Investment advisers
44,703 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 37001 | Hatteras Venture Advisors V Llc CRD 289173 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37002 | Hatteras Venture Advisors Vi, Llc CRD 304184 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37003 | Hatteras Venture Advisors Vii, Llc CRD 320715 | Durham, NC | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37004 | Hatton, William James CRD 305073 | Sherman Oaks, CA | Investment Adviser | — | 35 | 1 | 06/09/2026 | ☆ | |
| 37005 | Havelet Bay Capital International Ltd. CRD 340712 | Dubai | Investment Adviser | — | 04/13/2026 | ☆ | |||
| 37006 | Haven Capital Partners, Llc CRD 335627 | New York, NY | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37007 | Haven Fiduciary Returns Ltd CRD 340126 | Denver, CO | Investment Adviser | — | 12/23/2025 | ☆ | |||
| 37008 | Haven Venture Partners, Llc CRD 324408 | Palo Alto, CA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 37009 | Haviland & Sams, Llc CRD 127175 | Farmington, CT | Investment Adviser | — | 101 | 3 | 07/15/2026 | ☆ | |
| 37010 | Hawkes Peak Partners, Llc CRD 336325 | Southlake, TX | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37011 | Hawkeye Capital Advisors Llc CRD 333942 | Investment Adviser | — | 02/28/2025 | ☆ | ||||
| 37012 | Hawktail Management, Llc CRD 321161 | Palo Alto, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37013 | Hawktail, Llc CRD 299032 | Investment Adviser | — | 03/16/2026 | ☆ | ||||
| 37014 | Hawley Personal Finance Inc. CRD 164010 | Monterey, CA | Investment Adviser | — | 1 | 04/08/2026 | ☆ | ||
| 37015 | Hawthorne Street Capital Management Company, Llc CRD 333813 | Dallas, TX | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 37016 | Hayfin Capital Management Llp CRD 162993 | London | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37017 | Hayfin Management Limited CRD 298617 | Grand Cayman | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37018 | Haymaker Ventures Llc CRD 312862 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 37019 | Hayman Capital Management Lp CRD 146896 | Dallas, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37020 | Haynes Barker Investment Management, Llc CRD 120046 | Jackson, TN | Investment Adviser | — | 115 | 2 | 03/24/2026 | ☆ | |
| 37021 | Haynes Investment Advisors Llc CRD 335068 | Reno, NV | Investment Adviser | — | 1 | 03/24/2026 | ☆ | ||
| 37022 | Haystack Management Company, Llc CRD 292586 | San Francisco, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 37023 | Haywood Lane Capital Management, Lp CRD 342529 | Dallas, TX | Investment Adviser | — | 05/22/2026 | ☆ | |||
| 37024 | Hazelwood Investment Advisors Llc CRD 333703 | Investment Adviser | — | 0 | 2 | 01/27/2026 | ☆ | ||
| 37025 | Hb Capital Partners, Llc CRD 286561 | New Canaan, CT | Investment Adviser | — | 01/12/2017 | ☆ | |||
| 37026 | Hbc Financial Group, Llc CRD 328435 | Abingdon, VA | Investment Adviser | — | 0 | 1 | 03/04/2026 | ☆ | |
| 37027 | Hbc Gp Llc CRD 170804 | Dallas, TX | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 37028 | Hbse Management, Llc CRD 298772 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37029 | Hbw Ria Services, Llc CRD 319056 | West Bend, WI | Investment Adviser | — | 1 | 03/23/2026 | ☆ | ||
| 37030 | Hc Capital Management, Llc CRD 174737 | Palo Alto, CA | Investment Adviser | — | 03/21/2026 | ☆ | |||
| 37031 | Hc Capital, Llc CRD 316638 | Investment Adviser | — | 08/26/2021 | ☆ | ||||
| 37032 | Hc Private Investments, Llc CRD 337451 | Chicago, IL | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37033 | Hcap 1 Llc CRD 330765 | Westport, CT | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 37034 | Hcap Partners, Llc CRD 335625 | La Jolla, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37035 | Hcep Management Limited CRD 310931 | Hong Kong | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 37036 | Hchp Management Limited CRD 318479 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37037 | Hcp Wealth Planning, Llc CRD 298864 | Investment Adviser | — | 1 | 02/05/2026 | ☆ | |||
| 37038 | Hcrp Management Llc CRD 337447 | West Palm Beach, FL | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 37039 | Hcv Management Viii, Llc CRD 163510 | Cambridge, MA | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 37040 | Hd Pinnacle Advisors, Ltd. CRD 121179 | Mansfield, OH | Investment Adviser | — | 1 | 03/16/2026 | ☆ | ||
| 37041 | Hdfc Amc International (Ifsc) Limited CRD 328821 | Gift City, Gandhinagar | Investment Adviser | — | 06/25/2026 | ☆ | |||
| 37042 | Hdr Management L.L.C. CRD 339189 | San Juan, PR | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37043 | Headlands Asset Management, Llc CRD 166791 | Petaluma, CA | Investment Adviser | — | 04/09/2026 | ☆ | |||
| 37044 | Headlight Partners Llc CRD 332446 | Charlotte, NC | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 37045 | Headline Growth Management, Llc CRD 323219 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37046 | Headline Management Gmbh CRD 319198 | Berlin | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37047 | Headline Management Vii, Llc CRD 323221 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 37048 | Headwater Ventures Management, Lp CRD 325577 | Investment Adviser | — | 02/25/2026 | ☆ | ||||
| 37049 | Headwaters Capital, Llc CRD 336393 | Heber City, UT | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 37050 | Headway Capital Partners Llp CRD 160893 | London | Investment Adviser | — | 06/25/2026 | ☆ |