Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28851 | Dynamic Financial Planning Llc CRD 322253 | Wealth Manager · Boutique (under $100M) | $916K | 6 | 16 | 1 | 03/30/2026 | ☆ | |
| 28852 | Fortuna Funds, Llc CRD 333660 | Dallas, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $915K | 1 | 1 | 2 | 01/28/2026 | ☆ |
| 28853 | Third Wave Capital Llc CRD 332862 | Wealth Manager · Boutique (under $100M) | $915K | 18 | 18 | 1 | 01/14/2026 | ☆ | |
| 28854 | Inclusive Wealth Financial Planning Llc CRD 328906 | Wealth Manager · Boutique (under $100M) | $915K | 4 | 6 | 1 | 03/15/2026 | ☆ | |
| 28855 | Sidepocket Inc CRD 312031 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $915K | 60 | 60 | 16 | 03/12/2026 | ☆ |
| 28856 | Jackson Financial Services Llc CRD 153927 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $909K | 21 | 1 | 1 | 03/27/2025 | ☆ |
| 28857 | Camston Asset Management, Llc CRD 307634 | Wealth Manager · Boutique (under $100M) | $908K | 0 | 2 | 1 | 02/17/2026 | ☆ | |
| 28858 | Carey, Patrick Joseph CRD 142565 | Insurance-Affiliated · Boutique (under $100M) | $903K | 34 | 34 | 1 | 02/25/2026 | ☆ | |
| 28859 | Refined Wealth Llc CRD 337453 | Wealth Manager · Boutique (under $100M) | $901K | 11 | 1 | 08/31/2026 | ☆ | ||
| 28860 | Inked Investments, Llc CRD 332181 | Round Rock, TX | Wealth Manager · Boutique (under $100M) | $901K | 7 | 7 | 1 | 12/10/2025 | ☆ |
| 28861 | Dallas Money Management Llc CRD 153652 | Wealth Manager · Boutique (under $100M) | $901K | 1 | 2 | 1 | 11/06/2025 | ☆ | |
| 28862 | Xpand Investments Llc CRD 317978 | Wealth Manager · Boutique (under $100M) | $900K | 6 | 18 | 1 | 06/10/2026 | ☆ | |
| 28863 | Capital United Investments Llc CRD 312447 | Yucaipa, CA | Wealth Manager · Boutique (under $100M) | $900K | 12 | 12 | 1 | 07/22/2026 | ☆ |
| 28864 | Headwaters Financial Planning, Llc CRD 330133 | Wealth Manager · Boutique (under $100M) | $900K | 8 | 8 | 1 | 02/24/2025 | ☆ | |
| 28865 | N CRD 337419 | Wealth Manager · Boutique (under $100M) | $900K | 13 | 13 | 1 | 01/22/2026 | ☆ | |
| 28866 | Panoptic Global Wealth Management, Llc CRD 158873 | Wealth Manager · Boutique (under $100M) | $900K | 0 | 7 | 1 | 09/01/2023 | ☆ | |
| 28867 | Portfolio Guide Llc CRD 337318 | Wealth Manager · Boutique (under $100M) | $900K | 4 | 6 | 1 | 05/29/2026 | ☆ | |
| 28868 | Lebron Financial Services, Inc. CRD 297139 | Insurance-Affiliated · Boutique (under $100M) | $899K | 10 | 10 | 1 | 10/21/2025 | ☆ | |
| 28869 | Fenul Wealth Management Llc CRD 311474 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $898K | 9 | 8 | 1 | 01/29/2026 | ☆ |
| 28870 | Jrm Tax & Wealth Management, Llc CRD 318299 | Wealth Manager · Boutique (under $100M) | $896K | 16 | 9 | 1 | 03/30/2026 | ☆ | |
| 28871 | High Mountain Financial Coaching Llc CRD 312552 | Wealth Manager · Boutique (under $100M) | $894K | 12 | 1 | 05/08/2026 | ☆ | ||
| 28872 | Redesign Wealth Planning Llc CRD 330748 | Wealth Manager · Boutique (under $100M) | $894K | 5 | 1 | 03/25/2026 | ☆ | ||
| 28873 | Lone Wolf Trading Llc CRD 297055 | Wealth Manager · Boutique (under $100M) | $891K | 13 | 13 | 1 | 01/27/2026 | ☆ | |
| 28874 | Fundify Advisors Llc CRD 319004 | Austin, TX | Wealth Manager · Boutique (under $100M) | $889K | 9,394 | 9,393 | 3 | 07/31/2026 | ☆ |
| 28875 | Lighthouse Wealth Partners, Inc. CRD 330415 | Wealth Manager · Boutique (under $100M) | $886K | 6 | 10 | 2 | 07/06/2026 | ☆ | |
