Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28501 | Elfont, Jeffrey Michael CRD 128363 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 06/03/2026 | ☆ | ||
| 28502 | Episteme Advisors CRD 153919 | Investment Adviser · Boutique (under $100M) | $1.3M | 2 | 2 | 1 | 06/09/2026 | ☆ | |
| 28503 | Foundry Wealth Group Llc CRD 340539 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $1.3M | 17 | 20 | 1 | 07/01/2026 | ☆ |
| 28504 | Portia Investment Advisors Ltd CRD 164565 | London | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 1 | 07/02/2024 | ☆ | |
| 28505 | The Prudent Planner, Llc CRD 285028 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $1.3M | 6 | 6 | 1 | 03/17/2025 | ☆ |
| 28506 | Sml Advisory Llc CRD 275028 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 14 | 14 | 1 | 05/18/2026 | ☆ | |
| 28507 | Hunt Wealth Planning, Llc CRD 336648 | Wealth Manager · Boutique (under $100M) | $1.2M | 11 | 1 | 06/28/2026 | ☆ | ||
| 28508 | Sarkor Financial Advisors CRD 330176 | Wealth Manager · Boutique (under $100M) | $1.2M | 7 | 23 | 1 | 04/29/2026 | ☆ | |
| 28509 | Ad Deum Funds, Llc CRD 293323 | Private Fund Manager · Boutique (under $100M) | $1.2M | 20 | 20 | 2 | 03/02/2026 | ☆ | |
| 28510 | Acm Macro Llc CRD 291039 | Wealth Manager · Boutique (under $100M) | $1.2M | 18 | 20 | 1 | 03/11/2026 | ☆ | |
| 28511 | Artistic Wealth Strategies Llc CRD 337996 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 9 | 1 | 03/31/2026 | ☆ | ||
| 28512 | Yeti Wealth Management Group, Llc CRD 338425 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 22 | 1 | 05/07/2026 | ☆ |
| 28513 | Circuit Wealth Llc CRD 335718 | Burlingame, CA | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 03/26/2026 | ☆ | |
| 28514 | Overwatch Management Group Llc CRD 323450 | Chandler, AZ | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 64 | 155 | 2 | 06/24/2026 | ☆ |
| 28515 | 7 Summits Investment Management, Llc CRD 331963 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 8 | 2 | 03/27/2026 | ☆ |
| 28516 | Bbae Advisors Llc CRD 269900 | Plano, TX | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.2M | 148 | 148 | 3 | 03/26/2026 | ☆ |
| 28517 | Shawnee Investments & Planning Llc CRD 288166 | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 23 | 1 | 03/25/2026 | ☆ | |
| 28518 | Diamond Wealth Partners, Llc CRD 321866 | Wealth Manager · Boutique (under $100M) | $1.2M | 7 | 7 | 1 | 03/26/2026 | ☆ | |
| 28519 | Bdb Wealth Advisors Llc CRD 336541 | Wealth Manager · Boutique (under $100M) | $1.2M | 9 | 23 | 2 | 08/06/2026 | ☆ | |
| 28520 | Pistol Hill Capital, Llc CRD 332333 | Overton, TX | Investment Adviser · Boutique (under $100M) | $1.2M | 20 | 35 | 1 | 06/12/2026 | ☆ |
| 28521 | Lee Financial Group Llc CRD 319537 | Wealth Manager · Boutique (under $100M) | $1.2M | 14 | 12 | 1 | 02/25/2026 | ☆ | |
| 28522 | Tree Line Strategy Group Llc CRD 328354 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 6 | 1 | 02/12/2026 | ☆ | |
| 28523 | Ziv Investment Company CRD 4316 | Chicago, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.2M | 1 | 1 | 4 | 06/30/2026 | ☆ |
| 28524 | Adaptive Wealth Management, Llc CRD 152857 | Wealth Manager · Boutique (under $100M) | $1.2M | 8 | 10 | 1 | 05/04/2026 | ☆ | |
