Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28051 | Sovereign Asset Advisors Llc CRD 311083 | Investment Adviser · Boutique (under $100M) | $2.3M | 6 | 12 | 1 | 03/30/2026 | ☆ | |
| 28052 | Van Hubly Investments Llc CRD 143908 | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 14 | 1 | 03/19/2026 | ☆ | |
| 28053 | Dyad Capital Llc CRD 325741 | Albuquerque, NM | Endowment & Foundation Advisor · Boutique (under $100M) | $2.3M | 15 | 15 | 2 | 02/02/2026 | ☆ |
| 28054 | Attend Wealth Inc. CRD 335194 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $2.3M | 13 | 21 | 1 | 03/31/2026 | ☆ |
| 28055 | Barbara Ann Arndt CRD 139918 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 2 | 2 | 1 | 03/12/2026 | ☆ | |
| 28056 | Confiance Financial Llc CRD 338506 | Wealth Manager · Boutique (under $100M) | $2.3M | 11 | 1 | 02/20/2026 | ☆ | ||
| 28057 | Rampart Wealth Management, Llc CRD 311211 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 10 | 10 | 1 | 03/17/2025 | ☆ | |
| 28058 | Standup Advisors, Llc CRD 286468 | Wealth Manager · Boutique (under $100M) | $2.3M | 13 | 13 | 2 | 03/31/2026 | ☆ | |
| 28059 | Yankee Advisers, Llc CRD 162608 | Private Fund Manager · Boutique (under $100M) | $2.3M | 2 | 2 | 2 | 03/19/2026 | ☆ | |
| 28060 | Co Missions, Llc CRD 289227 | Wealth Manager · Boutique (under $100M) | $2.3M | 17 | 17 | 1 | 04/21/2025 | ☆ | |
| 28061 | A. Schaffer Advisor Services Llc CRD 318140 | Wealth Manager · Boutique (under $100M) | $2.3M | 6 | 10 | 1 | 03/24/2026 | ☆ | |
| 28062 | Asbury Capital, Llc CRD 325293 | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 18 | 1 | 01/13/2026 | ☆ | |
| 28063 | Letteney Financial Advisory, Llc CRD 305944 | Wealth Manager · Boutique (under $100M) | $2.3M | 45 | 60 | 1 | 03/27/2026 | ☆ | |
| 28064 | Poling Capital Management, Llc CRD 117081 | Wealth Manager · Boutique (under $100M) | $2.3M | 3 | 3 | 1 | 02/16/2026 | ☆ | |
| 28065 | Lockyer Investments Llc CRD 335643 | Rosemont, IL | Wealth Manager · Boutique (under $100M) | $2.3M | 9 | 11 | 1 | 06/02/2026 | ☆ |
| 28066 | Maris Wealth Management Llc CRD 322487 | Wealth Manager · Boutique (under $100M) | $2.3M | 31 | 43 | 1 | 03/31/2026 | ☆ | |
| 28067 | Obar Wealth Management Llc CRD 332815 | Lake Forest, IL | Wealth Manager · Boutique (under $100M) | $2.3M | 14 | 17 | 1 | 03/24/2026 | ☆ |
| 28068 | Cornerstone Asset Management, Llc CRD 140073 | Wealth Manager · Boutique (under $100M) | $2.3M | 18 | 15 | 1 | 02/24/2026 | ☆ | |
| 28069 | Fengcapital Llc CRD 174871 | Wealth Manager · Boutique (under $100M) | $2.3M | 1 | 1 | 03/29/2026 | ☆ | ||
| 28070 | Dream Weaver Financial Planning Llc CRD 332199 | Wealth Manager · Boutique (under $100M) | $2.3M | 9 | 27 | 1 | 01/14/2026 | ☆ | |
| 28071 | Bedinghaus Financial Group, Inc CRD 318378 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $2.3M | 6 | 6 | 1 | 12/04/2024 | ☆ |
| 28072 | Adestella Investment Management Llc CRD 330040 | Wealth Manager · Boutique (under $100M) | $2.3M | 12 | 12 | 1 | 02/18/2026 | ☆ | |
| 28073 | Kwm Financial Llc CRD 288528 | Porstmouth, NH | Wealth Manager · Boutique (under $100M) | $2.3M | 4 | 7 | 1 | 03/30/2026 | ☆ |
| 28074 | Orbital Management Llc CRD 331602 | Ardmore, PA | Wealth Manager · Boutique (under $100M) | $2.3M | 4 | 10 | 1 | 04/16/2026 | ☆ |
| 28075 | N CRD 342798 | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 1 | 12 | 06/25/2026 | ☆ | |
