Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28051 | Mctaggart Capital, Llc CRD 299289 | Wealth Manager · Boutique (under $100M) | $2.1M | 15 | 23 | 1 | 02/12/2026 | ☆ | |
| 28052 | Aldabra Capital Management Llc CRD 305141 | Wealth Manager · Boutique (under $100M) | $2.1M | 15 | 17 | 1 | 03/23/2026 | ☆ | |
| 28053 | Kraemer Capital Management Llc CRD 313443 | Wealth Manager · Boutique (under $100M) | $2.1M | 30 | 85 | 1 | 01/10/2026 | ☆ | |
| 28054 | Palm View Investments, Llc CRD 328848 | Santa Rosa Beach, FL | Wealth Manager · Boutique (under $100M) | $2.1M | 4 | 1 | 03/24/2026 | ☆ | |
| 28055 | Baron Capital Management,Llc CRD 115488 | Wealth Manager · Boutique (under $100M) | $2.1M | 19 | 19 | 1 | 02/27/2026 | ☆ | |
| 28056 | Potential Wealth Management Llc CRD 288646 | Wealth Manager · Boutique (under $100M) | $2.1M | 5 | 2 | 03/11/2026 | ☆ | ||
| 28057 | Las Colinas Capital Management, Llc CRD 145597 | Wealth Manager · Boutique (under $100M) | $2.0M | 14 | 14 | 1 | 03/02/2026 | ☆ | |
| 28058 | Zen Trading Llc CRD 291545 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 7 | 2 | 03/10/2026 | ☆ | |
| 28059 | Everman Prosperity Llc CRD 329528 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 24 | 1 | 04/05/2026 | ☆ | |
| 28060 | Accountants Wealth Management Group Llc CRD 283935 | Investment Adviser · Boutique (under $100M) | $2.0M | 2 | 2 | 1 | 03/27/2026 | ☆ | |
| 28061 | Essential Wealth Management Group, Llc CRD 143096 | Wealth Manager · Boutique (under $100M) | $2.0M | 30 | 52 | 1 | 03/30/2021 | ☆ | |
| 28062 | Black & White Investment Management Llc CRD 130844 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 10 | 1 | 03/01/2026 | ☆ | |
| 28063 | Krueger Asset Management, Llc CRD 335312 | Rogers, AR | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 27 | 1 | 08/17/2026 | ☆ |
| 28064 | David B. Brandolph, J.D., Cfp CRD 113956 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 2 | 03/09/2026 | ☆ | ||
| 28065 | Evolution Global Advisors, Llc CRD 292350 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 5 | 4 | 02/24/2026 | ☆ |
| 28066 | Bray Capital Group Llc CRD 294339 | Henderson, NV | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 61 | 77 | 1 | 06/25/2026 | ☆ |
| 28067 | Appian Road Llc CRD 167709 | Wealth Manager · Boutique (under $100M) | $2.0M | 16 | 16 | 1 | 03/19/2026 | ☆ | |
| 28068 | Mullooly Wealth Planning Llc CRD 324792 | Clover, SC | Wealth Manager · Boutique (under $100M) | $2.0M | 11 | 15 | 1 | 01/27/2026 | ☆ |
| 28069 | Convert Financial Services Llc CRD 317759 | Wealth Manager · Boutique (under $100M) | $2.0M | 26 | 26 | 1 | 03/17/2026 | ☆ | |
| 28070 | King Retirement Solutions, Llc CRD 299303 | Wealth Manager · Boutique (under $100M) | $2.0M | 18 | 18 | 1 | 05/13/2026 | ☆ | |
| 28071 | Moore Financial Planning Advisors, Llc CRD 146581 | Davie, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 96 | 84 | 1 | 03/02/2026 | ☆ |
| 28072 | 3 Rd Level Wealth, Llc CRD 315849 | Hutchinson, KS | Wealth Manager · Boutique (under $100M) | $2.0M | 28 | 51 | 1 | 03/12/2026 | ☆ |
| 28073 | 65 And Sunny! Registered Investment Advisors, Llc CRD 175256 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/30/2026 | ☆ | |
| 28074 | Align Investment Advisors, Llc CRD 150501 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 3 | 1 | 04/20/2026 | ☆ |
