Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29901 | Arctos Capital Partners Ag CRD 342745 | Zurich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 09/15/2026 | ☆ |
| 29902 | Ardent Guardian Wealth Advisory, Llc CRD 333310 | Mclean, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/18/2026 | ☆ |
| 29903 | Ardent Wealth Management Inc. CRD 332593 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/08/2024 | ☆ |
| 29904 | Ardrossan Wealth Management, Llc CRD 341514 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | ||
| 29905 | Argon Advisors Llc CRD 330015 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/09/2024 | ☆ | ||
| 29906 | Ariam Global Inc. CRD 343104 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 1 | 06/08/2026 | ☆ |
| 29907 | Arion Wealth Management Llc CRD 341104 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/08/2026 | ☆ | ||
| 29908 | Aristide Partners Llc CRD 293186 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/04/2018 | ☆ | |
| 29909 | Aristobulus Investment Management, Llc CRD 174568 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/22/2015 | ☆ | |
| 29910 | Ariston Advisors Llc CRD 131811 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/20/2026 | ☆ | ||
| 29911 | Aristotle Pacific Clo Adviser Iii, Llc CRD 339520 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 46 | 02/18/2026 | ☆ |
| 29912 | Ark Financial Strategies Llc CRD 335145 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2025 | ☆ | ||
| 29913 | Arrowpoint Asset Advisors, Llc CRD 337923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/06/2026 | ☆ | ||
| 29914 | Arrowside Capital, Llc CRD 318976 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/26/2026 | ☆ | |
| 29915 | Artha Investments L.L.C. CRD 341518 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/31/2026 | ☆ | |
| 29916 | Arthscience Capital Management Private Limited CRD 338159 | Mumbai, Maharashtra | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/29/2026 | ☆ |
| 29917 | Arusha Wealth Limited Liability Company CRD 339208 | Leander, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/24/2026 | ☆ |
| 29918 | Arven Wealth Management Llc CRD 340167 | Hillsboro, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 29919 | Arx Strategic Capital, Llc CRD 342832 | Orlando, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/11/2026 | ☆ | |
| 29920 | Asayesh Alireza CRD 307228 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/08/2026 | ☆ | |
| 29921 | Ascend Wealth Advisors, Llc CRD 329553 | Jacksonville Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/08/2024 | ☆ | |
| 29922 | Ascension Legacy Partners, Inc. CRD 338567 | Bala Cynwyd, PA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/08/2026 | ☆ |
| 29923 | Ascent Physician Wealth Llc CRD 341797 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/09/2026 | ☆ | |
| 29924 | Ascentio Capital, Lp CRD 343623 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/24/2026 | ☆ |
| 29925 | Ascentis Asset Management, Llc CRD 318126 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 9 | 07/21/2026 | ☆ |
| 29926 | Ashcroft Green Advisors, Llc CRD 340587 | Reno, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/28/2026 | ☆ |
| 29927 | Asheri Grove Financial Planning, Llc CRD 341914 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/29/2026 | ☆ | ||
| 29928 | Ask Fredd Llc CRD 344234 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 10/06/2026 | ☆ |
| 29929 | Aspen & Pine Asset Management Llc CRD 341048 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/01/2026 | ☆ | ||
| 29930 | Aspire Capital Management, Llc CRD 338517 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/12/2026 | ☆ | ||
| 29931 | Associated Retirement Planners, Inc. CRD 146922 | Wausau, WI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/27/2026 | ☆ |
| 29932 | Astraea Wealth Management, Llc CRD 342778 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/02/2026 | ☆ | ||
| 29933 | Astravia Family Wealth Office Llc CRD 342263 | El Segundo, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/14/2026 | ☆ | |
| 29934 | Astrelle Capital Llc CRD 343106 | Raleigh, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 29935 | Astute Consulting, Llc CRD 339100 | Flower Mound, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/24/2026 | ☆ | |
| 29936 | Atlas Grove Capital Llc CRD 340555 | Dublin, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/14/2026 | ☆ | |
| 29937 | Atlas Wealth Management Llc CRD 343059 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 09/01/2026 | ☆ | |
| 29938 | Atomic Vaults Advisors Llc CRD 330278 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 02/19/2025 | ☆ |
| 29939 | Atrius Ai, Inc. CRD 344563 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/22/2026 | ☆ | ||
| 29940 | Attuned Wealth Llc CRD 343251 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 29941 | Atvantis Wealth Management, Llc CRD 339074 | Charleston, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/04/2026 | ☆ |
| 29942 | Auburn Skies Financial Advisors Llc CRD 340211 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/20/2026 | ☆ | ||
| 29943 | Augeo Wealth Management Llc CRD 341437 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/22/2026 | ☆ | |
| 29944 | Aura Investments Llc CRD 342730 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/15/2026 | ☆ | ||
| 29945 | Auranser Inc. CRD 340833 | Fort Mill, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/27/2026 | ☆ | |
| 29946 | Aurapoint Capital Management, Llc CRD 339820 | Stuart, FL | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 3 | 04/23/2026 | ☆ |
| 29947 | Aure Advisors Llc CRD 337951 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/02/2026 | ☆ | ||
| 29948 | Auriex Wealth Advisors Llc CRD 339954 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/29/2026 | ☆ | ||
| 29949 | Authentic Wealth Partners Llc CRD 343757 | Culpeper, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/02/2026 | ☆ | |
| 29950 | Autumn Branch Capital, Llc CRD 343751 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/29/2026 | ☆ |