Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28801 | Whalen, Patrick Steven CRD 289431 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $999K | 1 | 1 | 03/30/2026 | ☆ | |
| 28802 | Berets Financial Services Llc CRD 306654 | Insurance-Affiliated · Boutique (under $100M) | $997K | 17 | 17 | 1 | 01/24/2026 | ☆ | |
| 28803 | Minnewashta Rio, Llc CRD 324182 | Wealth Manager · Boutique (under $100M) | $993K | 15 | 1 | 02/25/2026 | ☆ | ||
| 28804 | Legacy Investing & Wealth Management Llc CRD 277057 | Wealth Manager · Boutique (under $100M) | $993K | 9 | 9 | 1 | 03/02/2026 | ☆ | |
| 28805 | Vivere Wealth Management Llc CRD 284152 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $993K | 3 | 4 | 1 | 06/11/2026 | ☆ |
| 28806 | Archangel Investment Management, Llc CRD 290246 | Wealth Manager · Boutique (under $100M) | $991K | 9 | 11 | 1 | 04/24/2025 | ☆ | |
| 28807 | Redemptive Wealth Management Llc CRD 328751 | Wealth Manager · Boutique (under $100M) | $986K | 17 | 1 | 09/17/2026 | ☆ | ||
| 28808 | Ataraxis Capital, Llc CRD 338150 | Wealth Manager · Boutique (under $100M) | $983K | 6 | 7 | 1 | 06/17/2026 | ☆ | |
| 28809 | Sharpely Ai Wealth Advisors Llc CRD 331631 | Wealth Manager · Boutique (under $100M) | $979K | 3 | 3 | 1 | 03/05/2026 | ☆ | |
| 28810 | West East Wealth Management, Llc CRD 287583 | Wealth Manager · Boutique (under $100M) | $978K | 1 | 1 | 04/30/2026 | ☆ | ||
| 28811 | Adam Capital Llc CRD 291709 | Private Fund Manager · Boutique (under $100M) | $975K | 2 | 2 | 1 | 01/29/2026 | ☆ | |
| 28812 | Puthouse, Inc. CRD 344469 | Wealth Manager · Boutique (under $100M) | $974K | 10 | 10 | 4 | 09/30/2026 | ☆ | |
| 28813 | Carpenter Jr., Donald, Francis CRD 144703 | Wealth Manager · Boutique (under $100M) | $973K | 4 | 4 | 1 | 07/10/2025 | ☆ | |
| 28814 | Vaal, Adam, Christopher CRD 290772 | Wealth Manager · Boutique (under $100M) | $968K | 13 | 13 | 1 | 03/31/2026 | ☆ | |
| 28815 | Agile Wealth, Llc CRD 314967 | Wealth Manager · Boutique (under $100M) | $966K | 5 | 6 | 1 | 03/30/2026 | ☆ | |
| 28816 | Appalaches Capital, Llc CRD 325787 | Wealth Manager · Boutique (under $100M) | $965K | 6 | 1 | 06/30/2026 | ☆ | ||
| 28817 | Saberi Investments, Llc CRD 333727 | Wealth Manager · Boutique (under $100M) | $964K | 0 | 11 | 1 | 08/18/2026 | ☆ | |
| 28818 | Gizaw Capital Management, Llc CRD 299496 | Wealth Manager · Boutique (under $100M) | $964K | 15 | 18 | 1 | 03/25/2026 | ☆ | |
| 28819 | Assetguard Financial Services Inc CRD 305747 | Wealth Manager · Boutique (under $100M) | $962K | 37 | 37 | 1 | 03/11/2026 | ☆ | |
| 28820 | Trimon Capital Management, Llc CRD 323318 | Wealth Manager · Boutique (under $100M) | $961K | 4 | 1 | 01/08/2026 | ☆ | ||
| 28821 | Molano, David CRD 323967 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $960K | 5 | 5 | 2 | 05/13/2026 | ☆ |
| 28822 | Larkins & Associates Financial Services, Llc CRD 126997 | Augusta, GA | Insurance-Affiliated · Boutique (under $100M) | $960K | 74 | 03/30/2011 | ☆ | ||
| 28823 | Wallstreetx Etfs, Inc. CRD 339198 | Mutual Fund / Asset Manager · Boutique (under $100M) | $957K | 2 | 2 | 4 | 05/18/2026 | ☆ | |
| 28824 | Forza Wealth Advisory Services Llc CRD 283348 | Wealth Manager · Boutique (under $100M) | $957K | 4 | 4 | 1 | 03/11/2025 | ☆ | |
| 28825 | Grit And Lavender Financial Planning Llc CRD 305656 | Wealth Manager · Boutique (under $100M) | $957K | 8 | 17 | 1 | 03/31/2026 | ☆ | |
