Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28501 | Aurelia Capital Advisors, Inc. CRD 334467 | Wealth Manager · Boutique (under $100M) | $1.4M | 12 | 26 | 1 | 03/31/2026 | ☆ | |
| 28502 | Aequitas Financial, Llc CRD 325830 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 18 | 1 | 06/27/2026 | ☆ | |
| 28503 | She Wealth Advisors, Llc CRD 337375 | Agoura Hills, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 8 | 1 | 06/18/2026 | ☆ |
| 28504 | Alpine Financial Advisers, Llc CRD 147393 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 1 | 07/16/2026 | ☆ | |
| 28505 | Panthera Capital Llc CRD 300224 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 2 | 1 | 04/01/2026 | ☆ | |
| 28506 | Treehouse Financial, Inc CRD 161164 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 4 | 11 | 2 | 03/26/2026 | ☆ | |
| 28507 | Open Wealth Management Llc CRD 312743 | Wealth Manager · Boutique (under $100M) | $1.4M | 11 | 11 | 1 | 08/22/2026 | ☆ | |
| 28508 | First Main Capital Llc CRD 319246 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 4 | 1 | 03/31/2026 | ☆ |
| 28509 | Friend Financial Group Inc CRD 333887 | Thornton, CO | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 3 | 1 | 01/21/2026 | ☆ |
| 28510 | Robert Young Advisory, Llc CRD 167473 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 18 | 1 | 01/19/2026 | ☆ | |
| 28511 | Apricity Financial Planning, Llc CRD 327291 | Whitehouse, OH | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 25 | 1 | 03/30/2026 | ☆ |
| 28512 | Aihara Wealth Management Llc CRD 332749 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 23 | 27 | 2 | 03/13/2026 | ☆ |
| 28513 | Evergreen Investment Management Llc CRD 339989 | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 6 | 1 | 05/28/2026 | ☆ | |
| 28514 | Wolverine Investment Advisors, Llc CRD 307037 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $1.4M | 9 | 9 | 3 | 05/07/2026 | ☆ |
| 28515 | Folse Financial, Llc CRD 336470 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 21 | 1 | 01/07/2026 | ☆ | |
| 28516 | Conklin Financial Management, Llc CRD 287948 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 27 | 1 | 07/22/2026 | ☆ | |
| 28517 | Elphinstone, Inc. CRD 311264 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 579 | 579 | 5 | 04/02/2026 | ☆ |
| 28518 | Allen J Romain CRD 151506 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 27 | 31 | 2 | 03/30/2026 | ☆ | |
| 28519 | David Gray Consulting Llc CRD 323526 | Wealth Manager · Boutique (under $100M) | $1.4M | 24 | 24 | 1 | 10/06/2025 | ☆ | |
| 28520 | Src Capital Management CRD 130310 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 7 | 1 | 07/23/2026 | ☆ |
| 28521 | Rock Financial Planning Llc CRD 304615 | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 28 | 1 | 03/31/2026 | ☆ | |
| 28522 | Watership Private Capital Management, Llc CRD 334791 | Brandenton, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 7 | 1 | 01/30/2026 | ☆ |
| 28523 | Gregory Advisors Incorporated CRD 112537 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 1 | 01/14/2026 | ☆ | |
| 28524 | Emk Investment Advisors, Llc CRD 167474 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 3 | 2 | 01/29/2026 | ☆ | |
| 28525 | Lively Financial Llc CRD 324940 | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 35 | 1 | 03/24/2026 | ☆ | |
| 28526 | Discretionary Inc. CRD 329342 | Reno, NV | Wealth Manager · Boutique (under $100M) | $1.4M | 10 | 15 | 1 | 03/12/2026 | ☆ |
| 28527 | Dishow Wealth Management Llc CRD 338903 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 24 | 1 | 03/24/2026 | ☆ | |
| 28528 | Gold Star Asset Management, Llc CRD 283789 | Westbury, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 28529 | Hackberry Capital Management, Llc CRD 288130 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 1 | 01/23/2024 | ☆ | ||
| 28530 | Maat Investment Group Gmbh CRD 332840 | Munich | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 5 | 06/15/2026 | ☆ |
| 28531 | Odinson Partners, Llc CRD 316153 | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 2 | 1 | 03/30/2026 | ☆ | |
| 28532 | The Abc Squared Llc CRD 334631 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 31 | 1 | 06/30/2026 | ☆ | |
| 28533 | The Wealth Collaborative Llc CRD 329753 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 64 | 3 | 08/14/2026 | ☆ | |
| 28534 | Hughes & Company Investment Advisory, Llc CRD 173614 | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 8 | 1 | 04/22/2024 | ☆ | |
| 28535 | Financial Lab Inc. CRD 326483 | Decatur, GA | Wealth Manager · Boutique (under $100M) | $1.4M | 20 | 10 | 1 | 03/12/2026 | ☆ |
| 28536 | Pl Wealth Advisors, Llc CRD 170887 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 13 | 10 | 03/27/2026 | ☆ |
| 28537 | Baf Advisors Corp CRD 323286 | Miami, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 2 | 03/30/2026 | ☆ | |
| 28538 | Roschman Capital Advisors, Llc CRD 282080 | Fort Lauderdale, FL | Investment Adviser · Boutique (under $100M) | $1.4M | 14 | 14 | 1 | 03/13/2026 | ☆ |
| 28539 | Southmore Opportunity Investment Llc CRD 328426 | Wealth Manager · Boutique (under $100M) | $1.4M | 5 | 11 | 1 | 01/08/2026 | ☆ | |
| 28540 | C2 Capital Llc CRD 324440 | New York, NY | Investment Adviser · Boutique (under $100M) | $1.4M | 8 | 22 | 1 | 06/25/2026 | ☆ |
| 28541 | Pendulum Asset Management, Llc CRD 328110 | Wealth Manager · Boutique (under $100M) | $1.4M | 16 | 19 | 1 | 04/22/2026 | ☆ | |
| 28542 | Your Money Matters Wealth Management, Llc CRD 146623 | Sayre, PA | Investment Adviser · Boutique (under $100M) | $1.4M | 10 | 11 | 2 | 05/01/2026 | ☆ |
| 28543 | Em Financial Services, Llc CRD 337368 | Miami, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 8 | 1 | 08/26/2026 | ☆ |
| 28544 | Health & Wealth Works Llc CRD 311482 | Wealth Manager · Boutique (under $100M) | $1.4M | 29 | 29 | 1 | 03/30/2026 | ☆ | |
| 28545 | Fulton Joseph Wood Jr. CRD 134481 | Wealth Manager · Boutique (under $100M) | $1.4M | 23 | 23 | 1 | 03/13/2026 | ☆ | |
| 28546 | Colab Capital, Llc CRD 338182 | St. George, UT | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 4 | 2 | 04/06/2026 | ☆ | |
| 28547 | Rockettrader Inc. CRD 313310 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 14 | 1 | 07/13/2026 | ☆ |
| 28548 | Ironforge Llc Dba Forthright Partners CRD 317358 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 18 | 11 | 3 | 09/30/2026 | ☆ | |
| 28549 | Plain Talk Financial Planning, Llc CRD 332841 | Wealth Manager · Boutique (under $100M) | $1.4M | 5 | 5 | 1 | 09/28/2026 | ☆ | |
| 28550 | Dorfman, Mikhail CRD 113751 | Wealth Manager · Boutique (under $100M) | $1.4M | 5 | 5 | 1 | 08/01/2023 | ☆ |