Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28601 | Appleton Investment Management Inc. CRD 113576 | Hortonville, WI | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 1 | 04/27/2026 | ☆ | |
| 28602 | Auxius Capital Management, Llc CRD 317411 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 2 | 03/24/2026 | ☆ | |
| 28603 | Mountain Lakes Capital Management Llc CRD 299413 | Union, WA | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 1 | 03/18/2026 | ☆ |
| 28604 | Wangchuk Capital, Llc CRD 172896 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 03/10/2026 | ☆ | ||
| 28605 | Crossroads Advisor Network Llc CRD 318072 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.1M | 3 | 3 | 2 | 03/29/2026 | ☆ | |
| 28606 | Hudson Harper Capital Management Lp CRD 312709 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 4 | 03/27/2026 | ☆ | |
| 28607 | Pb Wealth, Llc CRD 336597 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 3 | 1 | 05/20/2026 | ☆ |
| 28608 | Black Capital, Llc CRD 166125 | Cortez, CO | Wealth Manager · Boutique (under $100M) | $1.1M | 10 | 10 | 1 | 03/31/2026 | ☆ |
| 28609 | Goodrich Financial Advisory Llc CRD 323934 | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 28610 | Normaltown Financial Llc CRD 334719 | Mcallen, TX | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 5 | 9 | 1 | 02/26/2026 | ☆ |
| 28611 | Foresight Financial Advising Llc CRD 325040 | Wealth Manager · Boutique (under $100M) | $1.1M | 15 | 12 | 1 | 01/13/2026 | ☆ | |
| 28612 | Rooney Wealth Management Llc CRD 338991 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 1 | 03/25/2026 | ☆ | ||
| 28613 | Vip Advisors Llc CRD 160106 | Wealth Manager · Boutique (under $100M) | $1.1M | 23 | 23 | 1 | 11/18/2025 | ☆ | |
| 28614 | Efficient Planning Solutions Llc CRD 311458 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 18 | 1 | 03/17/2026 | ☆ | |
| 28615 | Blue Donkey Empires, Inc. CRD 156805 | Nashville, IN | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 8 | 1 | 08/05/2026 | ☆ |
| 28616 | Fortifying Your Future Llc CRD 338962 | Wealth Manager · Boutique (under $100M) | $1.1M | 11 | 4 | 1 | 06/05/2026 | ☆ | |
| 28617 | Plain Talk Financial Planning, Llc CRD 332841 | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 5 | 1 | 03/08/2026 | ☆ | |
| 28618 | Frazier Group Financial Services Llc CRD 312434 | Tannersville, PA | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 06/01/2021 | ☆ | |
| 28619 | Biotech Consultants International, Llc CRD 152315 | Longmont, CO | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 3 | 15 | 1 | 03/30/2026 | ☆ |
| 28620 | Obel, Emmanuel CRD 155640 | San Mateo, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 03/27/2026 | ☆ |
| 28621 | Dynamic Investment Strategies, Inc. CRD 127301 | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 18 | 1 | 03/23/2026 | ☆ | |
| 28622 | Fleetstar Advisors, Llc CRD 168380 | Boston, MA | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 8 | 5 | 03/30/2026 | ☆ |
| 28623 | Social Justice Capital Llc CRD 333569 | Wealth Manager · Boutique (under $100M) | $1.1M | 1 | 6 | 1 | 04/06/2026 | ☆ | |
| 28624 | In The Money Retirement Planning Limited Liability Company CRD 332715 | Waterford, CT | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 12 | 1 | 04/06/2026 | ☆ |
| 28625 | Pleasanton Wealth Llc CRD 299123 | Pleasanton, CA | Wealth Manager · Boutique (under $100M) | $1.1M | 15 | 15 | 1 | 05/29/2026 | ☆ |
| 28626 | Stardust Capital, Llc CRD 316861 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 7 | 1 | 03/23/2026 | ☆ | |
| 28627 | Tomkiewicz Wealth Management, Llc CRD 336571 | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 04/15/2026 | ☆ | ||
| 28628 | N CRD 130037 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 57 | 03/31/2025 | ☆ | |
| 28629 | Wonderland Financial Planning, Llc CRD 335023 | Wealth Manager · Boutique (under $100M) | $1.1M | 2 | 1 | 08/10/2026 | ☆ | ||
| 28630 | Jay A. Lerman CRD 122687 | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 5 | 5 | 1 | 03/31/2026 | ☆ | |
| 28631 | Bmr Global Wealth Management Group, Inc. CRD 149417 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $1.1M | 4 | 4 | 1 | 02/13/2026 | ☆ |
| 28632 | Emerald Haven Investments Corp CRD 156522 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 10 | 1 | 03/30/2026 | ☆ | |
| 28633 | N CRD 311654 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 4 | 03/31/2025 | ☆ | |
| 28634 | Envisage Gmbh. CRD 159270 | Geneva | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 9 | 03/21/2026 | ☆ |
| 28635 | Liberty Street Capital, Llc CRD 126047 | Investment Adviser · Boutique (under $100M) | $1.0M | 2 | 2 | 2 | 03/11/2022 | ☆ | |
| 28636 | East Bay Equities Llc CRD 169822 | Wealth Manager · Boutique (under $100M) | $1.0M | 7 | 9 | 1 | 03/03/2026 | ☆ | |
| 28637 | Ot Advisors Llc CRD 328812 | Boca Raton, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 2 | 07/29/2026 | ☆ |
| 28638 | Wrought Iron Financial Llc CRD 331090 | Canal Fulton, OH | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 18 | 1 | 03/19/2026 | ☆ |
| 28639 | Bateman Capital Management, Inc. CRD 284972 | Leavenworth, KS | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 11 | 1 | 02/10/2026 | ☆ |
| 28640 | Luna Partnership Llc CRD 311369 | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 11 | 2 | 02/10/2026 | ☆ | |
| 28641 | Nomadic Wealth Llc CRD 324614 | Wealth Manager · Boutique (under $100M) | $1.0M | 17 | 17 | 1 | 03/26/2026 | ☆ | |
| 28642 | Ghost Strategies Llc CRD 329834 | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 10 | 1 | 01/12/2026 | ☆ | |
| 28643 | Master Structured Alternative Asset Related Strategies, Llc CRD 153888 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 28644 | James R. Earl Financial Services, Inc. CRD 149444 | Warren, OH | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 26 | 26 | 1 | 03/30/2026 | ☆ |
| 28645 | Quarton Capital Partners Llc CRD 342752 | Birmingham, MI | Wealth Manager · Boutique (under $100M) | $1.0M | 0 | 1 | 3 | 05/21/2026 | ☆ |
| 28646 | Venado Investment Advisors Llc CRD 327856 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 6 | 2 | 02/20/2026 | ☆ |
| 28647 | Culture Capital Partners, Llc CRD 299797 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 6 | 6 | 1 | 06/08/2026 | ☆ | |
| 28648 | N CRD 334677 | Private Fund Manager · Boutique (under $100M) | $1.0M | 2 | 2 | 3 | 02/20/2025 | ☆ | |
| 28649 | Monies Wealth Llc CRD 327872 | Austin, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 19 | 1 | 01/25/2026 | ☆ |
| 28650 | Onyx Wealth Management Llc CRD 331330 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 62 | 1 | 02/27/2026 | ☆ |