Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28751 | East Bay Equities Llc CRD 169822 | Wealth Manager · Boutique (under $100M) | $1.0M | 7 | 9 | 1 | 03/03/2026 | ☆ | |
| 28752 | Ot Advisors Llc CRD 328812 | Boca Raton, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 2 | 07/29/2026 | ☆ |
| 28753 | Wrought Iron Financial Llc CRD 331090 | Canal Fulton, OH | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 18 | 1 | 03/19/2026 | ☆ |
| 28754 | Bateman Capital Management, Inc. CRD 284972 | Leavenworth, KS | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 11 | 1 | 02/10/2026 | ☆ |
| 28755 | Luna Partnership Llc CRD 311369 | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 11 | 2 | 02/10/2026 | ☆ | |
| 28756 | Nomadic Wealth Llc CRD 324614 | Wealth Manager · Boutique (under $100M) | $1.0M | 17 | 17 | 1 | 03/26/2026 | ☆ | |
| 28757 | Envisionx Capital, Llc CRD 311431 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 5 | 1 | 09/16/2026 | ☆ | |
| 28758 | Ghost Strategies Llc CRD 329834 | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 10 | 1 | 01/12/2026 | ☆ | |
| 28759 | Master Structured Alternative Asset Related Strategies, Llc CRD 153888 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 28760 | James R. Earl Financial Services, Inc. CRD 149444 | Warren, OH | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 26 | 26 | 1 | 03/30/2026 | ☆ |
| 28761 | Tetra Wealth Management Llc CRD 329050 | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 20 | 1 | 09/04/2026 | ☆ | |
| 28762 | Quarton Capital Partners Llc CRD 342752 | Birmingham, MI | Wealth Manager · Boutique (under $100M) | $1.0M | 0 | 1 | 3 | 09/03/2026 | ☆ |
| 28763 | Contrafactum Research & Management Llc CRD 149591 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 1 | 09/02/2026 | ☆ | |
| 28764 | Venado Investment Advisors Llc CRD 327856 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 6 | 2 | 02/20/2026 | ☆ |
| 28765 | Culture Capital Partners, Llc CRD 299797 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 6 | 6 | 1 | 06/08/2026 | ☆ | |
| 28766 | N CRD 334677 | Private Fund Manager · Boutique (under $100M) | $1.0M | 2 | 2 | 3 | 02/20/2025 | ☆ | |
| 28767 | Monies Wealth Llc CRD 327872 | Austin, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 19 | 1 | 09/07/2026 | ☆ |
| 28768 | Onyx Wealth Management Llc CRD 331330 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 62 | 1 | 02/27/2026 | ☆ | |
| 28769 | Tina Smith, The Financial T, Llc CRD 299747 | Wealth Manager · Boutique (under $100M) | $1.0M | 64 | 64 | 1 | 03/04/2026 | ☆ | |
| 28770 | Nautica Asset Management Llc CRD 282765 | Canton, MI | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 11 | 1 | 08/21/2026 | ☆ |
| 28771 | Alamos Capital, Llc CRD 332985 | Tucson, AZ | Private Fund Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 28772 | Atlas Capital Investment Llc CRD 319436 | East Boston, MA | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 04/30/2026 | ☆ |
| 28773 | Bayou Bridge Capital Advisors, Llc CRD 318595 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 28774 | Blue Chip Financial Advisors, Inc. CRD 119917 | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 7 | 1 | 04/13/2026 | ☆ | |
| 28775 | Calabazas Creek Advisors, Llc CRD 281058 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 06/12/2026 | ☆ | |
| 28776 | Capital Gains Advisory Llc CRD 343790 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 20 | 1 | 09/20/2026 | ☆ | |
| 28777 | Contrarian Labs Inc. CRD 298427 | Covina, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 1 | 04/04/2026 | ☆ | |
| 28778 | Course Pilot Financial Llc CRD 140051 | Wealth Manager · Boutique (under $100M) | $1.0M | 6 | 13 | 1 | 08/05/2023 | ☆ | |
| 28779 | Desai Wealth Llc CRD 335226 | Campbell, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 2 | 1 | 07/16/2026 | ☆ | |
| 28780 | Dresner, Laurence Adley CRD 169285 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 08/23/2021 | ☆ | |
| 28781 | Fulcire Wealth Management, Llc CRD 156552 | Wealth Manager · Boutique (under $100M) | $1.0M | 2 | 2 | 1 | 07/16/2022 | ☆ | |
| 28782 | Good Better Best Financial Planning Llc CRD 325406 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 10 | 1 | 04/01/2026 | ☆ | |
| 28783 | Granada Capital Management, Llc CRD 133375 | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 3 | 1 | 02/28/2026 | ☆ | |
| 28784 | Harvey, Mark T. CRD 169170 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 25 | 20 | 1 | 06/08/2026 | ☆ | |
| 28785 | Jamerson Crosby Investment Advisors Llc CRD 169030 | Endowment & Foundation Advisor · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 07/19/2026 | ☆ | |
| 28786 | Khalilollahi, Daryoosh CRD 132234 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 01/09/2026 | ☆ | ||
| 28787 | Lund Capital Management Llc CRD 325897 | Wealth Manager · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 09/23/2026 | ☆ | |
| 28788 | Nadjibi, Farid CRD 329705 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 7 | 1 | 03/30/2026 | ☆ | ||
| 28789 | Pearl, Amy CRD 168249 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 2 | 1 | 03/19/2026 | ☆ | |
| 28790 | Red Tree Financial Llc CRD 319528 | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 28791 | Rwh Asset Management CRD 168983 | Kenosha, WI | Wealth Manager · Boutique (under $100M) | $1.0M | 9 | 9 | 1 | 04/14/2026 | ☆ |
| 28792 | Silverstone Private Wealth Llc CRD 338605 | Kingwood, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 12 | 1 | 08/19/2026 | ☆ |
| 28793 | Sjc Capital Llc CRD 280027 | St Petersburg, FL | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 1 | 05/14/2026 | ☆ | |
| 28794 | Synergy Capital Management, Llc CRD 145990 | Wealth Manager · Boutique (under $100M) | $1.0M | 6 | 6 | 1 | 03/27/2024 | ☆ | |
| 28795 | Tam, Cynthia Jacqueline CRD 168783 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 01/06/2026 | ☆ | |
| 28796 | The Spano Group Wealth Managers CRD 327702 | President & Ceo, WV | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 14 | 1 | 01/22/2025 | ☆ |
| 28797 | Turbo Calc, Llc CRD 285335 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 0 | 04/30/2025 | ☆ | |
| 28798 | Virtuevian Ventures Corporation CRD 291986 | Wealth Manager · Boutique (under $100M) | $1.0M | 15 | 20 | 2 | 02/06/2026 | ☆ | |
| 28799 | Wahdy Capital Management CRD 175272 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 10 | 1 | 05/30/2025 | ☆ |
| 28800 | Reserve Fund Advisers Llc CRD 314663 | Wealth Manager · Boutique (under $100M) | $1000K | 8 | 8 | 1 | 03/13/2026 | ☆ |