Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28851 | Regan Financial Group, Llc CRD 284756 | Danville, CA | Wealth Manager · Boutique (under $100M) | $739K | 17 | 18 | 2 | 03/26/2026 | ☆ |
| 28852 | Honeyguide Capital Partners Llc CRD 334529 | Wealth Manager · Boutique (under $100M) | $738K | 13 | 13 | 1 | 01/19/2026 | ☆ | |
| 28853 | Wealth Partners, Inc. CRD 132115 | Wealth Manager · Boutique (under $100M) | $738K | 6 | 1 | 04/01/2026 | ☆ | ||
| 28854 | Agrawal, Ajay CRD 334610 | Fremont, CA | Wealth Manager · Boutique (under $100M) | $737K | 3 | 1 | 03/02/2026 | ☆ | |
| 28855 | Propulsion Capital Management Llc CRD 338744 | Wealth Manager · Boutique (under $100M) | $737K | 2 | 19 | 1 | 02/03/2026 | ☆ | |
| 28856 | Pillar Financial Planning Llc CRD 335717 | Wealth Manager · Boutique (under $100M) | $736K | 14 | 15 | 1 | 06/04/2026 | ☆ | |
| 28857 | Altron Capital Management, Llc CRD 298443 | Wealth Manager · Boutique (under $100M) | $733K | 0 | 5 | 1 | 03/31/2026 | ☆ | |
| 28858 | Your Choice Financial, Llc CRD 144057 | Wealth Manager · Boutique (under $100M) | $733K | 5 | 5 | 1 | 01/21/2023 | ☆ | |
| 28859 | Kairos Llc CRD 122306 | Wealth Manager · Boutique (under $100M) | $732K | 5 | 1 | 03/31/2026 | ☆ | ||
| 28860 | Lcr Financial Group, Llc CRD 153038 | Wealth Manager · Boutique (under $100M) | $730K | 5 | 12 | 1 | 03/31/2023 | ☆ | |
| 28861 | Jby Financial Planning Llc CRD 329299 | Wealth Manager · Boutique (under $100M) | $730K | 19 | 21 | 1 | 03/31/2026 | ☆ | |
| 28862 | The Green Group Finance, Llc CRD 333510 | Lawrenceville, GA | Wealth Manager · Boutique (under $100M) | $727K | 5 | 5 | 2 | 03/06/2026 | ☆ |
| 28863 | Alpha Inertia Capital Llc CRD 310967 | New York, NY | Wealth Manager · Boutique (under $100M) | $726K | 2 | 2 | 1 | 08/20/2026 | ☆ |
| 28864 | Rohde Wealth Management, Llc CRD 338260 | Wealth Manager · Boutique (under $100M) | $725K | 4 | 4 | 1 | 06/23/2026 | ☆ | |
| 28865 | Renz Financial Group, Llc CRD 153025 | Investment Adviser · Boutique (under $100M) | $725K | 20 | 1 | 03/31/2015 | ☆ | ||
| 28866 | Jpl Wealth Management Inc. CRD 324503 | Dripping Springs, TX | Wealth Manager · Boutique (under $100M) | $720K | 3 | 3 | 1 | 03/16/2026 | ☆ |
| 28867 | Lucre Advisory Llc CRD 326012 | Wealth Manager · Boutique (under $100M) | $720K | 9 | 9 | 1 | 03/27/2026 | ☆ | |
| 28868 | Equanimity Capital Management, Llc CRD 318430 | Wealth Manager · Boutique (under $100M) | $718K | 0 | 5 | 1 | 01/19/2026 | ☆ | |
| 28869 | Aligned Wealth Solutions, Llc CRD 333288 | Insurance-Affiliated · Boutique (under $100M) | $717K | 3 | 1 | 03/31/2026 | ☆ | ||
| 28870 | Strikeout Capital Llc CRD 331703 | Albany, NY | Wealth Manager · Boutique (under $100M) | $715K | 9 | 9 | 1 | 05/11/2026 | ☆ |
| 28871 | Empire Retirement Plans, Llc CRD 334783 | Utica, NY | Institutional / Pension Advisor · Boutique (under $100M) | $712K | 1 | 8 | 03/17/2026 | ☆ | |
| 28872 | Atwima Wealth Management Llc CRD 333085 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $712K | 7 | 7 | 1 | 08/21/2026 | ☆ |
| 28873 | Birchcroft Investments, Llc CRD 287581 | Private Fund Manager · Boutique (under $100M) | $709K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 28874 | Finest Edge Financial Llc CRD 330498 | Wealth Manager · Boutique (under $100M) | $707K | 7 | 17 | 1 | 01/02/2026 | ☆ | |
