas, VI | Wealth Manager · Boutique (under $100M) | $1.5M | 6 | 7 | 1 | 03/30/2026 | ☆ |
| 28499 | Entoro Advisors, Llc CRD 323700 | Houston, TX | Investment Adviser · Boutique (under $100M) | $1.5M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 28500 | Medina Financial, Llc CRD 300643 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 20 | 1 | 03/30/2026 | ☆ |