| 28826 | Toba Financial Llc CRD 323181 | Wealth Manager · Boutique (under $100M) | $956K | 5 | 10 | 1 | 03/12/2026 | ☆ | |
| 28827 | Rockfleet Financial Services, Inc. CRD 149325 | Sarasota, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $956K | 1 | 1 | 10 | 01/20/2026 | ☆ |
| 28828 | Archedia Capital Llc CRD 291836 | Wealth Manager · Boutique (under $100M) | $955K | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 28829 | Huyser, Randall Steven CRD 300960 | Wealth Manager · Boutique (under $100M) | $951K | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 28830 | Barnett Investment Counsel, Llc CRD 114583 | Wealth Manager · Boutique (under $100M) | $950K | 39 | 39 | 1 | 03/30/2026 | ☆ | |
| 28831 | Hoffman Financial Consultants CRD 121809 | Insurance-Affiliated · Boutique (under $100M) | $950K | 7 | 1 | 06/05/2018 | ☆ | ||
| 28832 | Monument Wealth, Inc CRD 333808 | Wealth Manager · Boutique (under $100M) | $949K | 2 | 1 | 1 | 03/30/2026 | ☆ | |
| 28833 | Buoyancy Capital,Llc CRD 323521 | Wealth Manager · Boutique (under $100M) | $947K | 1 | 1 | 03/27/2026 | ☆ | ||
| 28834 | Chakkal Capital Management, Llc CRD 284196 | Private Fund Manager · Boutique (under $100M) | $945K | 4 | 1 | 2 | 03/16/2026 | ☆ | |
| 28835 | Asymmetric Advisors Llc CRD 325460 | Aliso Viejo, CA | Wealth Manager · Boutique (under $100M) | $940K | 8 | 8 | 1 | 04/07/2026 | ☆ |
| 28836 | Llewellyn Financial Llc CRD 310834 | Wealth Manager · Boutique (under $100M) | $940K | 12 | 12 | 1 | 03/25/2026 | ☆ | |
| 28837 | The Ryan Group Portfolio Design Llc CRD 124774 | Wealth Manager · Boutique (under $100M) | $933K | 0 | 5 | 1 | 05/03/2024 | ☆ | |
| 28838 | Banyan Lake Capital Llc CRD 337806 | Wealth Manager · Boutique (under $100M) | $930K | 2 | 2 | 1 | 03/30/2026 | ☆ | |
| 28839 | Omsai Com Llc CRD 317800 | Chantilly, VA | Insurance-Affiliated · Boutique (under $100M) | $930K | 16 | 19 | 10 | 03/19/2026 | ☆ |
| 28840 | Ranchwood Capital Management, Llc CRD 288155 | Coppell, TX | Wealth Manager · Boutique (under $100M) | $930K | 1 | 1 | 1 | 09/24/2025 | ☆ |
| 28841 | Ria Global Research, Llc CRD 332608 | Houston, TX | Wealth Manager · Boutique (under $100M) | $928K | 13 | 15 | 2 | 05/13/2026 | ☆ |
| 28842 | The Financial Architects Wealth Management Llc CRD 315743 | Chino Hills, CA | Wealth Manager · Boutique (under $100M) | $928K | 20 | 20 | 2 | 04/30/2026 | ☆ |
| 28843 | Richmond Capital Advisors Llc CRD 327060 | Miami, FL | Wealth Manager · Boutique (under $100M) | $927K | 7 | 10 | 1 | 02/11/2026 | ☆ |
| 28844 | Peritus Wealth Management Llc CRD 324376 | Wealth Manager · Boutique (under $100M) | $927K | 0 | 7 | 1 | 01/07/2025 | ☆ | |
| 28845 | Aegis Wealth Partners, Llc CRD 171693 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $926K | 5 | 5 | 1 | 02/24/2025 | ☆ |
| 28846 | Whelan Capital Management, Inc. CRD 107216 | Menlo Park, CA | Wealth Manager · Boutique (under $100M) | $925K | 1 | 1 | 0 | 03/26/2026 | ☆ |
| 28847 | Authentic Life Financial Planning Llc CRD 333946 | Wealth Manager · Boutique (under $100M) | $922K | 22 | 1 | 09/23/2026 | ☆ | ||
| 28848 | Legacy Capital Partners Llc CRD 340870 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $920K | 2 | 2 | 1 | 09/17/2026 | ☆ |
| 28849 | Cwm Wealth Management, Llc CRD 165388 | Wealth Manager · Boutique (under $100M) | $919K | 5 | 11 | 1 | 08/14/2026 | ☆ | |
| 28850 | Firmiacer Investment Llc CRD 286448 | Wealth Manager · Boutique (under $100M) | $917K | 20 | 1 | 04/23/2024 | ☆ |