| 28876 | C. Michael Amin, Llc CRD 165296 | Boston, MA | Wealth Manager · Boutique (under $100M) | $881K | 5 | 5 | 1 | 02/27/2026 | ☆ |
| 28877 | Monticello Capital Management, Llc CRD 148329 | Wealth Manager · Boutique (under $100M) | $873K | 11 | 14 | 0 | 09/02/2026 | ☆ | |
| 28878 | Incline Financial Planning Llc CRD 318942 | Wealth Manager · Boutique (under $100M) | $871K | 5 | 10 | 1 | 01/29/2026 | ☆ | |
| 28879 | Saber 17 Ventures Llc CRD 336626 | Wealth Manager · Boutique (under $100M) | $868K | 4 | 9 | 1 | 03/03/2026 | ☆ | |
| 28880 | Mcc Wealth Influencers Llc CRD 334330 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $865K | 7 | 14 | 1 | 02/05/2026 | ☆ |
| 28881 | Gaelin Llc CRD 336808 | Wealth Manager · Boutique (under $100M) | $865K | 4 | 5 | 1 | 05/20/2026 | ☆ | |
| 28882 | Rodgers Capital Management, Llc CRD 168216 | Wealth Manager · Boutique (under $100M) | $862K | 10 | 10 | 1 | 07/22/2026 | ☆ | |
| 28883 | Wealthu Advisors Llc CRD 300879 | Wealth Manager · Boutique (under $100M) | $861K | 4 | 4 | 1 | 04/01/2026 | ☆ | |
| 28884 | Fresh Lake Wealth Management Llc CRD 161365 | Wealth Manager · Boutique (under $100M) | $860K | 6 | 7 | 1 | 01/23/2026 | ☆ | |
| 28885 | Keywell Financial Group Llc CRD 309246 | Insurance-Affiliated · Boutique (under $100M) | $857K | 6 | 6 | 1 | 03/16/2026 | ☆ | |
| 28886 | Meranti Capital Partners, Inc. CRD 309776 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $855K | 20 | 20 | 1 | 09/05/2025 | ☆ |
| 28887 | Openhanded Wealth Llc CRD 330399 | Wealth Manager · Boutique (under $100M) | $854K | 14 | 42 | 1 | 08/05/2026 | ☆ | |
| 28888 | Kg Meyer, P.C. CRD 297872 | Insurance-Affiliated · Boutique (under $100M) | $850K | 12 | 12 | 1 | 08/02/2026 | ☆ | |
| 28889 | Fortune Financial Llc CRD 135807 | Wealth Manager · Boutique (under $100M) | $850K | 6 | 6 | 1 | 01/16/2026 | ☆ | |
| 28890 | Quadram Capital Llc CRD 285815 | Wealth Manager · Boutique (under $100M) | $850K | 9 | 10 | 1 | 03/31/2026 | ☆ | |
| 28891 | Blue Mountain Wealth Management Llc CRD 333256 | Wealth Manager · Boutique (under $100M) | $847K | 10 | 1 | 05/12/2026 | ☆ | ||
| 28892 | Charles Capital Llc CRD 313224 | Wealth Manager · Boutique (under $100M) | $847K | 6 | 8 | 1 | 03/02/2026 | ☆ | |
| 28893 | Sevey Wealth Advisors, Llc CRD 324450 | Wealth Manager · Boutique (under $100M) | $847K | 2 | 3 | 1 | 03/18/2026 | ☆ | |
| 28894 | Terrapene Capital Llc CRD 335491 | Centralia, IL | Wealth Manager · Boutique (under $100M) | $846K | 8 | 8 | 2 | 04/29/2026 | ☆ |
| 28895 | Viraj Capital, Llc CRD 304730 | Cambridge, MA | Wealth Manager · Boutique (under $100M) | $846K | 6 | 8 | 1 | 03/28/2026 | ☆ |
| 28896 | Aries Investments, Llc CRD 333704 | Lakeland, TN | Wealth Manager · Boutique (under $100M) | $842K | 11 | 16 | 1 | 01/05/2026 | ☆ |
| 28897 | Mountain Ash Capital Llc CRD 335363 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $841K | 4 | 4 | 1 | 03/03/2026 | ☆ |
| 28898 | Pivotpoint Advisors, Llc CRD 310287 | Insurance-Affiliated · Boutique (under $100M) | $840K | 11 | 11 | 0 | 04/29/2026 | ☆ | |
| 28899 | Global Hill Wealth Advisors Llc CRD 316075 | Wealth Manager · Boutique (under $100M) | $840K | 6 | 9 | 1 | 04/02/2026 | ☆ | |
| 28900 | Envisionvest, Llc CRD 289132 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $838K | 12 | 10 | 1 | 03/31/2026 | ☆ |