Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28701 | Mpe Capital, Llc CRD 288682 | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 19 | 1 | 02/21/2026 | ☆ | |
| 28702 | Zhang Capital Management Corp. CRD 148230 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 07/16/2026 | ☆ | |
| 28703 | Irontree Wealth Management, Inc. CRD 291515 | Wealth Manager · Boutique (under $100M) | $1.1M | 4 | 16 | 1 | 03/31/2026 | ☆ | |
| 28704 | Ascent Systematic Advisors Llc CRD 307199 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 9 | 1 | 03/30/2026 | ☆ |
| 28705 | Markus Bates Llc CRD 304334 | Wealth Manager · Boutique (under $100M) | $1.1M | 2 | 2 | 1 | 07/24/2026 | ☆ | |
| 28706 | Ithaka Strategic Partners CRD 308309 | Kings Park, NY | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 5 | 3 | 06/13/2024 | ☆ |
| 28707 | Aurora Financial Planning & Investment Management Llc CRD 291658 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 04/10/2024 | ☆ | |
| 28708 | Treveri Capital Llc CRD 254786 | Rosemead, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 11 | 11 | 1 | 02/16/2026 | ☆ |
| 28709 | Smith & Associates Financial Services, Llc CRD 331842 | Wealth Manager · Boutique (under $100M) | $1.1M | 17 | 17 | 1 | 03/31/2026 | ☆ | |
| 28710 | Creed Evans Financial Advisory, Llc CRD 337803 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 2 | 1 | 03/25/2026 | ☆ | |
| 28711 | Kinetic Financial Llc CRD 331142 | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 9 | 1 | 03/25/2025 | ☆ | |
| 28712 | Dorsey Groomes Wealth Management Llc CRD 333086 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 7 | 1 | 06/29/2026 | ☆ |
| 28713 | Callahan & Callahan Asset Management, Inc. CRD 137293 | Woodland Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 3 | 3 | 2 | 07/23/2026 | ☆ |
| 28714 | Accrescent Capital Management Llc CRD 162919 | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 11 | 1 | 06/15/2026 | ☆ | |
| 28715 | Appleton Investment Management Inc. CRD 113576 | Hortonville, WI | Wealth Manager · Boutique (under $100M) | $1.1M | 3 | 1 | 04/27/2026 | ☆ | |
| 28716 | Auxius Capital Management, Llc CRD 317411 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 2 | 03/24/2026 | ☆ | |
| 28717 | Mountain Lakes Capital Management Llc CRD 299413 | Union, WA | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 1 | 03/18/2026 | ☆ |
| 28718 | Wangchuk Capital, Llc CRD 172896 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 03/10/2026 | ☆ | ||
| 28719 | Crossroads Advisor Network Llc CRD 318072 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $1.1M | 3 | 3 | 2 | 03/29/2026 | ☆ | |
| 28720 | Hudson Harper Capital Management Lp CRD 312709 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 4 | 03/27/2026 | ☆ | |
| 28721 | Parity Investment Management, Llc CRD 339848 | Private Fund Manager · Boutique (under $100M) | $1.1M | 6 | 1 | 1 | 08/25/2026 | ☆ | |
| 28722 | Pb Wealth, Llc CRD 336597 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 3 | 1 | 05/20/2026 | ☆ |
| 28723 | Black Capital, Llc CRD 166125 | Cortez, CO | Wealth Manager · Boutique (under $100M) | $1.1M | 10 | 10 | 1 | 03/31/2026 | ☆ |
| 28724 | Goodrich Financial Advisory Llc CRD 323934 | Wealth Manager · Boutique (under $100M) | $1.1M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 28725 | Normaltown Financial Llc CRD 334719 | Mcallen, TX | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 5 | 9 | 1 | 02/26/2026 | ☆ |
