Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28551 | Valley Regional Capital Management Llc CRD 169706 | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 3 | 1 | 01/24/2025 | ☆ | |
| 28552 | Full Bloom Financial, Llc CRD 330572 | Northville, MI | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 13 | 1 | 03/16/2026 | ☆ |
| 28553 | Seneca Wealth Advisors, Llc CRD 330699 | Westport, CT | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 2 | 1 | 03/16/2026 | ☆ |
| 28554 | Sporl & Company CRD 130785 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 2 | 1 | 07/20/2026 | ☆ | |
| 28555 | Cintron, Julio Javier CRD 283973 | Ponce, PR | Wealth Manager · Boutique (under $100M) | $1.3M | 8 | 16 | 1 | 02/05/2026 | ☆ |
| 28556 | Capital Advice, Llc CRD 300414 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 8 | 1 | 03/20/2026 | ☆ | |
| 28557 | Larsen Financial Management Llc CRD 318482 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 14 | 1 | 10/23/2025 | ☆ |
| 28558 | Measured Money Maneuvers Llc CRD 329939 | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 29 | 1 | 03/12/2026 | ☆ | |
| 28559 | Atai Capital Management Llc CRD 323427 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/24/2026 | ☆ | |
| 28560 | D'arcy Wealth Management, Inc. CRD 284975 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/10/2026 | ☆ | |
| 28561 | Integrated Wealth Planners, Llc CRD 309917 | Oak Brook, IL | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 35 | 35 | 1 | 06/19/2024 | ☆ |
| 28562 | Total Assets Management, Inc. CRD 129050 | Portland, OR | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 22 | 2 | 04/21/2026 | ☆ |
| 28563 | Best Case Financial Llc CRD 334845 | Greencastle, IN | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 16 | 1 | 08/20/2026 | ☆ |
| 28564 | Clark Lewis Llc CRD 305792 | Oak Park, IL | Wealth Manager · Boutique (under $100M) | $1.3M | 14 | 24 | 1 | 03/31/2023 | ☆ |
| 28565 | Mastodon Capital Management, Llc CRD 166522 | Private Fund Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 04/14/2022 | ☆ | |
| 28566 | Wealth Iq Llc CRD 331880 | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 4 | 1 | 09/10/2026 | ☆ | |
| 28567 | Baird Venture Partners Management Company Iii, Llc CRD 145166 | Milwaukee, WI | Private Fund Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 14 | 09/04/2026 | ☆ |
| 28568 | Halieus Investment Advisors Llc CRD 284482 | Broadway, VA | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 4 | 1 | 05/26/2026 | ☆ |
| 28569 | Jaston Capital, Llc CRD 284543 | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/31/2026 | ☆ | |
| 28570 | Kellam Insurance And Financial Services Llc CRD 169922 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 01/06/2026 | ☆ | |
| 28571 | Corcovado Investment Advisors, Llc CRD 333517 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 1 | 03/06/2026 | ☆ | ||
| 28572 | Avertrust Wealth Llc CRD 155983 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 16 | 16 | 1 | 03/26/2026 | ☆ | |
| 28573 | Atip, Inc CRD 136440 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 05/22/2026 | ☆ | |
| 28574 | Dominion Capital Management, Llc CRD 287620 | Clinton, OK | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 5 | 2 | 08/27/2026 | ☆ |
| 28575 | Mountaintop Wealth Llc CRD 318153 | Wealth Manager · Boutique (under $100M) | $1.3M | 26 | 34 | 1 | 07/12/2026 | ☆ | |
