Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29951 | Autumn Lane Advisory Llc CRD 342348 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/02/2026 | ☆ | ||
| 29952 | Avadim: Financial, Limited Liability Company CRD 339315 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ | |
| 29953 | Avanti Investment Services Llc CRD 329476 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 12/08/2025 | ☆ | |
| 29954 | Avanzza Investments Llc CRD 340942 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 6 | 09/09/2026 | ☆ |
| 29955 | Aventus Wealth Management Llc CRD 338332 | Centennial, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29956 | Averton Wealth Management Llc CRD 342624 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 29957 | Aviator's Wealth Management CRD 330735 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 01/31/2025 | ☆ | ||
| 29958 | Avl Advisory Llc CRD 337357 | Daytona Beach, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | |
| 29959 | Avora Wealth Llc CRD 339217 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/12/2026 | ☆ | ||
| 29960 | Awaken Financial Designs Llc CRD 339725 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/07/2026 | ☆ | ||
| 29961 | Awealth International Ag CRD 343883 | Zollikon, Zh | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/21/2026 | ☆ |
| 29962 | Awrabi, Kamal Rojay CRD 165426 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 29963 | Axion Capital Markets, Llc CRD 340326 | Oklahoma City, OK | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/22/2026 | ☆ |
| 29964 | Ayurasset Llc CRD 339114 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/06/2026 | ☆ | |
| 29965 | Azoria Capital, Inc. CRD 334835 | Washington, DC | Investment Adviser · Boutique (under $100M) | $0 | 3 | 0 | 5 | 01/06/2026 | ☆ |
| 29966 | Azul Private Wealth, Llc CRD 341915 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 29967 | B. Lively Financial, Llc CRD 340920 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | ||
| 29968 | B365 Invest Llc CRD 337742 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 29969 | Balai Lagai Wealth Management Llc CRD 334602 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 29970 | Banco Do Brasil Securities Llc CRD 132701 | Miami, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 0 | 11 | 08/12/2026 | ☆ |
| 29971 | Bao, Lei CRD 342858 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/24/2026 | ☆ | |
| 29972 | Bark Securities, Llc CRD 337787 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/24/2025 | ☆ | |
| 29973 | Barrett Ward Llc CRD 342706 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | |
| 29974 | Bartholomew & Company Wealth Management, Llc CRD 342680 | Worcester, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 29975 | Base Planning Llc CRD 340360 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | ||
| 29976 | Bat Financial Services Llc CRD 340391 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | ||
| 29977 | Baumont Capital Llc CRD 342673 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 29978 | Bayleaf Financial Services Llc CRD 342400 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 29979 | Bbfn Wealth Management Llc CRD 333474 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/08/2026 | ☆ | |
| 29980 | Bcm Fixed Income, Llc CRD 344121 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 08/21/2026 | ☆ | ||
| 29981 | Bcn Financial, Inc. CRD 135655 | Alameda, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 11/03/2025 | ☆ | |
| 29982 | Beacon Financial Advisors, Llc CRD 121502 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 29983 | Beacon Financial Planning Llc CRD 340096 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 29984 | Beacon Freedom Advisory, Llc CRD 339717 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/03/2026 | ☆ | ||
| 29985 | Beacon Ridge Advisors Llc CRD 340894 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | ||
| 29986 | Bear & Eagle Investments Llc CRD 343699 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/30/2026 | ☆ | |
| 29987 | Bearbull Llc CRD 342324 | Dublin 2 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/04/2026 | ☆ | |
| 29988 | Beard Financial Planning Llc CRD 341301 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/27/2026 | ☆ | ||
| 29989 | Becker Capital Group Llc CRD 342794 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/28/2026 | ☆ | |
| 29990 | Beeyond Capital, Llc CRD 330400 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2024 | ☆ | |
| 29991 | Belle Isle Advisors, Llc CRD 340859 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/21/2026 | ☆ | ||
| 29992 | Belleau Wood Partners Llc CRD 344280 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 29993 | Bellerive Capital, Llc CRD 343680 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/05/2026 | ☆ | ||
| 29994 | Bender Capital Management, Llc CRD 331584 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $0 | 0 | 1 | 06/14/2024 | ☆ | ||
| 29995 | Benefi Global Corp CRD 337846 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 02/03/2026 | ☆ | |
| 29996 | Beneficial Investment Advisory Inc. CRD 333462 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/05/2025 | ☆ | ||
| 29997 | Bennington Asset Management, Llc CRD 342574 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 10/01/2026 | ☆ |
| 29998 | Benton Innovation Group Llc CRD 330945 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/20/2026 | ☆ |
| 29999 | Bespoke Family Advisors, Llc CRD 342526 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | ||
| 30000 | Best Life Financial Planning, Llc CRD 341171 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/25/2026 | ☆ |