| 28726 | Foresight Financial Advising Llc CRD 325040 | Wealth Manager · Boutique (under $100M) | $1.1M | 15 | 12 | 1 | 01/13/2026 | ☆ | |
| 28727 | Rooney Wealth Management Llc CRD 338991 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 1 | 09/26/2026 | ☆ | ||
| 28728 | Vip Advisors Llc CRD 160106 | Wealth Manager · Boutique (under $100M) | $1.1M | 23 | 23 | 1 | 11/18/2025 | ☆ | |
| 28729 | Efficient Planning Solutions Llc CRD 311458 | Wealth Manager · Boutique (under $100M) | $1.1M | 0 | 18 | 1 | 03/17/2026 | ☆ | |
| 28730 | Activealpha Investment Advisors Private Limited / India CRD 338512 | Mumbai, Maharashtra | Mutual Fund / Asset Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 8 | 08/31/2026 | ☆ |
| 28731 | Blue Donkey Empires, Inc. CRD 156805 | Nashville, IN | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 8 | 1 | 08/05/2026 | ☆ |
| 28732 | Fortifying Your Future Llc CRD 338962 | Wealth Manager · Boutique (under $100M) | $1.1M | 11 | 4 | 1 | 06/05/2026 | ☆ | |
| 28733 | Frazier Group Financial Services Llc CRD 312434 | Tannersville, PA | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 06/01/2021 | ☆ | |
| 28734 | Biotech Consultants International, Llc CRD 152315 | Longmont, CO | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 3 | 15 | 1 | 03/30/2026 | ☆ |
| 28735 | Obel, Emmanuel CRD 155640 | San Mateo, CA | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 6 | 6 | 1 | 03/27/2026 | ☆ |
| 28736 | Dynamic Investment Strategies, Inc. CRD 127301 | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 18 | 1 | 03/23/2026 | ☆ | |
| 28737 | Fleetstar Advisors, Llc CRD 168380 | Boston, MA | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 8 | 5 | 03/30/2026 | ☆ |
| 28738 | Social Justice Capital Llc CRD 333569 | Wealth Manager · Boutique (under $100M) | $1.1M | 1 | 6 | 1 | 04/06/2026 | ☆ | |
| 28739 | In The Money Retirement Planning Limited Liability Company CRD 332715 | Waterford, CT | Wealth Manager · Boutique (under $100M) | $1.1M | 8 | 12 | 1 | 04/06/2026 | ☆ |
| 28740 | Pleasanton Wealth Llc CRD 299123 | Wealth Manager · Boutique (under $100M) | $1.1M | 15 | 15 | 1 | 09/08/2026 | ☆ | |
| 28741 | Stardust Capital, Llc CRD 316861 | Wealth Manager · Boutique (under $100M) | $1.1M | 5 | 7 | 1 | 03/23/2026 | ☆ | |
| 28742 | Tomkiewicz Wealth Management, Llc CRD 336571 | Wealth Manager · Boutique (under $100M) | $1.1M | 7 | 1 | 04/15/2026 | ☆ | ||
| 28743 | N CRD 130037 | Private Fund Manager · Boutique (under $100M) | $1.1M | 1 | 1 | 57 | 03/31/2025 | ☆ | |
| 28744 | Wonderland Financial Planning, Llc CRD 335023 | Wealth Manager · Boutique (under $100M) | $1.1M | 2 | 1 | 08/10/2026 | ☆ | ||
| 28745 | Jay A. Lerman CRD 122687 | Insurance-Affiliated · Boutique (under $100M) | $1.1M | 5 | 5 | 1 | 03/31/2026 | ☆ | |
| 28746 | Bmr Global Wealth Management Group, Inc. CRD 149417 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $1.1M | 4 | 4 | 1 | 02/13/2026 | ☆ |
| 28747 | Emerald Haven Investments Corp CRD 156522 | Wealth Manager · Boutique (under $100M) | $1.1M | 6 | 10 | 1 | 03/30/2026 | ☆ | |
| 28748 | N CRD 311654 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 4 | 03/31/2025 | ☆ | |
| 28749 | Envisage Gmbh. CRD 159270 | Geneva | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 9 | 03/21/2026 | ☆ |
| 28750 | Liberty Street Capital, Llc CRD 126047 | Investment Adviser · Boutique (under $100M) | $1.0M | 2 | 2 | 2 | 03/11/2022 | ☆ |