| 28576 | Ebbert Asset Management, Lp CRD 124087 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $1.3M | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 28577 | Create My Wealth Llc CRD 316717 | Wealth Manager · Boutique (under $100M) | $1.3M | 13 | 13 | 1 | 05/26/2026 | ☆ | |
| 28578 | Dwj, Llc CRD 323069 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $1.3M | 20 | 19 | 2 | 04/08/2026 | ☆ |
| 28579 | Birnberg, Jake CRD 289866 | Lafayette, CA | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 5 | 5 | 1 | 06/10/2026 | ☆ |
| 28580 | Dark Horse Llc CRD 156501 | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 9 | 1 | 03/11/2026 | ☆ | |
| 28581 | Jondaknows Financial Group, Inc. CRD 325480 | Huntinton, WV | Wealth Manager · Boutique (under $100M) | $1.3M | 16 | 16 | 1 | 01/16/2026 | ☆ |
| 28582 | Krh Investments, Llc CRD 152805 | Wealth Manager · Boutique (under $100M) | $1.3M | 10 | 12 | 1 | 01/11/2018 | ☆ | |
| 28583 | Oia Ltd CRD 136174 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 1 | 03/17/2026 | ☆ | |
| 28584 | Peter Dag & Associates, Inc. CRD 119762 | Wealth Manager · Boutique (under $100M) | $1.3M | 4 | 4 | 1 | 03/16/2026 | ☆ | |
| 28585 | Poise Investment Advisors CRD 315434 | Wealth Manager · Boutique (under $100M) | $1.3M | 12 | 12 | 4 | 08/29/2026 | ☆ | |
| 28586 | Rodino Wealth Management Llc CRD 335891 | Insurance-Affiliated · Boutique (under $100M) | $1.3M | 17 | 31 | 1 | 06/29/2026 | ☆ | |
| 28587 | Simmons Financial Services, Inc. CRD 132218 | Richmond, MI | Wealth Manager · Boutique (under $100M) | $1.3M | 32 | 32 | 2 | 04/21/2023 | ☆ |
| 28588 | Soho Financial Services Llc CRD 142510 | Montecito, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 2 | 2 | 2 | 04/13/2026 | ☆ |
| 28589 | Square Peg Financial Services, Llc CRD 327940 | Wealth Manager · Boutique (under $100M) | $1.3M | 11 | 13 | 1 | 03/28/2026 | ☆ | |
| 28590 | Swenson, Seth CRD 283963 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 04/23/2026 | ☆ | |
| 28591 | Truetide Wealth, Llc. CRD 306312 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 06/10/2026 | ☆ | ||
| 28592 | Tsu, Huayu CRD 285284 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 04/09/2026 | ☆ | |
| 28593 | Ccm New Opportunities, Llc CRD 301887 | Merriam, KS | Investment Adviser · Boutique (under $100M) | $1.3M | 2 | 4 | 03/23/2026 | ☆ | |
| 28594 | Stravida Wealth Llc CRD 335465 | Anaheim, CA | Wealth Manager · Boutique (under $100M) | $1.3M | 5 | 20 | 1 | 03/31/2026 | ☆ |
| 28595 | Green Wing Financial Solutions Llc CRD 311959 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 28596 | Jfk Advisory Services, Llc CRD 160026 | Wealth Manager · Boutique (under $100M) | $1.3M | 3 | 1 | 12/05/2019 | ☆ | ||
| 28597 | Sonship Creations, Llc D/B/A Echo Collaborative CRD 323323 | Bentonville, AR | Wealth Manager · Boutique (under $100M) | $1.3M | 9 | 9 | 1 | 03/02/2026 | ☆ |
| 28598 | Golden Reed Wealth Management, Llc CRD 340673 | Ocala, FL | Wealth Manager · Boutique (under $100M) | $1.3M | 13 | 13 | 2 | 07/15/2026 | ☆ |
| 28599 | Purvis Investments, Inc. CRD 124996 | Wealth Manager · Boutique (under $100M) | $1.3M | 20 | 20 | 1 | 01/22/2026 | ☆ | |
| 28600 | Everyplan Financial Llc CRD 334519 | Wealth Manager · Boutique (under $100M) | $1.3M | 1 | 1 | 1 | 07/30/2026 | ☆ |