| 28525 | Soina Financial Group, Llc CRD 326460 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 28526 | D'agaro Financial Advisory Llc CRD 337456 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 1 | 07/08/2026 | ☆ | |
| 28527 | Truell Financial Llc CRD 324802 | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 4 | 1 | 03/30/2026 | ☆ | |
| 28528 | Lockstep Financial Llc CRD 311865 | Wealth Manager · Boutique (under $100M) | $1.2M | 12 | 18 | 1 | 03/20/2026 | ☆ | |
| 28529 | Colva Capital Llc CRD 315620 | Wealth Manager · Boutique (under $100M) | $1.2M | 3 | 3 | 1 | 06/18/2026 | ☆ | |
| 28530 | Girard Capital Management Llc CRD 333846 | Westborough, MA | Wealth Manager · Boutique (under $100M) | $1.2M | 6 | 2 | 01/22/2026 | ☆ | |
| 28531 | Makarios Investments Inc CRD 338356 | Sedona, AZ | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 04/01/2026 | ☆ |
| 28532 | Noon Investment Management Llc CRD 327870 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 28533 | Hatchet Financial, Llc CRD 335969 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 6 | 1 | 01/29/2026 | ☆ | |
| 28534 | Jeske Asset Management, Llc CRD 326275 | Wealth Manager · Boutique (under $100M) | $1.2M | 10 | 18 | 1 | 02/16/2026 | ☆ | |
| 28535 | Momentum Financial Strategies, Llc CRD 315885 | Stafford, TX | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 23 | 23 | 1 | 03/21/2025 | ☆ |
| 28536 | Lauseng, Heath Orin CRD 165438 | Port Aransas, TX | Investment Adviser · Boutique (under $100M) | $1.2M | 25 | 2 | 02/07/2017 | ☆ | |
| 28537 | The Dienekes Corporation CRD 150276 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 28538 | Cig Asset Management, Llc CRD 319466 | Lansing, MI | Investment Adviser · Boutique (under $100M) | $1.2M | 1 | 2 | 1 | 06/15/2026 | ☆ |
| 28539 | Constant Cashflow, Llc CRD 338659 | Wealth Manager · Boutique (under $100M) | $1.2M | 25 | 25 | 1 | 08/04/2026 | ☆ | |
| 28540 | Elderkin Wealth Management Llc CRD 331049 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 02/17/2026 | ☆ | |
| 28541 | Hansen, Michael S. CRD 174415 | Insurance-Affiliated · Boutique (under $100M) | $1.2M | 12 | 12 | 1 | 01/17/2024 | ☆ | |
| 28542 | Hyperion Wealth Management Llc CRD 321163 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 03/11/2024 | ☆ | |
| 28543 | Ji Financial Services, Llc CRD 332454 | Wealth Manager · Boutique (under $100M) | $1.2M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 28544 | Johnson Capital Global Advisory L.L.C. CRD 300578 | Wealth Manager · Boutique (under $100M) | $1.2M | 8 | 8 | 1 | 06/18/2026 | ☆ | |
| 28545 | Kind Capital Wealth Llc CRD 335098 | Wealth Manager · Boutique (under $100M) | $1.2M | 2 | 1 | 03/06/2026 | ☆ | ||
| 28546 | Legs Financial Llc CRD 331204 | Wealth Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 03/18/2026 | ☆ | |
| 28547 | Nibley Financial Services Llc CRD 330332 | Heber, UT | Wealth Manager · Boutique (under $100M) | $1.2M | 5 | 5 | 1 | 01/27/2026 | ☆ |
| 28548 | Oxford Capital Management Llc CRD 333156 | West Lafayette, IN | Wealth Manager · Boutique (under $100M) | $1.2M | 27 | 27 | 1 | 12/05/2025 | ☆ |
| 28549 | Seva Funds, Llc CRD 335010 | Private Fund Manager · Boutique (under $100M) | $1.2M | 1 | 1 | 1 | 05/20/2026 | ☆ | |
| 28550 | Tgf Assets Llc CRD 332490 | Wealth Manager · Boutique (under $100M) | $1.2M | 11 | 15 | 2 | 06/10/2026 | ☆ |