| 28875 | Stronghold Investment Management Llc CRD 331053 | Wealth Manager · Boutique (under $100M) | $706K | 3 | 8 | 1 | 02/19/2026 | ☆ | |
| 28876 | Northwoods Financial Partners Llc CRD 332747 | Hermosa Beach, CA | Wealth Manager · Boutique (under $100M) | $705K | 4 | 4 | 2 | 07/28/2026 | ☆ |
| 28877 | Tetelestai Capital, Llc CRD 313534 | Wealth Manager · Boutique (under $100M) | $704K | 12 | 12 | 5 | 02/22/2026 | ☆ | |
| 28878 | Eg Capital Management Llc CRD 334921 | Wealth Manager · Boutique (under $100M) | $702K | 23 | 23 | 1 | 03/16/2026 | ☆ | |
| 28879 | Polestar Capital Llc CRD 142864 | Wealth Manager · Boutique (under $100M) | $702K | 4 | 4 | 2 | 06/08/2026 | ☆ | |
| 28880 | 4 Seasons Advisors, Llc CRD 163219 | Princeton, WV | Insurance-Affiliated · Boutique (under $100M) | $700K | 10 | 10 | 2 | 09/22/2023 | ☆ |
| 28881 | Bartlett, Lawrence Eugene CRD 136282 | Arcadia, CA | Endowment & Foundation Advisor · Boutique (under $100M) | $700K | 1 | 1 | 1 | 07/06/2026 | ☆ |
| 28882 | Gray Colt Financial Planning Llc CRD 333202 | Wealth Manager · Boutique (under $100M) | $700K | 5 | 15 | 1 | 01/28/2026 | ☆ | |
| 28883 | Graybridge Llc CRD 312127 | Wealth Manager · Boutique (under $100M) | $700K | 15 | 15 | 1 | 02/10/2026 | ☆ | |
| 28884 | Hoodoo Financial, Inc. CRD 291372 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $700K | 21 | 21 | 1 | 07/13/2026 | ☆ |
| 28885 | Pashman Financial Llc CRD 316253 | Wealth Manager · Boutique (under $100M) | $700K | 10 | 30 | 1 | 07/09/2026 | ☆ | |
| 28886 | Pinder Financial, Llc CRD 323918 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $700K | 9 | 9 | 1 | 03/18/2026 | ☆ |
| 28887 | Commodities & Securities, Inc. CRD 154526 | Wealth Manager · Boutique (under $100M) | $695K | 2 | 2 | 0 | 07/29/2026 | ☆ | |
| 28888 | Golden Acre Llc CRD 337930 | Wealth Manager · Boutique (under $100M) | $695K | 6 | 13 | 1 | 03/09/2026 | ☆ | |
| 28889 | Tetra Wealth Management Llc CRD 329050 | Wealth Manager · Boutique (under $100M) | $694K | 7 | 11 | 1 | 09/23/2025 | ☆ | |
| 28890 | Verticus Advisors Inc. CRD 333313 | Wealth Manager · Boutique (under $100M) | $692K | 6 | 9 | 1 | 07/17/2026 | ☆ | |
| 28891 | Confianza Wealth Management Llc CRD 330322 | Wealth Manager · Boutique (under $100M) | $692K | 14 | 28 | 1 | 05/22/2026 | ☆ | |
| 28892 | Wu Wealth Advisory, Llc CRD 299120 | Insurance-Affiliated · Boutique (under $100M) | $689K | 9 | 16 | 1 | 03/31/2026 | ☆ | |
| 28893 | Wheeler & Mote, Llc CRD 115312 | Wealth Manager · Boutique (under $100M) | $688K | 13 | 11 | 1 | 03/20/2026 | ☆ | |
| 28894 | Crux And Company, Llc CRD 284931 | Private Fund Manager · Boutique (under $100M) | $687K | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 28895 | Aptos Capital Llc CRD 281218 | Private Fund Manager · Boutique (under $100M) | $686K | 1 | 6 | 1 | 03/31/2026 | ☆ | |
| 28896 | Kelley Lane Capital, Llc CRD 316410 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $686K | 3 | 1 | 06/10/2024 | ☆ | |
| 28897 | Nevis Equity Advisors Llc CRD 334396 | Wealth Manager · Boutique (under $100M) | $686K | 7 | 12 | 1 | 04/24/2026 | ☆ | |
| 28898 | N CRD 318940 | Wealth Manager · Boutique (under $100M) | $685K | 238 | 238 | 3 | 03/26/2025 | ☆ | |
| 28899 | N CRD 305706 | Private Fund Manager · Boutique (under $100M) | $682K | 4 | 4 | 25 | 07/29/2026 | ☆ | |
| 28900 | Shared Prosperity Group Llc CRD 338743 | Portland, OR | Wealth Manager · Boutique (under $100M) | $680K | 1 | 4 | 2 | 02/12/2026 | ☆ |