Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28701 | Assetguard Financial Services Inc CRD 305747 | Wealth Manager · Boutique (under $100M) | $962K | 37 | 37 | 1 | 03/11/2026 | ☆ | |
| 28702 | Trimon Capital Management, Llc CRD 323318 | Wealth Manager · Boutique (under $100M) | $961K | 4 | 1 | 01/08/2026 | ☆ | ||
| 28703 | Molano, David CRD 323967 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $960K | 5 | 5 | 2 | 05/13/2026 | ☆ |
| 28704 | Larkins & Associates Financial Services, Llc CRD 126997 | Augusta, GA | Insurance-Affiliated · Boutique (under $100M) | $960K | 74 | 03/30/2011 | ☆ | ||
| 28705 | Wallstreetx Etfs, Inc. CRD 339198 | Mutual Fund / Asset Manager · Boutique (under $100M) | $957K | 2 | 2 | 4 | 05/18/2026 | ☆ | |
| 28706 | Forza Wealth Advisory Services Llc CRD 283348 | Wealth Manager · Boutique (under $100M) | $957K | 4 | 4 | 1 | 03/11/2025 | ☆ | |
| 28707 | Grit And Lavender Financial Planning Llc CRD 305656 | Wealth Manager · Boutique (under $100M) | $957K | 8 | 17 | 1 | 03/31/2026 | ☆ | |
| 28708 | Toba Financial Llc CRD 323181 | Wealth Manager · Boutique (under $100M) | $956K | 5 | 10 | 1 | 03/12/2026 | ☆ | |
| 28709 | Rockfleet Financial Services, Inc. CRD 149325 | Sarasota, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $956K | 1 | 1 | 10 | 01/20/2026 | ☆ |
| 28710 | Archedia Capital Llc CRD 291836 | Wealth Manager · Boutique (under $100M) | $955K | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 28711 | Huyser, Randall Steven CRD 300960 | Wealth Manager · Boutique (under $100M) | $951K | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 28712 | Barnett Investment Counsel, Llc CRD 114583 | Wealth Manager · Boutique (under $100M) | $950K | 39 | 39 | 1 | 03/30/2026 | ☆ | |
| 28713 | Hoffman Financial Consultants CRD 121809 | Insurance-Affiliated · Boutique (under $100M) | $950K | 7 | 1 | 06/05/2018 | ☆ | ||
| 28714 | Monument Wealth, Inc CRD 333808 | Wealth Manager · Boutique (under $100M) | $949K | 2 | 1 | 1 | 03/30/2026 | ☆ | |
| 28715 | Buoyancy Capital,Llc CRD 323521 | Wealth Manager · Boutique (under $100M) | $947K | 1 | 1 | 03/27/2026 | ☆ | ||
| 28716 | Chakkal Capital Management, Llc CRD 284196 | Private Fund Manager · Boutique (under $100M) | $945K | 4 | 1 | 2 | 03/16/2026 | ☆ | |
| 28717 | Asymmetric Advisors Llc CRD 325460 | Aliso Viejo, CA | Wealth Manager · Boutique (under $100M) | $940K | 8 | 8 | 1 | 04/07/2026 | ☆ |
| 28718 | Llewellyn Financial Llc CRD 310834 | Wealth Manager · Boutique (under $100M) | $940K | 12 | 12 | 1 | 03/25/2026 | ☆ | |
| 28719 | The Ryan Group Portfolio Design Llc CRD 124774 | Wealth Manager · Boutique (under $100M) | $933K | 0 | 5 | 1 | 05/03/2024 | ☆ | |
| 28720 | Banyan Lake Capital Llc CRD 337806 | Wealth Manager · Boutique (under $100M) | $930K | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 28721 | Omsai Com Llc CRD 317800 | Chantilly, VA | Insurance-Affiliated · Boutique (under $100M) | $930K | 16 | 19 | 10 | 03/19/2026 | ☆ |
| 28722 | Ranchwood Capital Management, Llc CRD 288155 | Coppell, TX | Wealth Manager · Boutique (under $100M) | $930K | 1 | 1 | 1 | 09/24/2025 | ☆ |
| 28723 | Ria Global Research, Llc CRD 332608 | Houston, TX | Wealth Manager · Boutique (under $100M) | $928K | 13 | 15 | 2 | 05/13/2026 | ☆ |
| 28724 | The Financial Architects Wealth Management Llc CRD 315743 | Chino Hills, CA | Wealth Manager · Boutique (under $100M) | $928K | 20 | 20 | 2 | 04/30/2026 | ☆ |