| 28076 | Still Waters Investment Strategies Llc CRD 337727 | Wealth Manager · Boutique (under $100M) | $2.3M | 11 | 1 | 02/23/2026 | ☆ | ||
| 28077 | Replica Wealth Advisors Inc CRD 304902 | Colorado Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 18 | 32 | 1 | 09/04/2026 | ☆ |
| 28078 | Cave, Inc. CRD 126171 | Insurance-Affiliated · Boutique (under $100M) | $2.3M | 15 | 25 | 1 | 04/09/2026 | ☆ | |
| 28079 | Triangulum Wealth Management Llc CRD 306929 | Wealth Manager · Boutique (under $100M) | $2.3M | 0 | 5 | 1 | 09/15/2026 | ☆ | |
| 28080 | Vifinance L.L.C. CRD 328605 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $2.2M | 24 | 24 | 1 | 08/25/2026 | ☆ |
| 28081 | Angel Legacy Advisors, Llc CRD 337395 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $2.2M | 15 | 65 | 1 | 03/02/2026 | ☆ |
| 28082 | Harbor Horizon Financial, Llc CRD 332911 | Insurance-Affiliated · Boutique (under $100M) | $2.2M | 4 | 16 | 1 | 03/12/2026 | ☆ | |
| 28083 | Shipwright Advisors, Llc CRD 329816 | Burlington, VT | Wealth Manager · Boutique (under $100M) | $2.2M | 18 | 64 | 1 | 03/30/2026 | ☆ |
| 28084 | Encompass Financial Holdings Inc. CRD 331597 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $2.2M | 1 | 5 | 1 | 01/28/2026 | ☆ |
| 28085 | Falcon Royal, Llc CRD 174046 | Wealth Manager · Boutique (under $100M) | $2.2M | 8 | 13 | 1 | 03/30/2026 | ☆ | |
| 28086 | Rational Frontier Advisors, Llc CRD 146939 | Wealth Manager · Boutique (under $100M) | $2.2M | 1 | 1 | 1 | 04/25/2024 | ☆ | |
| 28087 | Inversewealth Llc CRD 333749 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $2.2M | 12 | 12 | 1 | 08/04/2026 | ☆ |
| 28088 | Ned Davis Research, Inc. CRD 112260 | Sarasota, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $2.2M | 1,577 | 2 | 68 | 12/18/2025 | ☆ |
| 28089 | Franson Financial Llc CRD 321943 | Hayward, WI | Wealth Manager · Boutique (under $100M) | $2.2M | 19 | 33 | 2 | 04/22/2026 | ☆ |
| 28090 | Strait Direction Wealth Management CRD 314742 | Lyndhurst, OH | Wealth Manager · Boutique (under $100M) | $2.2M | 17 | 17 | 1 | 03/31/2026 | ☆ |
| 28091 | Jcm3 Asset Management, Llc CRD 327263 | Wealth Manager · Boutique (under $100M) | $2.2M | 1 | 1 | 02/28/2026 | ☆ | ||
| 28092 | Fifth Point Advisors Llc CRD 282146 | Private Fund Manager · Boutique (under $100M) | $2.2M | 7 | 7 | 1 | 03/28/2026 | ☆ | |
| 28093 | Chez Shea Llc CRD 334080 | Wealth Manager · Boutique (under $100M) | $2.2M | 2 | 1 | 02/14/2026 | ☆ | ||
| 28094 | Two Tree Financial, Llc CRD 331906 | Wealth Manager · Boutique (under $100M) | $2.2M | 26 | 38 | 1 | 08/12/2026 | ☆ | |
| 28095 | N CRD 329377 | Wealth Manager · Boutique (under $100M) | $2.2M | 7 | 10 | 1 | 03/29/2025 | ☆ | |
| 28096 | Randall, Patrick Matthew CRD 318804 | Wealth Manager · Boutique (under $100M) | $2.2M | 12 | 15 | 1 | 03/31/2026 | ☆ | |
| 28097 | Joseph M. Larsen, C.P.A., P.C. CRD 281445 | Provo, UT | Wealth Manager · Boutique (under $100M) | $2.2M | 2 | 2 | 1 | 03/06/2026 | ☆ |
| 28098 | Clifton Myers Financial Advisory, Inc. CRD 132638 | Round Rock, TX | Wealth Manager · Boutique (under $100M) | $2.2M | 15 | 15 | 1 | 03/20/2026 | ☆ |
| 28099 | Gb Investments Llc CRD 283329 | Wealth Manager · Boutique (under $100M) | $2.2M | 9 | 9 | 1 | 07/23/2026 | ☆ | |
| 28100 | Gould Tactical Growth Llc CRD 287904 | Wealth Manager · Boutique (under $100M) | $2.2M | 7 | 13 | 1 | 03/31/2026 | ☆ |