| 28075 | Bridgehaven Capital Management Llc CRD 306031 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 10 | 1 | 02/23/2026 | ☆ | |
| 28076 | Brightorange Advisors CRD 333477 | Wealth Manager · Boutique (under $100M) | $2.0M | 16 | 16 | 1 | 02/13/2026 | ☆ | |
| 28077 | Cereli Inc. CRD 141872 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 1 | 08/25/2021 | ☆ | |
| 28078 | Cleverinvesting Llc CRD 285779 | Wealth Manager · Boutique (under $100M) | $2.0M | 8 | 17 | 1 | 03/28/2026 | ☆ | |
| 28079 | Dale Charles Maley CRD 139272 | Investment Adviser · Boutique (under $100M) | $2.0M | 4 | 02/05/2007 | ☆ | |||
| 28080 | Filon Capital Llc CRD 315321 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 2 | 03/30/2026 | ☆ |
| 28081 | Financial Planning Resources,Llc CRD 122779 | Investment Adviser · Boutique (under $100M) | $2.0M | 3 | 1 | 02/03/2015 | ☆ | ||
| 28082 | Flipwithlou&Kip Llc CRD 335123 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 2 | 06/09/2026 | ☆ | ||
| 28083 | Gatehill Financial Consulting, Llc CRD 313072 | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 5 | 1 | 03/13/2026 | ☆ | |
| 28084 | Guide U Wealth Advisors Llc CRD 307005 | Wealth Manager · Boutique (under $100M) | $2.0M | 24 | 24 | 1 | 03/31/2026 | ☆ | |
| 28085 | Hall, Joshua Steven CRD 154334 | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 40 | 1 | 02/23/2026 | ☆ | |
| 28086 | Heidi Barber CRD 107082 | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 1 | 07/31/2026 | ☆ | |
| 28087 | Incitti, Michael A. CRD 136042 | Rehoboth Beach, DE | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 03/27/2026 | ☆ |
| 28088 | Insurance & Wealth Advisors, Llc. CRD 301528 | Wealth Manager · Boutique (under $100M) | $2.0M | 10 | 20 | 1 | 12/14/2021 | ☆ | |
| 28089 | Investmentpost Advisory CRD 32238 | Investment Adviser · Boutique (under $100M) | $2.0M | 6 | 2 | 11/09/2015 | ☆ | ||
| 28090 | Legacy Capital Partners Llc CRD 340870 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $2.0M | 3 | 1 | 03/24/2026 | ☆ | |
| 28091 | Legacy Growth Wealth Management Llc CRD 336296 | Wealth Manager · Boutique (under $100M) | $2.0M | 9 | 9 | 1 | 06/02/2026 | ☆ | |
| 28092 | Malone Financial Planning Llc CRD 328035 | Wealth Manager · Boutique (under $100M) | $2.0M | 5 | 10 | 1 | 03/28/2026 | ☆ | |
| 28093 | Moor Funds Llc CRD 316146 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.0M | 4 | 4 | 2 | 04/07/2026 | ☆ |
| 28094 | Noble Advisory Group Llc CRD 282307 | Waco, TX | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 10 | 10 | 1 | 02/01/2019 | ☆ |
| 28095 | Northstar Strategic Investments Inc CRD 155202 | Ormond Beach, FL | Wealth Manager · Boutique (under $100M) | $2.0M | 15 | 12 | 1 | 05/04/2024 | ☆ |
| 28096 | Oris Wealth Designs Llc CRD 308463 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 0 | 2 | 1 | 03/13/2025 | ☆ | |
| 28097 | P.S. Reality Llc CRD 134313 | Investment Adviser · Boutique (under $100M) | $2.0M | 5 | 5 | 1 | 08/26/2024 | ☆ | |
| 28098 | Pierce Financial Llc CRD 293590 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $2.0M | 6 | 6 | 1 | 05/06/2023 | ☆ |
| 28099 | Plan Partners Llc CRD 167647 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 17 | 17 | 1 | 01/20/2026 | ☆ | |
| 28100 | Razzano Consulting, Llc CRD 152666 | Insurance-Affiliated · Boutique (under $100M) | $2.0M | 29 | 29 | 2 | 03/10/2026 | ☆ |