| 28725 | Richmond Capital Advisors Llc CRD 327060 | Miami, FL | Wealth Manager · Boutique (under $100M) | $927K | 7 | 10 | 1 | 02/11/2026 | ☆ |
| 28726 | Peritus Wealth Management Llc CRD 324376 | Wealth Manager · Boutique (under $100M) | $927K | 0 | 7 | 1 | 01/07/2025 | ☆ | |
| 28727 | Aegis Wealth Partners, Llc CRD 171693 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $926K | 5 | 5 | 1 | 02/24/2025 | ☆ |
| 28728 | Whelan Capital Management, Inc. CRD 107216 | Menlo Park, CA | Wealth Manager · Boutique (under $100M) | $925K | 1 | 1 | 0 | 03/26/2026 | ☆ |
| 28729 | Authentic Life Financial Planning Llc CRD 333946 | Wealth Manager · Boutique (under $100M) | $922K | 22 | 1 | 03/28/2026 | ☆ | ||
| 28730 | Cwm Wealth Management, Llc CRD 165388 | Wealth Manager · Boutique (under $100M) | $919K | 5 | 11 | 1 | 08/14/2026 | ☆ | |
| 28731 | Firmiacer Investment Llc CRD 286448 | Wealth Manager · Boutique (under $100M) | $917K | 20 | 1 | 04/23/2024 | ☆ | ||
| 28732 | Dynamic Financial Planning Llc CRD 322253 | Wealth Manager · Boutique (under $100M) | $916K | 6 | 16 | 1 | 03/30/2026 | ☆ | |
| 28733 | Fortuna Funds, Llc CRD 333660 | Dallas, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $915K | 1 | 1 | 2 | 01/28/2026 | ☆ |
| 28734 | Third Wave Capital Llc CRD 332862 | Wealth Manager · Boutique (under $100M) | $915K | 18 | 18 | 1 | 01/14/2026 | ☆ | |
| 28735 | Inclusive Wealth Financial Planning Llc CRD 328906 | Wealth Manager · Boutique (under $100M) | $915K | 4 | 6 | 1 | 03/15/2026 | ☆ | |
| 28736 | Sidepocket Inc CRD 312031 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $915K | 60 | 60 | 16 | 03/12/2026 | ☆ |
| 28737 | Jackson Financial Services Llc CRD 153927 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $909K | 21 | 1 | 1 | 03/27/2025 | ☆ |
| 28738 | Camston Asset Management, Llc CRD 307634 | Wealth Manager · Boutique (under $100M) | $908K | 0 | 2 | 1 | 02/17/2026 | ☆ | |
| 28739 | Carey, Patrick Joseph CRD 142565 | Insurance-Affiliated · Boutique (under $100M) | $903K | 34 | 34 | 1 | 02/25/2026 | ☆ | |
| 28740 | Refined Wealth Llc CRD 337453 | Wealth Manager · Boutique (under $100M) | $901K | 11 | 1 | 03/23/2026 | ☆ | ||
| 28741 | Inked Investments, Llc CRD 332181 | Round Rock, TX | Wealth Manager · Boutique (under $100M) | $901K | 7 | 7 | 1 | 12/10/2025 | ☆ |
| 28742 | Dallas Money Management Llc CRD 153652 | Wealth Manager · Boutique (under $100M) | $901K | 1 | 2 | 1 | 11/06/2025 | ☆ | |
| 28743 | Xpand Investments Llc CRD 317978 | Wealth Manager · Boutique (under $100M) | $900K | 6 | 18 | 1 | 06/10/2026 | ☆ | |
| 28744 | Capital United Investments Llc CRD 312447 | Yucaipa, CA | Wealth Manager · Boutique (under $100M) | $900K | 12 | 12 | 1 | 07/22/2026 | ☆ |
| 28745 | Headwaters Financial Planning, Llc CRD 330133 | Wealth Manager · Boutique (under $100M) | $900K | 8 | 8 | 1 | 02/24/2025 | ☆ | |
| 28746 | N CRD 337419 | Wealth Manager · Boutique (under $100M) | $900K | 13 | 13 | 1 | 01/22/2026 | ☆ | |
| 28747 | Panoptic Global Wealth Management, Llc CRD 158873 | Wealth Manager · Boutique (under $100M) | $900K | 0 | 7 | 1 | 09/01/2023 | ☆ | |
| 28748 | Portfolio Guide Llc CRD 337318 | Wealth Manager · Boutique (under $100M) | $900K | 4 | 6 | 1 | 05/29/2026 | ☆ | |
| 28749 | Lebron Financial Services, Inc. CRD 297139 | Insurance-Affiliated · Boutique (under $100M) | $899K | 10 | 10 | 1 | 10/21/2025 | ☆ | |
| 28750 | Fenul Wealth Management Llc CRD 311474 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $898K | 9 | 8 | 1 | 01/29/2026 | ☆ |